Coda Minerals : Notification regarding unquoted securities - COD

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

CODA MINERALS LTD

Date of this announcement

Thursday December 23, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	2021 Performance Rights	103,246	17/12/2021
to be confirmed
New class - code	2021 Performance Rights	49,540	23/12/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

CODA MINERALS LTD

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	49625763957
1.3	ASX issuer code
COD

1. The announcement is New announcement
2. Date of this announcement

23/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

ASX +security code		+Security description
New class - code to be confirmed		2021 Performance Rights
+Security type		ISIN code
Other

Date the +securities the subject of this notification were issued

17/12/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.
Name of KMP		Name of registered holder	Number of +securities
			103,246
Chris Stevens		Dr Catriona Fleur Stevens

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://www.asx.com.au/asxpdf/20211018/pdf/451s622hvpbnbv.pdf

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.asx.com.au/asxpdf/20211018/pdf/451s622hvpbnbv.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue of Performance Rights to the CEO as approved by shareholders at the AGM held on 19 November 2021.

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Issue details

Number of +securities

103,246

For personal use only

ASX +security code		+Security description
New class - code to be confirmed		2021 Performance Rights
+Security type		ISIN code
Other

Date the +securities the subject of this notification were issued

23/12/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://www.asx.com.au/asxpdf/20211018/pdf/451s622hvpbnbv.pdf

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.asx.com.au/asxpdf/20211018/pdf/451s622hvpbnbv.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue of Performance Rights to staff under the Employee Incentive Plan approved by shareholders at the AGM held on 19 November 2021.

Notification of Issue, Conversion or Payment up of Unquoted

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