TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying | Gooch & Housego PLC |
issuer of existing shares to which voting | LEI: 213800DO3DOOKYOPA952 |
rights are attached: | |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights | X | ||||||
An acquisition or disposal of financial instruments | |||||||
An event changing the breakdown of voting rights | |||||||
Other (please specify): | |||||||
3. Details of person subject to the notification obligation | |||||||
Name | Invesco Ltd. | ||||||
City and country of registered office (if applicable) | Atlanta, United States | ||||||
4. Full name of shareholder(s) (if different from 3) | |||||||
Name | |||||||
City and country of registered office (if applicable) | |||||||
5. Date on which the threshold was crossed or | 21/01/2021 | ||||||
reached: | |||||||
6. Date on which issuer notified (DD/MM/YYYY): | 22/01/2021 | ||||||
7. Total positions of person(s) subject to the notification obligation: | |||||||
% of voting rights | % of voting rights | Total of both in % | Total number of | ||||
attached to | through financial | (8.A + 8.B) | voting rights of | ||||
shares | instruments | issuer | |||||
(total of 8.A) | (total of 8.B.1 + 8.B.2) | ||||||
Resulting situation on | 10.01% | 0.00% | 10.01% | 25,040,919 | |||
the date on which | |||||||
threshold was | |||||||
crossed or reached | |||||||
Position of previous | 8.01% | 0.00% | 8.01% | ||||
notification (if | |||||||
applicable) | |||||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type of | Number of voting rights | % of voting rights | |||||
shares ISIN | |||||||
Direct | Indirect | Direct | Indirect | ||||
code (if | |||||||
(Art 9 of Directive | (Art 10 of Directive 2004/109/EC) | (Art 9 of | (Art 10 of Directive | ||||
possible) | |||||||
2004/109/EC) | (DTR5.2.1) | Directive | 2004/109/EC) | ||||
(DTR5.1) | 2004/109/EC) | (DTR5.2.1) | |||||
(DTR5.1) | |||||||
GB0002259116 | 2,507,707 | 10.01% | |||||
Common Stock | |||||||
SUBTOTAL 8.A | 2,507,707 | 10.01% | |||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||
Type of | Expiration date | Exercise/ | Number of voting rights | % of voting | |||
financial | Conversion | that may be acquired if the | rights | ||||
instrument | Period | instrument is | |||||
exercised/converted | |||||||
SUBTOTAL | |||||||
8.B.1 | |||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of | Expiration date | Exercise/ | Physical or | Number of | % of voting |
financial | Conversion | cash | voting rights | rights | |
instrument | Period | settlement | |||
SUBTOTAL | |||||
8.B.2 | |||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Fullchain of controlled undertakings through which the voting rights and/or the financial instruments | X | |||
are effectively held starting with the ultimate controlling natural person or legal entity (please add | ||||
additional rows as necessary) | ||||
Name | % of voting rights if | % of voting rights | Total of both if it | |
it equals or is higher | through financial | equals or is higher | ||
than the notifiable | instruments if it | than the notifiable | ||
threshold | equals or is higher | threshold | ||
than the notifiable | ||||
threshold | ||||
Invesco Advisers, Inc. | 9.456% | 0% | 9.456% | |
Invesco Asset Management Ltd | 0.558% | 0% | 0.558% | |
10. In case of proxy voting, please identify:
Name of the proxy holder | Invesco UK Limited |
The number and % of voting rights held | N/A |
The date until which the voting rights will be held | N/A |
11. Additional information:
Place of completion | Henley-on-Thames |
Date of completion | 22/01/2021 |
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Gooch & Housego plc published this content on 21 January 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 February 2021 10:12:00 UTC.