FLATEXDEGIRO AG
DGAP Voting Rights Announcement: flatexDEGIRO AG
flatexDEGIRO AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2021-02-22 / 15:00
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: flatexDEGIRO AG
Street: Rotfeder-Ring 7
Postal code: 60327
City: Frankfurt / Main
Germany
Legal Entity Identifier (LEI): 529900IRBZTADXJB6757
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
16 Feb 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 2.44 % 2.64 % 5.08 % 27273137
Previous n/a % n/a % n/a % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000FTG1111 0 665423 0.00 % 2.44 %
Total 665423 2.44 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Internal right to recall shares n/a n/a 250417 0.92 %
lent out
Physically-Settled Call Option* 16/08/2021 - 29/10/2021 16/08/2021 - 29/10/2021 460361 1.69 %
Total 710778 2.61 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
Equity Swap 08/02/2022 - 22/02/ 08/02/2022 - 22/02/ Cash 8164 0.03 %
2023 2023
Physically-Settled Put 16/08/2021 - 29/10/ 16/08/2021 - 29/10/ Physical 460361 1.69 %
Option* 2021 2021
Total 8164 0.03 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
J.P. Morgan International % % %
Finance Limited
J.P Morgan Capital % % %
Holdings Limited
J.P. Morgan Securities % % %
plc
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
J.P. Morgan International % % %
Finance Limited
J.P. Morgan AG % % 5.04 %
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Holdings % % %
LLC
J.P. Morgan Broker Dealer % % %
Holdings Inc.
J.P. Morgan Securities % % %
LLC
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
* Please note that only either the call or the put option (but not both) can be exercised upon maturity as part of a
collar transaction and thus, the put option and the call option are only counted once.
Date
18 Feb 2021
----------------------------------------------------------------------------------------------------------------------- 2021-02-22 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de -----------------------------------------------------------------------------------------------------------------------
Language: English
Company: flatexDEGIRO AG
Rotfeder-Ring 7
60327 Frankfurt / Main
Germany
Internet: www.flatexdegiro.com
End of News DGAP News Service
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(END) Dow Jones Newswires
February 22, 2021 09:00 ET (14:00 GMT)
