Log in
E-mail
Password
Remember
Forgot password ?
Become a member for free
Sign up
Sign up
New member
Sign up for FREE
New customer
Discover our services
Settings
Settings
Dynamic quotes 
OFFON

MarketScreener Homepage  >  Equities  >  Nasdaq  >  Funko, Inc.    FNKO

FUNKO, INC.

(FNKO)
  Report
SummaryQuotesChartsNewsRatingsCalendarCompanyFinancialsConsensusRevisions 
SummaryMost relevantAll NewsPress ReleasesOfficial PublicationsSector newsAnalyst Recommendations

Funko : FormSC 13G/A

03/09/2020 | 03:18pm EST

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 3)

FUNKO, INC.

(Name of Issuer)

Class A Common Stock, par value $0.0001 per share

(Title of Class of Securities)

361008105

(CUSIP Number)

December 31, 2019

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  • Rule 13d-1(b) Rule 13d-1(c)
  • Rule 13d-1(d)
  • The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 361008105

SC 13G

Page 2 of 5

  1. NAMES OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jon P. Kipp
  2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  3. SEC USE ONLY
  4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.

  5. 5. SOLE VOTING POWER

NUMBER OF

50,0081

6.

SHARED VOTING POWER

SHARES

BENEFICIALLY

0

OWNED BY

7.

SOLE DISPOSITIVE POWER

EACH

REPORTING

50,0081

PERSON WITH

8. SHARED DISPOSITIVE POWER 0

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,008

    1. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
    2. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
      0.14%2
    3. TYPE OF REPORTING PERSON (see instructions)
      IN
  1. Includes 24,999 common units of Funko Acquisition Holdings, L.L.C. ("Common Units") beneficially owned in his capacity as Trustee of the Mariotti Family Irrevocable Trust uad 9/28/17 ("ILIT"), and 25,009 Common Units beneficially owned in his capacity as Trustee of the Brian R. Mariotti Grantor Retained Annuity Trust uad 9/28/17 ("GRAT").
  2. Based on 34,900,625 shares of Class A Common Stock issued and outstanding as reported by the Issuer in its Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on October 31, 2019, as well as the conversion of all 50,008 Common Units beneficially owned on a one-to-one basis into Class A Common Stock of the Issuer.

CUSIP No. 361008105

SC 13G

Page 3 of 5

Item 1.

  1. Name of Issuer FUNKO, INC.
  2. Address of Issuer's Principal Executive Offices 2802 Wetmore Avenue
    Everett, Washington 98201

Item 2.

  1. Name of Person Filing Jon P. Kipp
  2. Address of the Principal Office or, if none, residence 16717 226th Ave NE
    Woodinville, WA 98077
  3. Citizenship U.S.
  4. Title of Class of Securities
    Class A Common Stock, par value $0.0001 per share
  5. CUSIP Number 361008105

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  1. Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  2. Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  3. Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  4. Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  5. An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  6. An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  7. A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  8. A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  9. A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  10. Group, in accordance with §240.13d-1(b)(1)(ii)(J).

CUSIP No. 361008105

SC 13G

Page 4 of 5

Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

The ownership information below represents beneficial ownership of Class A Common Stock of the Issuer as of March __, 2020, assuming the conversion of the Common Units ("Common Units") of Funko Acquisition Holdings, L.L.C. held by the Reporting Person into shares of Class A Common Stock of the Issuer on a one-to-one basis.

  1. Amount beneficially owned: 50,008 Common Units
  2. Percent of class: 0.14%
  3. Number of shares as to which the person has:
    1. Sole power to vote or to direct the vote: 50,008 Common Units
    2. Shared power to vote or to direct the vote: 0
    3. Sole power to dispose or to direct the disposition of: 50,008 Common Units
    4. Shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following

Instruction. Dissolution of a group requires a response to this item.

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

Item 8. Identification and Classification of Members of the Group.

Not applicable.

Item 9. Notice of Dissolution of Group.

Not applicable.

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 210.14a-11.

CUSIP No. 361008105

SC 13G

Page 5 of 5

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

March 5, 2020

Date

/s/ Jon P. Kipp

Signature

Jon P. Kipp

Name

Disclaimer

Funko Inc. published this content on 09 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 09 March 2020 20:17:11 UTC


© Publicnow 2020
All news about FUNKO, INC.
01/12FUNKO : Awards ChizComm Beacon Media Multi-Platform Media for New Toy Line
PR
01/06FUNKO : Rings in New Year with Inaugural Funko Fair
BU
2020Piper Sandler Upgrades Funko to Overweight From Neutral; Price Target is $12
MT
2020BMO Capital Downgrades Funko to Underperform From Market Perform, Adjusts Pri..
MT
2020FUNKO : Investor Presentation
PU
2020FUNKO INVESTIGATION INITIATED BY FOR : Kahn Swick & Foti, LLC Investigates the O..
BU
2020FUNKO : 3Q Earnings Snapshot
AQ
2020FUNKO : Management's Discussion and Analysis of Financial Condition and Results ..
AQ
2020Earnings Flash (FNKO) FUNKO Posts Q3 EPS $0.31
MT
2020FUNKO, INC. : Results of Operations and Financial Condition (form 8-K)
AQ
More news
Financials (USD)
Sales 2020 619 M - -
Net income 2020 0,23 M - -
Net Debt 2020 199 M - -
P/E ratio 2020 -7 222x
Yield 2020 -
Capitalization 429 M 429 M -
EV / Sales 2020 1,02x
EV / Sales 2021 0,88x
Nbr of Employees 704
Free-Float 37,8%
Chart FUNKO, INC.
Duration : Period :
Funko, Inc. Technical Analysis Chart | MarketScreener
Full-screen chart
Technical analysis trends FUNKO, INC.
Short TermMid-TermLong Term
TrendsBullishBullishBullish
Income Statement Evolution
Consensus
Sell
Buy
Mean consensus HOLD
Number of Analysts 9
Average target price 8,07 $
Last Close Price 12,06 $
Spread / Highest target 7,79%
Spread / Average Target -33,1%
Spread / Lowest Target -66,8%
EPS Revisions
Managers and Directors
NameTitle
Brian Mariotti Chief Executive Officer & Director
Andrew Perlmutter President
Kenneth R. Brotman Chairman
Joe Sansone Chief Global Operations Officer
Jennifer Fall Jung Chief Financial Officer
Sector and Competitors
1st jan.Capitalization (M$)
FUNKO, INC.16.19%429
TAKE-TWO INTERACTIVE SOFTWARE, INC.-5.93%21 486
BANDAI NAMCO HOLDINGS INC.3.25%19 504
HASBRO, INC.3.91%13 319
UBISOFT ENTERTAINMENT5.96%12 432
MATTEL7.51%6 529