Item 2.02 Results of Operations and Financial Condition.

The following information is furnished pursuant to Item 2.02, "Results of Operations and Financial Condition."

On April 16, 2021, GAMCO Investors, Inc. ("GAMCO") announced its preliminary results of operations for the quarter ended March 31, 2021. A copy of the related press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety.

The information furnished under Item 2.02, including the exhibit attached hereto, is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, except as otherwise expressly stated in such filing.




Item 9.01.   Financial Statements and Exhibits.



 (d)   Exhibits


 Exhibit
 Number      Description
   99.1      GAMCO's Press Release, dated April 16, 2021




                                 Exhibit Index

 Exhibit
 Number      Description
   99.1      GAMCO's Press Release, dated April 16, 2021

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