Cronos Australia : Notification regarding unquoted securities - CAU

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

CRONOS AUSTRALIA LIMITED

Date of this announcement

Friday December 17, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Executive performance rights	6,000,000	16/12/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

CRONOS AUSTRALIA LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	629071594
1.3	ASX issuer code
CAU

1. The announcement is New announcement
2. Date of this announcement

17/12/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

ASX +security code		+Security description
New class - code to be confirmed		Executive performance rights
+Security type		ISIN code
Other

Date the +securities the subject of this notification were issued

16/12/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.
Name of KMP		Name of registered holder	Number of +securities
			1,000,000
Shane Francis Tanner		SF Tanner and LJ Wheeler as trustees
		for Tanner Superannuation Fund	1,000,000
Rodney Damon Cocks		NewSouthern Investment Holdings 1
		Pty. Ltd. as trustee for NewSouthern
		Investment Trust 1
			1,000,000
Thomas Godfrey Howitt		Alexandra Kent Gibson
			1,000,000
Guy Rothwell Headley		Guy Headley
			1,000,000
Benjamin David Ngahuia Jansen		Benjamin Jansen
			1,000,000
Jessimine Charles Kiritea Jansen		Jessimine Jansen

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

www.cronosaustralia.com/investors

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

www.cronosaustralia.com/investors

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Any other information the entity wishes to provide about the +securities the subject of this notification

Full details of the terms and conditions of the above executive performance rights are set out on pages 42 and 43 of the Company's Prospectus dated 19 November 2021.

Issue details

For personal use only

Number of +securities 6,000,000

Notification of Issue, Conversion or Payment up of Unquoted

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