Item 2.02 Results of Operations and Financial Condition.

On February 10, 2020, Great Elm Capital Group, Inc., which is the parent company of Great Elm Capital Management, Inc., the investment manager for Great Elm Capital Corp. (the "Company"), and which currently holds approximately 19.5% of the Company's outstanding common stock, issued its earnings press release and related investor presentation that included information indicating:





   •  management fees due from the Company of $0.7 million for the three months
      ended December 31, 2019; and


   •  administration fees due from the Company of $0.3 million for the three
      months ended December 31, 2019.

The foregoing information is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 7.01 Regulation FD Disclosure.

See "Item 2.02 Results of Operations and Financial Condition" above.

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