DBV TECHNOLOGIES Item 5.07 Submission of Matters to a Vote of Security Holders.
On
Within the authority of the Ordinary Shareholders' Meeting:
1. The resolution approving the annual financial statements for the year
ended on December 31, 2021 was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
19,046,403 237,350 39,144
2. The resolution approving the consolidated financial statements for the
year ended on December 31, 2021 was approved, based on the following
votes:
Voted Vote
Voted For Against Withheld
19,046,383 237,350 39,164
3. The resolution allocating income for the year ended on December 31, 2021
was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
19,136,889 144,447 41,561
4. The resolution allocating the accumulated deficit to the
"Additional paid-in capital" was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
19,116,063 164,487 42,347
5. The resolution regarding the statutory auditors' special report on
regulated agreements and acknowledgement of the absence of new regulated
agreements was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
19,134,779 148,106 40,012
6. The resolution renewing the term of office of Michel de Rosen as director
was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
17,745,279 1,516,061 61,557
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7. The resolution renewing the term of office of Timothy E. Morris as
director was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
17,884,626 1,377,214 61,057
8. The resolution renewing the term of office of Daniel B. Soland as
director was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
17,743,120 1,517,573 62,204
9. The resolution approving the compensation policy for the Chairman of the
Board of Directors and for the directors was approved, based on the
following votes:
Voted Vote
Voted For Against Withheld
18,351,684 939,372 31,841
10. The resolution approving the compensation policy for the Chief Executive
Officer and/or any other executive corporate officer was approved, based
on the following votes:
Voted Vote
Voted For Against Withheld
18,347,305 939,456 36,136
11. The resolution approving, on an advisory basis, the compensation of named
executive officers other than the Chief Executive Officer was approved,
based on the following votes:
Voted Vote
Voted For Against Withheld
18,341,702 939,509 41,686
12. The resolution approving the information set out in section I of
Article L.22-10-9 of the French Commercial Code was approved, based on
the following votes:
Voted Vote
Voted For Against Withheld
19,057,593 226,728 38,576
13. The resolution approving the fixed, variable and non-recurring components
of overall compensation and benefits of all types paid or assigned during
the year ended to Michel de Rosen , Chairman of the Board of Directors,
was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
18,342,182 944,615 36,100
14. The resolution approving the fixed, variable and non-recurring components
of overall compensation and benefits of all types paid or assigned during
the year ended to Daniel Tassé , Chief Executive Officer, was approved,
based on the following votes:
Voted Vote
Voted For Against Withheld
18,335,946 947,764 39,187
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15. The resolution authorizing the Board of Directors to buy back company
shares on the Company's behalf pursuant to Article L. 22-10-62 of the
French Commercial Code, length of authorization, purpose, terms, and
maximum amount, suspension during a public offering period was approved,
based on the following votes:
Voted Vote
Voted For Against Withheld
19,012,300 277,479 33,118
Within the authority of the Extraordinary Shareholders' Meeting:
16. The resolution authorizing the Board of Directors for the Company to
cancel the shares bought back pursuant to Article L. 22-10-62 of the
French Commercial Code, length of authorization, maximum amount,
suspension during a public offering period was approved, based on the
following votes:
Voted Vote
Voted For Against Withheld
19,008,734 201,041 113,122
17. The resolution delegating powers to the Board of Directors to increase
the capital by means of the incorporation of reserves, profits and/or
premiums, duration of the delegation, maximum par value of the capital
increase, treatment of fractional shares, suspension during a public
offering period was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
19,004,128 210,302 108,467
18. The resolution delegating powers to the Board of Directors to issue
Ordinary Shares, giving, if applicable, access to Ordinary Shares or the
allocation of debt securities (of the Company or a group company) and/or
securities giving access to Ordinary Shares (of the Company or a group
company), with pre-emptive subscription rights waived in favor of
categories of persons with certain characteristics, suspension during a
public offering period was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
17,623,285 1,595,472 104,140
19. The resolution providing authorization to increase the total amount of
shares issued was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
17,745,412 1,516,796 60,689
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20. The resolution delegating powers to the Board of Directors to increase
the capital by means of the issue of Ordinary Shares and/or securities
giving access to capital, up to the limit of 10% of the capital, in
consideration for contributions in kind of equity securities or
securities giving access to the capital, duration of the delegation,
suspension during a public offering period was approved, based on the
following votes:
Voted Vote
Voted For Against Withheld
18,359,696 903,028 60,173
21. The resolution delegating power to the Board of Directors to issue
Ordinary Shares to be issued immediately or in the future by the Company,
with pre-emptive subscription rights waived in favor of a category of
persons meeting specified characteristics within the framework of an
equity financing agreement on the United States stock market known as
"At-The-Market Offering" or "ATM Program" was approved, based on the
following votes:
Voted Vote
Voted For Against Withheld
6,050,923 1,613,905 11,658,069
22. The resolution setting an overall limit on the maximum authorized amounts
set under the resolutions 18th, 20th and 21st of this Meeting and the
25th, 26th and 31st resolutions of the General Meeting of May 19, 2021
was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
18,888,849 369,408 64,640
23. The resolution delegating powers to the Board of Directors to issue stock
warrants (BSA), subscription and/or acquisition of new and/or existing
stock warrants (BSAANE) and/or subscription and/or acquisition of new
and/or existing redeemable stock warrants (BSAAR) with cancellation of
preferential subscription rights, reserved for categories of persons,
suspension during a public offering period was approved, based on the
following votes:
Voted Vote
Voted For Against Withheld
18,361,776 898,989 62,132
24. The resolution delegating powers to the Board of Directors to increase
the share capital by the issue of Ordinary Shares and/or securities
granting access to the capital, with pre-emptive subscription rights
waived in favor of the members of a company savings plan pursuant to
Articles L.3332-18 et seq. of the French Labor Code was approved, based
on the following votes:
Voted Vote
Voted For Against Withheld
18,964,974 298,012 59,911
25. The resolution providing authorization to the Board of Directors to
allocate free existing and/or future shares to members of staff and/or
certain corporate officers of the Company or related companies or
economic interest groups, with shareholders waiving their pre-emptive
rights, length of authorization, maximum amount, duration of vesting
periods specifically in respect of disability and, if applicable, holding
periods was approved, based on the following votes:
Voted Vote
Voted For Against Withheld
18,393,773 849,626 79,498
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26. The resolution providing authorization to the Board of Directors to grant
share subscription and/or purchase options (stock options) to members of
staff (and/or certain corporate officers) of the Company or related
companies or economic interest groups, with shareholders waiving
their pre-emptive rights, length of authorization, maximum amount, strike
price, maximum term of the option was approved, based on the following
votes:
Voted Vote
Voted For Against Withheld
18,387,374 847,567 87,956
27. The resolution regarding powers to complete formalities was approved,
based on the following votes:
Voted Vote
Voted For Against Withheld
19,165,079 123,026 34,792
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