DGAP Voting Rights Announcement: ENCAVIS AG ENCAVIS AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-04-30 / 18:13 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. =---------------------------------------------------------------------------------------------------------------------- Notification of Major Holdings 1. Details of issuer Name: ENCAVIS AG Street: Große Elbstraße 59 Postal code: 22767 City: Hamburg Germany Legal Entity Identifier (LEI): 391200ECRGNL09Y2KJ67 2. Reason for notification Acquisition/disposal of shares with voting rights X Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 27 Apr 2021 6. Total positions % of voting rights % of voting rights through Total of attached to shares instruments both in % Total number of voting rights (total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG 7.b.) New 0.73 % 3.58 % 4.31 % 138437234 Previous 0.73 % 4.98 % 5.71 % / notification 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct Indirect Direct Indirect (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) DE0006095003 0 1016521 0.00 % 0.73 % Total 1016521 0.73 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in date period absolute % Right to recall lent At any time 2346030 1.69 % shares Right of use over shares At any time 1182 0 % Total 2347212 1.70 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights instrument date period settlement absolute in % Swaps on 29/03/2022 -11/08/2023 Cash 2599435 1.88 % Baskets Exchangeable 24/10/2017- 30/08/2023 Physical 5596 0 % Bond Total 2605031 1.88 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at % of voting rights through instruments Total of both (if at least 3% or more) (if at least 5% or more) least 5% or more) UBS Group AG % % % UBS AG % % % UBS Switzerland AG % % % - % % % UBS Group AG % % % UBS AG % % % UBS Americas Holding LLC % % % UBS Americas Inc. % % % UBS Asset Management % % % Trust Company - % % % UBS Group AG % % % UBS AG % % % UBS Asset Management AG % % % UBS Asset Management % % % Holding (No. 2) Ltd UBS Asset Management % % % Holding Ltd UBS Asset Management (UK) % % % Limited - % % % UBS Group AG % % % UBS AG % % % UBS Asset Management AG % % % UBS Fund Management % % % (Luxembourg) SA - % % % UBS Group AG % % % UBS AG % % % UBS Asset Management AG % % % UBS Third Party % % % Management Company S.A - % % % UBS Group AG % % % UBS AG % % % UBS Asset Management AG % % % UBS Asset Management % % % Switzerland AG UBS Fund Management % % % (Switzerland) AG - % % % UBS Group AG % % % UBS AG % % % UBS Americas Holding LLC % % % UBS Americas Inc. % % % UBS Securities LLC % % % 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks: Date 30 Apr 2021 -----------------------------------------------------------------------------------------------------------------------
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April 30, 2021 12:13 ET (16:13 GMT)