Item 5.07. Submission of Matters to a Vote of Security Holders.

On August 5, 2021, Gladstone Investment Corporation (the "Company") held its 2021 Annual Meeting of Stockholders (the "Annual Meeting"). There were present at the Annual Meeting, in person or by proxy, stockholders holding an aggregate of 21,746,827 shares of the Company's common stock and 2,469,284 shares of the Company's preferred stock.

The matters considered and voted on by the Company's stockholders at the Annual Meeting and the vote of the stockholders were as follows:





  1. The following individuals were elected as directors;

a. Terry L. Brubaker and Caren D. Merrick, to be elected by the holders of common stock and preferred stock, voting together as a single class, to serve until the 2024 Annual Meeting of Stockholders and until his or her successor is elected and qualified; and

b. Walter H. Wilkinson, Jr., to be elected solely by the holders of preferred stock, to serve until the 2024 Annual Meeting of Stockholders and until his successor is elected and qualified:





                                      For          Withheld       Broker Non-Votes
       Terry L. Brubaker            10,624,650       381,219             13,210,242
       Caren D. Merrick             10,479,601       526,268             13,210,242
       Walter H. Wilkinson, Jr.        886,356        29,269              1,553,659




    2.   The ratification of the selection by the Audit Committee of our Board of
         Directors of PricewaterhouseCoopers LLP as our independent registered
         public accounting firm for our fiscal year ending March 31, 2022:




                   For           Against       Abstain      Broker Non-Votes
                 23,904,652       203,665       107,794                     0

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