DGAP Voting Rights Announcement: Dialog Semiconductor Plc.
DIALOG SEMICONDUCTOR Plc.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

14.05.2021 / 15:00
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: Dialog Semiconductor Plc.
Street: Tower Bridge House, St. Katharine's Way
Postal code: E1W1AA
City: London
United Kingdom
Legal Entity Identifier (LEI): 529900QA2LORU6646N15

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG

5. Date on which threshold was crossed or reached:
10 May 2021

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 6.66 % 1.22 % 7.87 % 76682139
Previous notification 5.17 % 1.00 % 6.17 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
GB0059822006 0 5103987 0.00 % 6.66 %
Total 5103987 6.66 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent sharesAt any time 1600 0 %
Right of use over sharesAt any time 80510 0.10 %
   Total 82110 0.11 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Swaps on Baskets 03/06/2021Cash 836886 1.09 %
Equity Swaps 15/08/2022Cash 15028 0.02 %
     Total 851914 1.11 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Asset Management Trust Company % % %
- % % %
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Limited % % %
- % % %
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management Life Ltd % % %
- % % %
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Asset Management AG % % %
UBS Asset Management (Singapore) Ltd % % %
- % % %
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
- % % %
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Asset Management AG % % %
UBS Fund Management (Luxembourg) SA % % %
- % % %
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Asset Management AG % % %
UBS Asset Management Switzerland AG % % %
UBS Fund Management (Switzerland) AG % % %
- % % %
UBS Group AG % % %
UBS AG 5.32 % % 6.41 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Asset Management (Americas) Inc. % % %
UBS O'Connor LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
14 May 2021



14.05.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: Dialog Semiconductor Plc.
Tower Bridge House, St. Katharine's Way
E1W1AA London
United Kingdom
Internet: www.dialog-semiconductor.com

 
End of News DGAP News Service

1196841  14.05.2021 

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