April 04, 2022

BSE Limited

Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai - 400 001. Tel: 022 - 2272 1233 / 34

Fax: 022 - 2272 2131 / 1072/ 2037 / 2061 / 41

Scrip Code: 532345

ISIN No.: INE152B01027 Re.: Gati Limited

National Stock Exchange of India Limited Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai - 400 051

Tel: 022 - 2659 8235 / 36 / 452 Fax: 022 - 2659 8237/ 38

Symbol : GATI

ISIN No.: INE152B01027 Re.: Gati Limited

Dear Sir/Ma'am,

Subject: Reporting violation of Company's Code of Conduct under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended.

Pursuant to the terms of Securities and Exchange Board of India ("SEBI") Circular No. SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020, please find enclosed herewith the report on details of violation of the Company's Code of Conduct under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 by the Designated Person (DP) along with the action taken by the Company thereon.

We request you to take the same on record.

Thanking you,

Yours faithfully, For Gati Limited

T.S. Maharani

Company Secretary & Compliance Officer M. No.: F8069

Encl.: As above

Report by Gati Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015.

Schedule B read with Regulation 9(1) of SEBI (Prohibition of Insider Trading) Regulations, 2015.

Sr. No.

Particulars

Details

1.

Name of the listed company/ Intermediary/Fiduciary

Gati Limited

2.

Please tick appropriate checkbox Reporting in capacity of :

  • ☐ Listed Company

  • ☐ Intermediary

  • ☐ Fiduciary

Listed Company

3.

A. Details of Designated Person (DP)

i. Name of the DP

Mr. Jaideep Jain

ii. PAN of the DP

BAYPJ2669B

iii. Designation of DP

Manager - Finance

iv. Functional Role of DP

Head - Corporate Accounts

v. Whether DP is Promoter or belongs to Promoter Group

No

B. If Reporting is for immediate relative of DP

i. Name of the immediate relative of DP

Not Applicable

ii. PAN of the immediate relative of DP

Not Applicable

C. Details of transaction(s)

i. Name of the scrip

GATI LTD.

BSE CODE: 532345 NSE SYMBOL: GATI

ii. No of shares traded and value (Rs.) (Date- wise)

As per Annexure A

D. In case value of trade(s) is more than Rs. 10 lacs in a calendar quarter

i. Date of intimation of trade(s) by concerned DP/director/promoter/promoter group to Company under regulation 7 of SEBI (PIT) Regulations, 2015

05-01-2022

ii. Date of intimation of trade(s) by Company to stock exchanges under regulation 7 of SEBI (PIT) Regulations, 2015

07-01-2022

4.

Details of violations observed under Code of Conduct

Violation of Clause 11.2 of the Code of Conduct. Execution of Contra Trade

5.

Action taken by Listed company/ Intermediary/ Fiduciary

  • 1. Company has initiated disciplinary action against the DP and issued warning by E-mail.

  • 2. Directed to deposit the Profit of Rs. 2,08,046/-to Investor Protection and Education Fund (IPEF) administered by SEBI.

6.

Reasons recorded in writing for taking action stated above

Execution of contra trade in violation of Clause 11.2 of Gati Code of Conduct.

7.

Details of the previous instances of violations, if any, since

Nil

last financial year

8.

If any amount collected for Code of Conduct violation(s)

i. Mode of transfer to SEBI - IPEF (Online/Demand Draft)

Online Transfer

ii. Details of transfer/payment

In case of Online: Particulars

Details

Name of the transferor Bank Name, branch and Account number UTR/Transaction reference Number

Mr. Jaideep Jain

HDFC Bank, Hi-Tech City, Hyderabad,

50100112726617

RRR0922228609606

Transaction date Transaction Amount (in Rs.)

02-04-2022

Rs. 2,08,046.00/-In case of Demand Draft (DD): Not Applicable

Particulars

Bank Name and branch DD Number

DD Date

DD amount (in Rs.)

Details - - - -

9.

Any other relevant information

-

Thanking you,

Yours faithfully, For Gati Limited

T.S. Maharani

Company Secretary & Compliance Officer M. No.: F8069

Date: 04-04-2022

Place: Hyderabad PAN: AEFPT7393L

E-mail Id:-maharani.ts@gati.com

Annexure - A

Date

No. of shares

Nature of Transaction

Trade price per unit

Total amount (Rs.)

12-08-2021

6257

Buy

149.45/-

9,35,109.00

23-12-2021

6257

Sold

182.70/-

11,43,154.00

Profit on sale of shares

2,08,045.00

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Gati Limited published this content on 04 April 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 04 April 2022 13:56:11 UTC.