DGAP Voting Rights Announcement: Dialog Semiconductor Plc.
DIALOG SEMICONDUCTOR Plc.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act]
with the objective of Europe-wide distribution
2021-04-08 / 18:30
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Dialog Semiconductor Plc.
Street: Tower Bridge House, St. Katharine's Way
Postal code: E1W 1AA
City: London
United Kingdom
Legal Entity Identifier (LEI): 529900QA2LORU6646N15
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
01 Apr 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 2.98 % 3.67 % 6.65 % 76682139
Previous 3.07 % 3.75 % 6.82 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
GB0059822006 0 2285482 0.00 % 2.98 %
Total 2285482 2.98 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or Exercise or conversion Voting rights Voting rights
maturity date period absolute in %
Equity Call Option 18.06.2021 at any time 2200 0 %
Right of recall over securities lending at any time at any time 1573212 2.05 %
agreements
Total 1575412 2.05 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Equity Swap 24.02.2026 at any time Cash 1241026 1.62 %
Total 1241026 1.62 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley Capital % % %
Services LLC
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley
International Holdings % % %
Inc.
Morgan Stanley % % %
International Limited
Morgan Stanley Investments % % %
(UK)
Morgan Stanley & Co. % % %
International plc
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley Investment % % %
Management Inc.
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
E*TRADE Financial % % %
Holdings, LLC
ETCM Holdings, LLC % % %
E*TRADE Securities LLC % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
08 Apr 2021
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2021-04-08 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de -----------------------------------------------------------------------------------------------------------------------
Language: English
Company: Dialog Semiconductor Plc.
Tower Bridge House, St. Katharine's Way
E1W 1AA London
United Kingdom
Internet: www.dialog-semiconductor.com
End of News DGAP News Service
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1182610 2021-04-08
(END) Dow Jones Newswires
April 08, 2021 12:30 ET (16:30 GMT)