Item 5.07 Submission of Matters to a Vote of Security Holders.
On December 22, 2020, GlassBridge Enterprises, Inc. (the "Company") held its
2020 annual meeting of stockholders (the "Annual Meeting"). Set forth below is a
summary of the final voting results for the proposals that our stockholders
considered and voted on at the Annual Meeting. As of October 30, 2020, the
record date for the Annual Meeting, there were 25,170 shares of common stock
outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting,
there were 14,733 shares of common stock present in person or by proxy, which
represented 58.5% of the shares entitled to vote, and which constituted a quorum
for the transaction of business.
1. Election of Directors
Our stockholders approved the election of Robert Searing and Alex Spiro, as
Class II directors, with terms expiring at our 2022 annual meeting of
stockholders, and Robert Torricelli, as a Class III director, with a term
expiring at our 2023 annual meeting of stockholders. The approval of this
proposal with respect to each director required the affirmative vote of a
majority of the votes cast with respect to that director. We set forth the
results of the stockholder vote on this proposal, which results satisfy the
foregoing voting standard.
Nominee Votes For Votes Withheld Broker Non-Votes
Robert Searing 7,293 447 6,993
Alex Spiro 5,015 2,725 6,993
Robert Torricelli 7,293 447 6,993
2. Auditor Ratification
Our stockholders approved a proposal to ratify the appointment of Turner Stone &
Company, L.L.P. as our independent registered public accounting firm for 2020.
The approval of this proposal required the affirmative vote of the holders of a
majority of the shares of common stock present in person or by proxy and
entitled to vote at the Annual Meeting. We set forth below the results of the
stockholder vote on this proposal, which results satisfy the foregoing voting
standard.
Votes For Votes Against Abstentions
14,316 412 5
3. Approval of the 2020 Equity Incentive Plan
Our stockholders failed to approve adoption of the Company's 2020 Equity
Incentive Plan. The approval of this proposal required the affirmative vote of
the holders of a majority of the shares present in person or by proxy and
entitled to vote at the Annual Meeting. We set forth below the results of the
stockholder vote on this proposal.
Votes For Votes Against Abstentions Broker Non-Votes
3,587 3,146 1,007 6,993
A replay of the Annual Meeting will be available at
www.virtualshareholdermeeting.com/GLAE2020 for one year beginning 24 hours after
the Annual Meeting concluded.
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GLASSBRIDGE ENTERPRISES, INC. 
