(millions of share, millions of yen)

2Q FY2022

2Q FY2021

Y/y change

FY2021

Number of

Amount

Number of

Amount

Number of

Amount

Number of

Amount

Shares

Shares

Shares

Shares

Total

15,427

35,756,219

13,714

31,368,117

12.5%

14.0%

27,625

63,620,453

Dealing (a)

(4,656)

(11,866,123)

(4,246)

(10,862,170) (

9.7%)

(

9.2%)

(8,533)

(21,963,911)

Brokerage (b)

(10,770)

(23,890,096)

(9,468)

(20,505,946) (

13.8%)

(

16.5%)

(19,091)

(41,656,542)

b / (a+b)

69.8%

66.8%

69.0%

65.4%

69.1%

65.5%

2Q FY2022

2Q FY2021

Y/y change

FY2021

Underwriting:

Stock (number of shares)

10

78

△

86.3%

342

(yen

amount)

36,162

163,205

△

77.8%

457,449

Bond (face

value)

2,683,348

3,401,824

△

21.1%

5,905,127

Beneficiary certificates (face value)

－

－

－

－

Distribution:

Stock (number of shares)

10

78

△

86.3%

342

(yen

amount)

45,355

181,874

△

75.1%

478,830

Bond (face

value)

2,980,887

3,667,700

△

18.7%

6,384,905

Beneficiary certificates (face value)

1,649,879

1,830,495

△

9.9%

3,508,466