TR-1: Notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights areEnergean plc attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights | X |
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. | Details of person subject to the notification obligation iv | ||||||
Name | Matthaios Rigas | ||||||
City and country of registered office (if applicable) | n/a | ||||||
4. | Full name of shareholder(s) (if different from 3.) v | ||||||
Name | Growthy Holdings Co. Limited | ||||||
City and country of registered office (if applicable) | Nicosia, Cyprus | ||||||
5. | Date on which the threshold was crossed or | 23 June 2022 | |||||
reached vi: | |||||||
6. | Date on which issuer notified (DD/MM/YYYY): | 23 June 2022 | |||||
7. | Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights | % of voting rights | Total number of | |||||
through financial | Total of both in % | voting rights held | |||||
attached to shares | |||||||
instruments | (8.A + 8.B) | in issuer (8.A + | |||||
(total of 8. A) | |||||||
(total of 8.B 1 + 8.B 2) | 8.B) vii | ||||||
Resulting situation | |||||||
on the date on which | 8.46% | 0% | 8.46% | 15,066,036 | |||
threshold was | |||||||
crossed or reached |
Position of previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of | Number of voting rights ix | % of voting rights | ||
shares | ||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect |
(DTR5.1) | (DTR5.2.1) | (DTR5.1) | (DTR5.2.1) | |
GB00BG12Y042 | 1,028,988 | 14,037,048 | 0.58% | 7.88% |
SUBTOTAL 8. A | 15,066,036 | 8.46% |
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting rights | ||||
Type of financial | Expiration | Exercise/ | that may be acquired if | % of voting rights |
instrument | date x | Conversion Period xi | the instrument is | |
exercised/converted. | ||||
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion | cash | % of voting rights | |||
instrument | date x | voting rights | |||
Period xi | Settlement xii | ||||
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity X (please add additional rows as necessary) xiv
% of voting rights if it | % of voting rights | Total of both if it | |
through financial | |||
equals or is higher | equals or is higher | ||
Name xv | instruments if it equals | ||
than the notifiable | than the notifiable | ||
or is higher than the | |||
threshold | threshold | ||
notifiable threshold | |||
Matthaios Rigas | |||
(direct holding) | |||
Matthaios Rigas | |||
Growthy Holdings Co. | 7.83% | 7.83% | |
Limited | |||
Matthaios Rigas | |||
Capital Energy | |||
Investments Limited |
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
Place of completion | Vyronos, 36, NICOSIA TOWER CENTER, Floor 8, Flat / Office 801, 1506, |
Nicosia, Cyprus | |
Date of completion | 28 June 2022 |
Notes
- Please note this form should be read jointly with the applicable Disclosure Guidance and Transparency Rules Chapter 5 (DTR5) available on the following link:https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter
- Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a non UK issuer.
- Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.
- This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the agreement referred to in DTR5.2.1 (a) or (d) the holder of financial instruments referred to in DTR5.3.1.
As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.
In relation to the transactions referred to in DTR5.2.1 (b) to (h), the following list is provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the controlling natural person or legal entity and, provided it has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal entity that controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).
- Applicable in the cases provided for in DTR5.2.1 (b) to (h). This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to DTR5.2 unless the percentage of voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with national practices (e.g. identification of funds managed by management companies).
- The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.
- The total number of voting rights held in the issuer shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.
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Energean plc published this content on 01 July 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 July 2022 06:12:10 UTC.