China Merchants Bank : ·Monthly Return of Equity Issuer on Movements in Securities for the month ended 3...

Monthly Return of Equity Issuer on Movements in Securities

For the month ended

(dd/mm/yyyy) :30/06/2021

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer

China Merchants Bank Co., Ltd. (the "Bank")

Date Submitted

02/07/2021

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code : 03968

Description :

H Shares

Authorised share

No. of ordinary

Par value

capital

(See Remark 1)

shares

(RMB)

(RMB)

Balance at close of preceding month

4,590,901,172

1.00

4,590,901,172

Increase/(decrease)

0

0

Balance at close of the month

4,590,901,172

1.00

4,590,901,172

(2) Stock code : 600036

Description :

A Shares (Shanghai)

Authorised share

No. of ordinary

Par value

capital

(See Remark 1)

shares

(RMB)

(RMB)

Balance at close of preceding month

20,628,944,429

1.00

20,628,944,429

Increase/(decrease)

0

0

Balance at close of the month

20,628,944,429

1.00

20,628,944,429

2. Preference Shares

			U.S. $1,000,000,000 4.40% Non-
			Cumulative Perpetual Offshore
(1)Stock	04614		Preference Shares ("Offshore
code :	Description :	Preference Shares")

										Authorised share
				No. of Offshore				capital
				preference		Par value	(See Remark 2)
				shares		(RMB)	(U.S.$)
Balance at close of preceding month	50,000,000		100		1,000,000,000
Increase/(decrease)			0	0		0
Balance at close of the month		50,000,000		100		1,000,000,000
						RMB27,500,000,000 (dividend yield of
						4.81%, Non-Cumulative) Domestic
	360028					Preference Shares ("Domestic
Stock code :		Description :		Preference Shares")
										Authorised share
					No. of				capital
				preference		Par value	(See Remark 3)
				shares		(RMB)	(RMB)
Balance at close of preceding month	275,000,000		100		27,500,000,000
Increase/(decrease)			0	0		0
Balance at close of the month		275,000,000	100		27,500,000,000
3. Other Classes of Shares
Stock code :	N/A		Description :
				No. of other		Par value	Authorised share
				classes of		(State	capital
				shares		currency)	(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month (Total	59,352,045,601
registered share capital and Preference Shares) (RMB) :	(See Remark 4)

II. Movements in Issued Share Capital

No. of ordinary shares

No. of preference shares

(1) USD

Offshore

(2) Domestic

No. of other

(2) A Shares

Preference

Preference

classes of

(1) H Shares

Shares

Shares

shares

Balance at close of

preceding month

4,590,901,172

20,628,944,429

50,000,000

275,000,000

N/A

Increase/ (decrease)

during the month

0

0

0

0

N/A

Balance at close of

the month

4,590,901,172

20,628,944,429

50,000,000

275,000,000

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of

No. of new shares of No. of new shares of

share option

issuer issued during

issuer which may be

scheme

the month pursuant

issued pursuant

including EGM

Movement during the month

thereto

thereto as at close of

approval date

the month

(dd/mm/yyyy) and

class of shares

issuable

Granted

Exercised

Cancelled

Lapsed

1. N/A

( / /

)

shares

(Note 1)

2. N/A

(

/

/

)

shares

(Note 1)

3. N/A

( / /

)

shares

(Note 1)

Total A.

(Ordinary shares)

Nil

(Preference shares)

Nil

(Other class)

Nil

Total funds raised during the month from exercise

Nil

of options (State currency)

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

during the

issued

Nominal value

month

pursuant

Description of warrants

Currency

at close of

Exercised

Nominal value

pursuant

thereto as at

of nominal

preceding

during the

at close of the

thereto

close of the

(Date of expiry - dd/mm/yyyy)

value

month

month

month

month

1. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

4. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(	/	/	)

(	/	/	)

(

/

/

)

Total B. (Ordinary shares) (Preference shares)

(Other class)

Nil

Nil

Nil

A Shares

The initial conversion price is RMB19.02 per share, subject to adjustment

(26/05/2017)

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

					No. of new	No. of new
					shares of	shares of
					issuer	issuer which
					issued	may be
					during the	issued
					month	pursuant
	Currency of	Amount at			pursuant	thereto as at
	close of	Converted	Amount at	thereto	close of the
	amount	preceding	during the	close of the		month
Class and description	outstanding	month	month	month

1. Offshore Preference Shares, convertible compulsorily upon

occurrence of a trigger event

368,812,915

pursuant to the terms and

H Shares

conditions with respect to the

(See Remark

Offshore Preference Shares

U.S.$

1,000,000,000

Nil

1,000,000,000

Nil

5)

Stock code (if listed)

04614

Class of shares

issuable (Note 1)

H Shares

The initial conversion price

is HK$21.06 per H Share,

Subscription price

subject to adjustment

EGM approval date

(if applicable)

(dd/mm/yyyy))

(26/05/2017)

2. Domestic Preference Shares,

convertible compulsorily upon

1,445,846,477

occurrence of a trigger event

pursuant to the terms and

A Shares

conditions with respect to the

(See Remark

Domestic Preference Shares

RMB

27,500,000,000

Nil

27,500,000,000

Nil

6)

Stock code (if listed)

360028

Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)
4. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)