DGAP Voting Rights Announcement: flatexDEGIRO AG flatexDEGIRO AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-10-05 / 17:40 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: flatexDEGIRO AG Street: Rotfeder-Ring 7 Postal code: 60327 City: Frankfurt / Main Germany Legal Entity Identifier (LEI): 529900IRBZTADXJB6757 2. Reason for notification Acquisition/disposal of shares with voting rights X Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 27 Sep 2021 6. Total positions % of voting rights % of voting rights through Total of attached to shares instruments both in % Total number of voting rights (total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG 7.b.) New 0.97 % 5.50 % 6.48 % 109704548 Previous n/a % n/a % n/a % / notification 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct Indirect Direct Indirect (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) DE000FTG1111 0 1069255 0.00 % 0.97 % Total 1069255 0.97 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or Exercise or conversion Voting rights Voting rights maturity date period absolute in % Right of recall over securities lending at any time at any time 2505769 2.28 % agreements Total 2505769 2.28 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights instrument date period settlement absolute in % Equity Swap 11.05.2022 at any time Cash 209960 0.19 % Equity Call From 21.01.2022 to at any time Physical 3318880 3.03 % Option* 27.07.2022 Equity Put From 21.01.2022 to at any time Physical 3318880 3.03 % Option* 27.07.2022 Total 3528840 3.22 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at % of voting rights through instruments Total of both (if at least 3% or more) (if at least 5% or more) least 5% or more) Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley & Co. LLC % % % - % % % Morgan Stanley % % % Morgan Stanley International Holdings % % % Inc. Morgan Stanley % % % International Limited Morgan Stanley Investments % % % (UK) Morgan Stanley & Co. % 5.24 % 5.80 % International plc - % % % Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley & Co. LLC % % % Prime Dealer Services % % % Corp. 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks: Regarding section 7.b.2, the put & call options marked with * amounting to a combined percentage of 6.05% were not aggregated as they relate to a collar transaction under which, on a consolidated basis, Morgan Stanley can acquire 3.03% of the voting rights in flatexDEGIRO AG (or receive an equivalent amount in cash) only once. Date 01 Oct 2021
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2021-10-05 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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Language: English Company: flatexDEGIRO AG Rotfeder-Ring 7 60327 Frankfurt / Main Germany Internet: www.flatexdegiro.com End of News DGAP News Service =------------
1238388 2021-10-05
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October 05, 2021 11:40 ET (15:40 GMT)