September 05, 2022

BSE Limited

National Stock Exchange of India Limited

Phiroze Jeejeebhoy Towers,

Exchange Plaza, Bandra Kurla Complex,

Dalal Street, Mumbai - 400 001.

Bandra (E), Mumbai - 400 051

Tel: 022 - 2272 1233 / 34

Tel:

022 - 2659 8235 / 36 / 452

Fax: 022 - 2272 2131 / 1072/ 2037 / 2061 / 41

Fax:

022 - 2659 8237/ 38

Scrip Code: 532345

Symbol : GATI

ISIN No.: INE152B01027

ISIN No.: INE152B01027

Re.: Gati Limited

Re.: Gati Limited

Dear Sir/Ma'am,

Subject: Reporting violation of Company's Code of Conduct under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended.

Pursuant to the terms of Securities and Exchange Board of India ("SEBI") Circular No. SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020, please find enclosed herewith the report on details of violation of the Company's Code of Conduct under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 by the Designated Person (DP) along with the action taken by the Company thereon.

We request you to take the same on record.

Thanking you,

Yours faithfully,

For Gati Limited

SHANTHAVADH AN MAHARANI THIRUVELLUR

Digitally signed by

SHANTHAVADHAN MAHARANI THIRUVELLUR Date: 2022.09.05 19:14:31 +05'30'

T.S. Maharani

Company Secretary & Compliance Officer

M. No.: F8069

Encl.: As abovse

Report by Gati Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015.

Schedule B read with Regulation 9(1) of SEBI (Prohibition of Insider Trading) Regulations, 2015.

Sr. No.

Particulars

Details

1.

Name of the listed company/ Intermediary/Fiduciary

Gati Limited

Please tick appropriate checkbox

Reporting in capacity of :

2.

☐ Listed Company

Listed Company

☐ Intermediary

☐ Fiduciary

A. Details of Designated Person (DP)

i. Name of the DP

Mr. Kharak Singh Parihar

ii. PAN of the DP

AJKPP7003P

iii. Designation of DP

Head EDC Operations, Material

Subsidiary

iv. Functional Role of DP

Head EDC Operations, Material

Subsidiary

v. Whether DP is Promoter or belongs to Promoter

No

Group

B. If Reporting is for immediate relative of DP

i. Name of the immediate relative of DP

Not Applicable

3.

ii. PAN of the immediate relative of DP

Not Applicable

C. Details of transaction(s)

GATI LTD.

i. Name of the scrip

BSE CODE: 532345

NSE SYMBOL: GATI

ii. No. of shares traded and value (Rs.) (Date- wise)

As per Annexure A

D. In case value of trade(s) is more than Rs. 10 lacs in a

calendar quarter

i. Date of intimation of trade(s) by concerned

DP/director/promoter/promoter group to Company

Not Applicable

under regulation 7 of SEBI (PIT) Regulations, 2015

ii. Date of intimation of trade(s) by Company to stock

exchanges under regulation 7 of SEBI (PIT) Regulations,

Not Applicable

2015

Violation of Clause 8(1)(a) of

4.

Details of violations observed under Code of Conduct

the

Code

of Conduct,

trading

during closure

of

trading

window.

Levied penalty Rs. 5,000/- for

the said violation on the

Action taken by Listed company/ Intermediary/

concerned person and the same

5.

has

been

remitted

by the

Fiduciary

Company

to

the

Investor

Protection and Education Fund

(IPEF) administered by SEBI.

Execution

of

trade

during

6.

Reasons recorded in writing for taking action stated

trading window closure period

above

in violation of Clause 8(1)(a) of

Gati Code of Conduct.

7.

Details of the previous instances of violations, if any,

Nil

since last financial year

If any amount collected for Code of Conduct violation(s)

8.

i. Mode of transfer to SEBI - IPEF (Online/Demand

Online Transfer

Draft)

ii. Details of transfer/payment

In case of Online:

Particulars

Details

Name of the transferor

Gati Limited

Bank Name, branch and

IndusInd Bank Limited, Begumpet, Hyderabad,

Account number

Bank Account No. 201008986376

UTR/Transaction reference

INDBN02098722017

Number

Transaction date

02-09-2022

Transaction Amount (in Rs.)

Rs. 5,000.00/-

In case of Demand Draft (DD): Not Applicable

Particulars

Details

Bank Name and branch

-

DD Number

-

DD Date

-

DD amount (in Rs.)

-

9.

Any other relevant information

-

Thanking you,

Yours faithfully,

For Gati Limited

SHANTHAVADH AN MAHARANI THIRUVELLUR

Digitally signed by

SHANTHAVADHAN MAHARANI THIRUVELLUR Date: 2022.09.05 19:15:29 +05'30'

T.S. Maharani

Company Secretary & Compliance Officer

M. No.: F8069

Date: 05-09-2022

Place: Hyderabad

PAN: AEFPT7393L

E-mailId:-maharani.ts@gati.com

Annexure - A

Date

No. of shares

Nature of Transaction

Trade price per unit

Total amount (Rs.)

(Net)

07-04-2022

50

Sold

170.46/-

8,523.00/-

19-04-2022

50

Sold

169.06/-

8,453.00/-

21-04-2022

60

Sold

184.98/-

11,098.80/-

21-04-2022

60

Sold

190.94/-

11,456.40/-

Digitally signed by

SHANTHAVADH SHANTHAVADHAN

AN MAHARANI

THIRUVELLURMAHARANI

THIRUVELLUR

Date: 2022.09.05

19:15:54 +05'30'

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Gati Limited published this content on 05 September 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 September 2022 13:59:06 UTC.