Energy Resources of Australia : Appendix 3Y - P Arnold

Appendix 3Y

Change of Director's Interest Notice

23 Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entityEnergy Resources of Australia Ltd

ABN	71 008 550 865

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Paul ARNOLD
Date of last notice	27 July 2020

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest	Rio Tinto Limited ordinary shares ("RT Shares")
(including registered holder)	held by Computershare Company Nominees
Note: Provide details of the circumstances giving rise to the relevant	Limited (as nominee for the Vested Share
interest.	Account on behalf of Paul Arnold)
Date of change	13 August 2020
No. of securities held prior to change	3,855 RT Shares
Class	RT Shares
Number acquired	N/A
Number disposed	100 RT Shares
Value/Consideration	N/A.
Note: If consideration is non-cash, provide details and estimated valuation
No. of securities held after change	3,755 RT Shares
Nature of change	Transfer to direct holding account.
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

Appendix 3Y

Change of Director's Interest Notice

	Direct or indirect interest	Direct
	Nature of indirect interest	N/A
	(including registered holder)
	Note: Provide details of the circumstances giving rise to the relevant
	interest.
	Date of change	13 August 2020
	No. of securities held prior to change	Nil.
	Class	RT Shares
	Number acquired	100 RT Shares
	Number disposed	N/A.
	Value/Consideration	N/A.
	Note: If consideration is non-cash, provide details and estimated valuation
	No. of securities held after change	100 RT Shares
	Nature of change	Transfer from Vested Share Account.
	Example: on-market trade, off-market trade, exercise of options, issue of
	securities under dividend reinvestment plan, participation in buy-back
	Direct or indirect interest	Indirect
	Nature of indirect interest	RT Shares held by Computershare Company
	(including registered holder)	Nominees Limited (as nominee for the Vested
	Note: Provide details of the circumstances giving rise to the relevant	Share Account on behalf of Paul Arnold)
	interest.
	Date of change	17 August 2020
	No. of securities held prior to change	3,755 RT Shares
	Class	RT Shares
	Number acquired	N/A
	Number disposed	1,500 RT Shares
	Value/Consideration	On market trade at $100.64 per RT Share.
	Note: If consideration is non-cash, provide details and estimated valuation
	No. of securities held after change	2,255 RT Shares
	Nature of change	On market trade.
	Example: on-market trade, off-market trade, exercise of options, issue of
	securities under dividend reinvestment plan, participation in buy-back
	Direct or indirect interest	Indirect
	Nature of indirect interest	Indirect interest in RT Shares acquired under
	(including registered holder)	myShare, the Rio Tinto Limited Global Employee
	Note: Provide details of the circumstances giving rise to the relevant	Share Plan ("myShare"), held by Computershare
	interest.	Trustees (Jersey) Limited on behalf of Mr Arnold,
		and a conditional right to additional matching RT
		Shares ("Matching RT Share Rights")
	Date of change	N/A

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2

			Appendix 3Y
			Change of Director's Interest Notice
	No. of securities held prior to change	411	RT Shares
		192	Matching RT Share Rights
	Class	RT Shares and Matching RT Share Rights
	Number acquired	N/A
	Number disposed	N/A
	Value/Consideration	N/A
	Note: If consideration is non-cash, provide details and estimated valuation
	No. of securities held after change	411	RT Shares
		192	Matching RT Share Rights
	Nature of change	N/A
	Example: on-market trade, off-market trade, exercise of options, issue of
	securities under dividend reinvestment plan, participation in buy-back

• In accordance with the rules of myShare, upon vesting Mr Arnold may receive additional RT Shares in lieu of dividends that would have been paid to him in the period from grant on the base number of RT Shares, the subject of the Rights that vest.

Direct or indirect interest	Direct
Nature of indirect interest	N/A
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change	N/A
No. of securities held prior to change	12,092 rights ("Rights")* to be granted RT
	Shares under the Rio Tinto 2018 Equity Incentive
	Program ("EIP"), being:
	• 6,722 Rights as Performance Share Awards
		("PSAs");
	•3,360 Rights as Management Share Awards
		("MSAs"); and
	•	2,010 Rights as Bonus Deferral Awards
		("BDAs").
Class	PSAs, MSAs and BDAs under the EIP.
Number acquired	N/A
Number disposed	N/A
Value/Consideration	N/A
Note: If consideration is non-cash, provide details and estimated valuation
No. of securities held after change	12,092 Rights, being:
	•	6,722 PSAs;
	•	3,360 MSAs; and
	•	2,010 BDAs.
Nature of change	N/A
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back

• In accordance with the rules of the EIP, upon vesting Mr Arnold may receive additional RT Shares in lieu of dividends that would have been paid to him in the period from grant on the base number of RT Shares, the subject of the Rights that vest.

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3

Appendix 3Y

Change of Director's Interest Notice

Part 2 - Change of director's interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder	N/A
(if issued securities)
Date of change	N/A
No. and class of securities to which interest	N/A
related prior to change
Note: Details are only required for a contract in relation to which the
interest has changed
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration	N/A
Note: If consideration is non-cash, provide details and an estimated
valuation
Interest after change	N/A

Part 3 - +Closed period

Were the interests in the securities or contracts	N/A
detailed above traded during a +closed period
where prior written clearance was required?
If so, was prior written clearance provided to	N/A
allow the trade to proceed during this period?
If prior written clearance was provided, on what	N/A
date was this provided?

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 4