DGAP Voting Rights Announcement: Deutsche Börse AG Deutsche Börse AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-06-01 / 10:24 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. =---------------------------------------------------------------------------------------------------------------------- Notification of Major Holdings 1. Details of issuer Name: Deutsche Börse AG Street: - Postal code: 60485 City: Frankfurt / Main Germany Legal Entity Identifier (LEI): 529900G3SW56SHYNPR95 2. Reason for notification X Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 25 May 2021 6. Total positions % of voting rights % of voting rights through Total of attached to shares instruments both in % Total number of voting rights (total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG 7.b.) New 2.73 % 0.40 % 3.13 % 190000000 Previous 3.21 % 0.27 % 3.47 % / notification 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct Indirect Direct Indirect (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) DE0005810055 0 5193931 0.00 % 2.73 % Total 5193931 2.73 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights date period absolute in % Equity Call Option From 18.06.2021 to at any time 42500 0.02 % 17.06.2022 Right of recall over securities at any time at any time 255973 0.13 % lending agreements Total 298473 0.16 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights date period settlement absolute in % Retail Structured From 02.02.2067 to at any time Cash 608 0 % Product 22.07.2070 Equity Call Option 16.07.2021 at any time Cash 53647 0.03 % Equity Swap From 14.07.2021 to at any time Cash 402047 0.21 % 04.05.2022 Equity Put Option 18.06.2021 at any time Physical 3600 0 % Total 459902 0.24 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at % of voting rights through instruments Total of both (if at least 3% or more) (if at least 5% or more) least 5% or more) Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley & Co. LLC % % % - % % % Morgan Stanley % % % Morgan Stanley % % % International Holdings Inc. Morgan Stanley % % % International Limited Morgan Stanley Investments % % % (UK) Morgan Stanley & Co. % % % International plc - % % % Morgan Stanley % % % Morgan Stanley % % % International Holdings Inc. Morgan Stanley % % % International Limited Morgan Stanley Investments % % % (UK) Morgan Stanley Investment % % % Management Limited - % % % Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley & Co. LLC % % % Prime Dealer Services Corp. % % % - % % % Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley Investment % % % Management Inc. - % % % Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley Investment % % % Management Inc. Morgan Stanley Alternative % % % Investments LLC Morgan Stanley AIP GP LP % % % - % % % Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. E*TRADE Financial Holdings, % % % LLC
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