Item 1.01 Entry into a Material Definitive Agreement
On
The Offering is being made pursuant to the Company's registration statement on
Form S-1 (File No. 333-258457), which was declared effective by the
The Underwriting Agreement contains customary representations, warranties and covenants of the Company, customary conditions to closing, indemnification obligations of the Company and the underwriters, including for liabilities under the Securities Act, and termination and other provisions customary for transactions of this nature. Pursuant to the Underwriting Agreement, all of the Company's executive officers and directors agreed not to sell or transfer any securities of the Company held by them for a period of three (3) months from the date of the Underwriting Agreement, subject to limited exceptions.
A copy of the Underwriting Agreement is filed herewith as Exhibit 1.1 to this
Current Report on Form 8-K and incorporated herein by reference. The foregoing
summary of the Underwriting Agreement is qualified in its entirety by reference
to the full text of such exhibit. A copy of the opinion of
Item 8.01 Other Information
On
Item 9.01 Financial Statements and Exhibits
(d) Exhibits: Exhibit Description 1.1 Underwriting Agreement, datedOctober 25, 2021 , by and betweenFG Financial Group, Inc. andThinkEquity LLC 5.1 Opinion ofLoeb & Loeb LLP 23.1 Consent ofLoeb & Loeb LLP (included in Exhibit 5.1) 99.1 Press Release issued by the Company onOctober 25, 2021 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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