2021 Annual Report

Directors

William P. Powell, Chairman

Managing Partner of 535 Partners LLC, a family office

Sophie Bergeron

Managing Director of Diamonds, Technical and HSEC of Rio Tinto, a metals and mining corporation

James A. Brock

President and Chief Executive Officer of the Company

John T. Mills

Former Chief Financial Officer of Marathon Oil Corporation, an integrated energy company

Joseph P. Platt

General Partner of Thorn Partners LP, a family limited partnership

Edwin S. Roberson

Former Chief Executive Officer of Christ Community Health Services, a health system

Executive Officers

James A. Brock

President and Chief Executive Officer

Miteshkumar B. Thakkar

Chief Financial Officer

John M. Rothka

Chief Accounting Officer & Controller

Kurt R. Salvatori

Chief Administrative Officer

Martha A. Wiegand

General Counsel and Secretary

81,7('67$7(6

6(&85,7,(6$1'(;&+$1*(&200,66,21

DVKLQJWRQ'&

)250 .

0DUN2QH

$118$/5(325738568$17726(&7,2125G2)7+(6(&85,7,(6(;&+$1*($&72)

)RUWKHILVFDOHDUHQGHG'HFHPEHU

25

75$16,7,215(325738568$17726(&7,2125G2)7+(6(&85,7,(6(;&+$1*($&72)

)RUWKHWUDQVLWLRQSHULRGIURPWR

&RPPLVVLRQILOHQXPEHU

&2162/(QHUJ,QF

([DFWQDPHRIUHJLVWUDQWDVVSHFLILHGLQLWVFKDUWHU

'HODZDUH

6WDWHRURWKHUMXULVGLFWLRQRILQFRUSRUDWLRQRURUJDQL]DWLRQ

,56(PSORHU,GHQWLILFDWLRQ1R

&2162/(QHUJ'ULYH 6XLWH

&DQRQVEXUJ 3$

$GGUHVVLQFOXGLQJ]LSFRGHDQGWHOHSKRQHQXPEHULQFOXGLQJDUHDFRGHRIUHJLVWUDQW VSULQFLSDOH[HFXWLYHRIILFHV

6HFXULWLHVUHJLVWHUHGSXUVXDQWWR6HFWLRQERIWKH$FW

7LWOHRIHDFKFODVV

7UDGLQJ6PEROV

1DPHRIHDFKH[FKDQJHRQZKLFKUHJLVWHUHG

&RPPRQ6WRFNSDUYDOXH

&(,;

1HZ<>

6HFXULWLHVUHJLVWHUHGSXUVXDQWWR6HFWLRQJRIWKH$FW1RQH

1R

,QGLFDWHEFKHFNPDUNLIWKHUHJLVWUDQWLVDZHOONQRZQVHDVRQHGLVVXHUDVGHILQHGLQ5XOHRIWKH6HFXULWLHV$FW<>

,QGLFDWHEFKHFNPDUNLIWKHUHJLVWUDQWLVQRWUHTXLUHGWRILOHUHSRUWVSXUVXDQWWR6HFWLRQRU6HFWLRQGRIWKH$FW<HV 1R

,QGLFDWHEFKHFNPDUNZKHWKHUWKHUHJLVWUDQWKDVILOHGDOOUHSRUWVUHTXLUHGWREHILOHGE6HFWLRQRUGRIWKH6HFXULWLHV([FKDQJH$FWRIGXULQJWKHSUHFHGLQJ PRQWKVRUIRUVXFKVKRUWHUSHULRGWKDWWKHUHJLVWUDQWZDVUHTXLUHGWRILOHVXFKUHSRUWVDQGKDVEHHQVXEMHFWWRVXFKILOLQJUHTXLUHPHQWVIRUWKHSDVWGDV<_hv03_>R

,QGLFDWHEFKHFNPDUNZKHWKHUWKHUHJLVWUDQWKDVVXEPLWWHGHOHFWURQLFDOOHYHU,QWHUDFWLYH'DWD)LOHUHTXLUHGWREHVXEPLWWHGSXUVXDQWWR5XOHRI5HJXODWLRQ67†RI WKLVFKDSWHUGXULQJWKHSUHFHGLQJPRQWKVRUIRUVXFKVKRUWHUSHULRGWKDWWKHUHJLVWUDQWZDVUHTXLUHGWRVXEPLWVXFKILOHV<_hv03_>1R

,QGLFDWHEFKHFNPDUNZKHWKHUWKHUHJLVWUDQWLVDODUJHDFFHOHUDWHGILOHUDQDFFHOHUDWHGILOHUDQRQDFFHOHUDWHGILOHUDVPDOOHUUHSRUWLQJFRPSDQRUDQHPHUJLQJJURZWKFRPSDQ6HH WKHGHILQLWLRQVRI³ODUJHDFFHOHUDWHGILOHU´³DFFHOHUDWHGILOHU´³VPDOOHUUHSRUWLQJFRPSDQ´DQG³HPHUJLQJJURZWKFRPSDQ´LQ5XOHERIWKH([FKDQJH$FW

/DUJHDFFHOHUDWHGILOHU $FFHOHUDWHGILOHU 1RQDFFHOHUDWHGILOHU 6PDOOHU5HSRUWLQJ&RPSDQ (PHUJLQJ*URZWK&RPSDQ

,IDQHPHUJLQJJURZWKFRPSDQLQGLFDWHEFKHFNPDUNLIWKHUHJLVWUDQWKDVHOHFWHGQRWWRXVHWKHH[WHQGHGWUDQVLWLRQSHULRGIRUFRPSOLQJZLWKDQQHZRUUHYLVHGILQDQFLDO DFFRXQWLQJVWDQGDUGVSURYLGHGSXUVXDQWWR6HFWLRQDRIWKH ([FKDQJH$FW

,QGLFDWHEFKHFNPDUNZKHWKHUWKHUHJLVWUDQWKDVILOHGDUHSRUWRQDQGDWWHVWDWLRQWRLWVPDQDJHPHQW VDVVHVVPHQWRIWKHHIIHFWLYHQHVVRILQWHUQDOFRQWURORYHUILQDQFLDOUHSRUWLQJ XQGHU6HFWLRQERIWKH6DUEDQHV2[OH$FW86&EEWKHUHJLVWHUHGSXEOLFDFFRXQWLQJILUPWKDWSUHSDUHGRULVVXHGLWVDXGLWUHSRUW<_hv03_03_>1R

,QGLFDWHEFKHFNPDUNZKHWKHUWKHUHJLVWUDQWLVDVKHOOFRPSDQDVGHILQHGLQ5XOHERIWKH$FW<_hv03_>1R

7KHDJJUHJDWHYDOXHRIFRPPRQVWRFNKHOGEQRQDIILOLDWHVRIWKHUHJLVWUDQWWUHDWLQJDOOH[HFXWLYHRIILFHUVDQGGLUHFWRUVRIWKHUHJLVWUDQWIRUWKLVSXUSRVHDVLIWKHPDEHDIILOLDWHV RIWKHUHJLVWUDQWZDVDSSUR[LPDWHODVRI-XQHWKHODVWEXVLQHVVGDRIWKHUHJLVWUDQW VPRVWUHFHQWOFRPSOHWHGVHFRQGILVFDOTXDUWHUEDVHGRQWKHUHSRUWHG FORVLQJSULFHRIWKHFRPPRQVWRFNDVUHSRUWHGRQ7KH1HZ<>

7KHQXPEHURIVKDUHVRXWVWDQGLQJRIWKHUHJLVWUDQW VFRPPRQVWRFNDVRI-DQXDUZDVVKDUHV

'2&80(176,1&25325$7('%<5()(5(1&(

3RUWLRQVRI&2162/(QHUJ,QF V3UR[6WDWHPHQWIRUWKH$QQXDO0HHWLQJRI6WRFNKROGHUVWREHILOHGZLWKLQGDVRIWKHHQGRIWKHUHJLVWUDQW VILVFDOHDUDUHLQFRUSRUDWHGE

UHIHUHQFHLQ,WHPVDQGRI3DUW,,,

7$%/(2)&217(176

3DJH

3$57,

,7(0

%XVLQHVV

,7(0$

5LVN)DFWRUV

,7(0%

8QUHVROYHG6WDII&RPPHQWV

,7(0

3URSHUWLHV

,7(0

/HJDO3URFHHGLQJV

,7(0

0LQH6DIHWDQG+HDOWK$GPLQLVWUDWLRQ6DIHW'DWD

3$57,,

,7(0

0DUNHWIRU5HJLVWUDQW V&RPPRQ(TXLWDQG5HODWHG6WRFNKROGHU0DWWHUVDQG,VVXHU3XUFKDVHVRI(TXLW6HFXULWLHV

,7(0

0DQDJHPHQW V'LVFXVVLRQDQG$QDOVLVRI)LQDQFLDO&RQGLW

LRQDQG5HVXOWVRI2SHUDWLRQV

,7(0$

4XDQWLWDWLYHDQG4XDOLWDWLYH'LVFORVXUHV$ERXW0DUNHW5LVN

,7(0

)LQDQFLDO6WDWHPHQWVDQG6XSSOHPHQWDU'DWD

,7(0

&KDQJHVLQDQG'LVDJUHHPHQWVZLWK$FFRXQWDQWVRQ$FFRXQWLQJDQG)LQDQFLDO'LVFORVXUHV

,7(0$

&RQWUROVDQG3URFHGXUHV

,7(0%

2WKHU,QIRUPDWLRQ

,7(0&

'LVFORVXUH5HJDUGLQJ)RUHLJQ-XULVGLFWLRQVWKDW3UHYHQW

,QVSHFWLRQV

3$57,,,

,7(0

'LUHFWRUVDQG([HFXWLYH2IILFHUVRIWKH5HJLVWUDQW

,7(0

([HFXWLYH&RPSHQV

DWLRQ

,7(0

6HFXULW2ZQHUVKLSRI&HUWDLQ%HQHILFLDO2ZQHUVDQG0DQDJHPHQWDQG5HODWHG6WRFNKROGHU0DWWHUV

,7(0

&HU

WDLQ5HODWLRQVKLSVDQG5HODWHG7UDQVDFWLRQVDQG'LUHFWRU,QGHSH

QGHQFH

,7(0

3ULQFLSDO$FFRXQWLQJ)HHVDQG6HUYLFHV

3$57,9

,7(0

([KLELWVD

QG)LQDQFLDO6WDWHPHQW6FKHGXOHV

6,*1$785(6

Attachments

  • Original Link
  • Original Document
  • Permalink

Disclaimer

CONSOL Energy Inc. published this content on 15 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 17 March 2022 13:30:05 UTC.