Guangshen Railway : • Monthly Return of Equity Issuer on Movements in Securities -November 2019

APPENDIX 8A

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :

31 November2019

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer	GuangshenRailway Company Limited
Date Submitted	4 December 2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :	00525	Description :	H Shares
	No. of ordinary shares	Par value (RMB)	Authorised share capital (RMB)
Balance at close of preceding month	1,431,300,000		1.00		1,431,300,000
Increase/(decrease)	0				0
Balance at close of the month	1,431,300,000		1.00		1,431,300,000
(2) Stock code :	601333	Description :	A Shares
	No. of ordinary shares	Par value (RMB)	Authorised share capital (RMB)
Balance at close of preceding month	5,652,237,000		1.00		5,652,237,000
Increase/(decrease)	0				0
Balance at close of the month	5,652,237,000		1.00		5,652,237,000

2. Preference Shares

Stock code :	N/A	Description :
	No. of preference shares	Par value (State currency)	Authorised share capital (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month

3. Other Classes of Shares

Stock code :	N/A	Description :
	No. of other classes of shares	Par value (State currency)	Authorised share capital (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month

Total authorised share capital at the end of the month (RMB):

70,835,370,000

II. Movements in Issued Share Capital

	No. of ordinary shares	No of preference shares	No. of other classes of shares
	(1)	(2)
Balance at close of preceding month	1,431,300,000		5,652,237,000
Increase/ (decrease) during the month	Nil		Nil
Balance at close of the month	1,431,300,000		5,652,237,000

III. Details of Movements in Issued Share Capital(Not Applicable)

A.ShareOptions (under Share Option Schemes of the Issuer)(Not Applicable)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable

Movement during the month

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Granted

Exercised

Cancelled

Lapsed

1.

( / / )

shares

(Note 1)

2.

( / / )

shares

(Note 1)

3.

( / / )

shares

(Note 1)

Total A. (Ordinary shares)

N/A

(Preference shares)

N/A

(Other class)

N/A

Total funds raised during the month from exercise of options (State currency)

N/A

B.Warrantsto Issue Shares of the Issuer which are to be Listed(Not Applicable)

Description of warrants (Date of expiry - dd/mm/yyyy)	Currency of nominal value	Nominal value at close of preceding month	Exercised during the month	Nominal value at close of the month	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	1.
	( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
	2.
	( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
	3.
	( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
	4.
	( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
	Total B. (Ordinary shares)	N/A
		(Preference shares)	N/A
		(Other class)	N/A

C.Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed) (Not Applicable)

Class and description	Currency of amount outstanding	Amount at close of preceding month	Converted during the month	Amount at close of the month	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	1.
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy))	( / / )
	2.
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
	3.
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
	4.
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
	Total C. (Ordinary shares)	N/A
		(Preference shares)	N/A
		(Other class)	N/A

D.Anyother Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) (Not Applicable)

Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1.
	( / / )
	shares (Note 1)
2.
	( / / )
	shares (Note 1)
3.
	( / / )
	shares (Note 1)
	Total D. (Ordinary shares)	N/A
	(Preference shares)	N/A
	(Other class)	N/A

E.OtherMovements in Issued Share Capital (Not Applicable)

	Type of Issue					No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. Rights issue	At price :	State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
2. Open offer	At price :	State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
3. Placing	At price :	State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
4. Bonus issue					Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
5. Scrip dividend	At price :	State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
6. Repurchase of shares					Class of shares repurchased (Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
7. Redemption of shares					Class of sharesredeemed(Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
8. Consideration issue	At price :	State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
9. Capital reorganisation					Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
10. Other(Please specify)	At price :	State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	________ ( / / ) ( / / )
		Total E. (Ordinary shares)	N/A
		(Preference shares)	N/A
		(Otheclass)	N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)	N/A
(2)	N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):	N/A
Total increase / (decrease) inother classes of shares during the month (i.e. Total of A to E):	N/A
(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable: (Note 2) (i) all money due to the listed issuer in respect of the issue of securities has been received by it;(ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;(iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;(iv) all the securities of each class are in all respects identical (Note 3);(v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;(vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;(vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and(viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Remarks (if any):

1.As the Company is incorporated in the PRC, the concept of "authorised share capital" is not applicable. The information under section I is the "issued share capital" of the Company.

Submitted by: ________Tang Xiangdong__________

Title: ______CompanySecretary____________

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.

3. "Identical" means in this context:

Ÿ the securities are of the same nominal value with the same amount called up or paid up;Ÿ they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); andŸ they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank paripassuin all other respects.

4. If there is insufficient space, please append the prescribed continuation sheet.