TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of ex- | Gooch & Housego plc |
isting shares to which voting rights are attached ii: | |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights | X |
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. | Details of person subject to the notification obligation iv | ||
Name | Octopus Investments Nominees Limited | ||
City and country of registered office (if applicable) | 33 Holborn, London, EC1N 2HT | ||
4. | Full name of shareholder(s) (if different from 3.) v |
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached | 01/06/2021 | |||
vi: | ||||
6. Date on which issuer notified (DD/MM/YYYY): | 02/06/2021 | |||
7. Total positions of person(s) subject to the notification obligation | ||||
% of voting rights | % of voting rights through | Total number of | ||
Total of both in | voting rights held | |||
attached to shares | financial instruments | |||
% (8.A + 8.B) | in issuer (8.A + | |||
(total of 8. A) | (total of 8.B 1 + 8.B 2) | |||
8.B) vii | ||||
Resulting situation on | ||||
the date on which | 12.99% | N/A | 12.99% | 3,253,914 |
threshold was crossed | ||||
or reached | ||||
Position of previous no- | ||||
tification (if | 13.99% | N/A | 13.99% | |
applicable) | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of | Number of voting rights ix | % of voting rights | ||
shares | ||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect |
(DTR5.1) | (DTR5.2.1) | (DTR5.1) | (DTR5.2.1) | |
GB0002259116 | 3,253,914 | 12.99% | ||
SUBTOTAL 8. A | 3,253,914 | 12.99% | ||||||
B 1: Financial Instruments according to DTR5.3.1R (1) (a) | ||||||||
Number of voting rights | ||||||||
Type of financial in- | Expiration | Exercise/ | that may be acquired if | % of voting rights | ||||
strument | date x | Conversion Period xi | the instrument is | |||||
exercised/converted. | ||||||||
SUBTOTAL 8. B 1 | ||||||||
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | ||||||||
Type of financial | Expiration | Exercise/ | Physical or | Number of | ||||
Conversion Pe- | cash | % of voting rights | ||||||
instrument | date x | voting rights | ||||||
riod xi | Settlement xii | |||||||
SUBTOTAL | ||||||||
8.B.2 |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity X (please add additional rows as necessary) xiv
% of voting rights if it | % of voting rights | Total of both if it | |
through financial in- | |||
equals or is higher | equals or is higher | ||
Name xv | struments if it equals | ||
than the notifiable | than the notifiable | ||
or is higher than the | |||
threshold | threshold | ||
notifiable threshold | |||
Octopus Investments | 12.99% | ||
Nominees Ltd | |||
10. In case of proxy voting, please identify:
Name of the proxy holder | N/A |
The number and % of voting rights held | |
The date until which the voting rights will be held | |
11. Additional information xvi
Place of completion | 33 Holborn, London, EC1N 2HT |
Date of completion | 02/06/2021 |
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Gooch & Housego plc published this content on 03 June 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 June 2021 08:06:06 UTC.