Company Haitong Securities Co., Ltd.

Equities

600837

CNE000000CK1

Investment Banking & Brokerage Services

End-of-day quote Shanghai S.E. Other stock markets 2025-01-24			5-day change	1st Jan Change
10.84 ^CNY	+5.24%		+2.65%	-2.52%

Jan. 24	Haitong Securities Co., Ltd. Provides Earnings Guidance for the Full Year 2024	CI
Jan. 19	Haitong Securities, Guotai Junan Securities Merger Gets Regulatory Approval	MT

Business description: Haitong Securities Co., Ltd.

Haitong Securities Co., Ltd. specializes in investment services. The activity is organized around 5 sectors:

- securities brokerage services;

- finance lease;

- asset management;

- investment banking;

- equity investment.

Sales by Activity: Haitong Securities Co., Ltd.

Fiscal Period: December	2019	2020	2021	2022	2023
Wealth Management	8.42B	8.42B	17.49B	15.25B	14.37B
Trading and Institution	7.67B	7.87B	15.67B	4.46B	5.32B
Capital Lease	2.42B	2.6B	8.88B	8.97B	9.1B
Others	6.75B	5.15B	5.91B	5.78B	6.16B
Investment Banking	3.46B	5.36B	5.72B	4.65B	4.44B
Asset Management	2.85B	4.24B	4.15B	2.86B	2.48B

See all business segments

Geographical breakdown of sales: Haitong Securities Co., Ltd.

Fiscal Period: December	2019	2020	2021	2022	2023
China	25.44B	28.49B	43.34B	32.96B	32.25B
Overseas	8.99B	9.73B	14.47B	9.02B	9.51B

See all geographic segments

Managers: Haitong Securities Co., Ltd.

Director	Title	Age	Since
Jun Li CEO	Chief Executive Officer	56	2021-10-27
Xin Jun Zhang DFI	Director of Finance/CFO	50	2018-03-26
Yuxing Mao CTO	Chief Tech/Sci/R&D Officer	54	2016-08-31
Xiang Yang Wu CMP	Compliance Officer	58	2020-02-29
Hui Wen Zhao CMP	Compliance Officer	48	-

See HAITONG SECURITIES CO., LTD. governance

Members of the board: Haitong Securities Co., Ltd.

Manager	Title	Age	Since
Jian Guo Xu BRD	Director/Board Member	61	2016-10-17
Xiang Yang Wu BRD	Director/Board Member	58	2019-06-17
Yi Jian Cao BRD	Director/Board Member	49	2019-06-17
Yu Zhou BRD	Director/Board Member	66	2019-06-17
Xuan Xuan Tu BRD	Director/Board Member	52	2019-06-17
Feng Ruan BRD	Director/Board Member	57	2020-10-19
Jun Li BRD	Director/Board Member	56	2021-09-27
Jian Ping Tong CHM	Chairman	63	2022-09-06
He Hua Xiao BRD	Director/Board Member	55	2023-06-15
Lei Shi BRD	Director/Board Member	43	2023-10-11

Composition of the Board of Directors

Shareholders: Haitong Securities Co., Ltd.

Name	Equities	%	Valuation
Shanghai State-Owned Assets Supervision & Administration 27.87 %	2,473,002,851	27.87 %	3 767 M ¥
Government of China 7.157 %	635,084,623	7.157 %	968 M ¥
China Securities Finance Corp. Ltd. 2.909 %	258,104,024	2.909 %	393 M ¥
Guotai Asset Management Co., Ltd. 2.700 %	239,543,521	2.700 %	365 M ¥
SHANGHAI BAILIAN (GROUP) CO., LTD. 2.417 %	214,471,652	2.417 %	327 M ¥

Name	Equities	%	Valuation
Shanghai State-Owned Assets Supervision & Administration 16.09 %	548,615,200	16.09 %	484 M ¥
Maunakai Capital Partners (Hong Kong) Ltd. 7.995 %	272,590,000	7.995 %	240 M ¥
Jing Shi 6.687 %	228,000,000	6.687 %	201 M ¥
New China Asset Management Co., Ltd. 4.438 %	151,326,000	4.438 %	133 M ¥
New China Asset Management (Hong Kong) Ltd. 1.613 %	55,000,000	1.613 %	49 M ¥

Name	Equities	%	Valuation
RhumbLine Advisers LP 0.001511 %	5,153	0.001511 %	45 439 ¥

List of HAITONG SECURITIES CO., LTD. shareholders

Holdings: Haitong Securities Co., Ltd.

Name	Equities	%	Valuation
QINCHUAN MACHINE TOOL & TOOL GROUP SHARE CO., LTD. 0.95%	9,557,053	0.95%	11,744,567 $

Company details: Haitong Securities Co., Ltd.

Haitong Securities Co., Ltd.

Haitong Bund Finance Plaza No. 888 South Zhongshan Road

200011, Shanghai

+86 40 0888 8001

http://www.htsec.com

address Haitong Securities Co., Ltd.(600837)

Group companies: Haitong Securities Co., Ltd.

Name	Category and Sector
Haitong Futures Hong Kong Ltd.
Unican Ltd. Unican Ltd. Finance/Rental/LeasingFinance Unican Ltd. provides mortgage banking services. The company is headquartered in Road Town, British Virgin Islands.	Finance/Rental/Leasing
Haitong UT Capital Group Co., Ltd. Haitong UT Capital Group Co., Ltd. Finance/Rental/LeasingFinance Part of Haitong Securities Co., Ltd., Haitong UT Capital Group Co., Ltd. is a holding company that specializes in equipment financial leasing services. The company is based in Hong Kong, Hong Kong. Haitong UT Capital Group Co. was acquired by Haitong International Holdings Ltd. from Tarrant Capital IP LLC on January 16, 2014 for $715 million.	Finance/Rental/Leasing
Haitong Futures Co., Ltd. Haitong Futures Co., Ltd. Investment Banks/BrokersFinance Haitong Futures Co., Ltd. provides investment banking and brokerage services. It also engages in risk management, futures business, private equity workshop, investment consultation, and asset management. The company was founded on March 18, 1993 and is headquartered in Shanghai, China.	Investment Banks/Brokers
Haitong International Asset Management (HK) Ltd. Haitong International Asset Management (HK) Ltd. Investment ManagersFinance Haitong International Asset Management (HK) Ltd. (Haitong HK) is an asset management firm headquartered in Hong Kong. The firm was founded in 2007 and is a subsidiary of Haitong International (BVI) Ltd., ultimately held by Haitong Securities Co., Ltd. (SHA: 600837) in China. Haitong HK acts as an investment manager on a range of different mandates and asset portfolios for global and local institutional and corporate clients as well as individual investors.	Investment Managers

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Investment Banking

Add to a list Add to a list 0 selected To use this feature you must be a member Log in Sign up	Change	5d. change	1-year change	3-years change	Capi. ($)
HAITONG SECURITIES CO., LTD.	+5.24%	+2.65%	+16.56%	-8.91%	17.2B
BANCO BTG PACTUAL S.A.	+13.76%	+3.13%	-16.24%	+37.25%	25.12B
HOULIHAN LOKEY, INC.	-0.32%	+2.64%	+51.99%	+82.05%	13.05B
EVERBRIGHT SECURITIES COMPANY LIMITED	+0.75%	+0.81%	+7.95%	+24.04%	10.07B
MOELIS & COMPANY	+0.22%	+0.91%	+40.23%	+46.06%	5.51B
MAIN STREET CAPITAL CORPORATION	+0.54%	+1.88%	+34.20%	+42.79%	5.39B
PIPER SANDLER COMPANIES	+0.38%	+0.63%	+72.55%	+104.68%	4.88B
AVANZA BANK HOLDING AB	-0.42%	+14.40%	+54.61%	+20.58%	4.76B
PJT PARTNERS INC.	+1.70%	+3.36%	+69.93%	+154.20%	3.9B
ICICI SECURITIES LIMITED	+0.66%	-1.19%	+5.17%	+12.16%	3.03B
Average	+2.25%	+2.86%	+33.69%	+51.49%	9.29B
Weighted average by Cap.	+4.86%	+2.67%	+20.92%	+41.19%