Company Cowen Inc.

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Cowen Investment Management LLC (Cowen Investment Management) is a venture capital subsidiary of Cowen, Inc. founded in 1997. The firm is headquartered in New York.

Part of The Toronto-Dominion Bank, ATM Execution LLC is a private company based in New York, NY.

Part of The Toronto-Dominion Bank, Cowen International Ltd. is a middle market investment bank that has been delivering differentiated, insight-driven strategies to empower clients for over 100 years. The private company is based in London, UK. Cowen International offers various events and conferences, including TD Cowen’s Sustainability Week and Private Technology Growth Summit, which are intended for institutional and corporate clients only. The British company was founded in 2005. Kevin John Disley has been the CEO of the company since 2006.

Ramius UK Ltd. is an alternative investment firm headquartered in London, UK. The firm was founded by Peter Cohen in 2002 as Ramius Capital International Ltd. They are a subsidiary of Cowen Investment Management LLC, ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Ramius UK manages assets of sophisticated investors which include institutions, corporations, pension plans, sovereign wealth funds, foundations and endowments, multi-family offices and high-net-worth individuals.

Cowen Prime Services LLC (CPS) is a broker-dealer headquartered in New York City. The firm is directly owned by Cowen PB Holdings LLC, which, in turn, is primarily owned by Cowen Group, Inc. (NASDAQ: COWN). CPS is registered as a broker-dealer with the SEC and FINRA, and as a an introducing broker with the Commodities Futures Trading Commission and the National Futures Association. CPS was formed in 2015 following Cowen Group’s acquisition of Concept Capital Markets LLC. Concept Capital was established in 2010 following the spin-off of the Concept Capital division of Sanders Morris Harris Inc., whose origins date back to 1995. CPS' offering includes world-class custody and clearing options, multi asset class capabilities, leading execution and order management systems, a seasoned execution desk, a range of financing options, a highly professional operations and customer support team, comprehensive portfolio reporting capabilities, capital introduction, and live, intraday and post-trade risk and performance analytics.

Part of The Toronto-Dominion Bank, Cowen Holdings, Inc. is a capital pool company. The private company is based in New York, NY.

Part of The Toronto-Dominion Bank, Cowen Execution Services Ltd. is a full-service, growth investment bank that provides insights across a broad range of sectors and capabilities. The private company is based in London, UK. The British company is committed to promoting strong environmental, social, and governance for all stakeholders. Cowen was founded in 2007, and the CEOs are Matt Cyzer and Mark Kelly.

Cowen Prime Advisors LLC (CPA) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2010 as an operating division of Cowen Prime Services LLC (CPS) and succeeded to the investment advisory business of CPS in 2021. They are a direct subsidiary of Cowen PB Holdings LLC and became ultimately owned by The Toronto-Dominion Bank (TSE, NYSE: TD) in 2023, a Canadian multinational banking and financial services corporation. CPA offers investment advisory services to high-net-worth individuals, groups of related family members, trusts, estates and charitable institutions, pension and profit-sharing plans, pooled investment vehicles, and corporations and other business organizations.

Part of The Toronto-Dominion Bank, Cowen Execution Holdco LLC is an investment holding American company. The private company is located in the US.

Part of The Toronto-Dominion Bank, Cowen Financial Products LLC is an American company that provides investment services. The private company is located in the US.

Cowen Sustainable Advisors LLC engages in the provision of financial advisory services. The company is headquartered in New York, NY.