HAMMERSON PLC
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
('Hammerson' or 'the Company')
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
i
mat if possible)
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Hammerson Plc
ii
tached :
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
iii
Other (please specify) :
iv
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City and country of registered office (if applicable)
Wilmington, Delaware, USA
v
4. Full name of shareholder(s) (if different from 3.)
J.P. Morgan Securities plc
Name J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
09 March 2020
vi
reached :
6. Date on which issuer notified (DD/MM/YYYY): 11 March 2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
vii
tal of 8. A) suer
(total of 8.B 1 + 8.B 2)
Resulting situation
0.45% 4.72% 5.17% 766,293,613
on the date on which
threshold was
Hammerson plc
crossed or reached
(Incorporated in England and Wales)
(Company number 360632)
Position of previous
LSE share code: HMSO JSE share code: HMN
notification (if
1.17% 4.28% 5.44%
ISIN ap:p G licB000 able) 4065016
('Hammerson' or 'the Company')
8. Notified details of the resulting situation on the date on which the threshold was crossed or
TR-1: Standard form for notification of major holdings
viii
reached
A: Voting rights attached to shares
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
i
mat if possible)
Class/type of ix
Number of voting rights % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2a 0t- 04/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
ii
(DTR5.2.1) (DTR5.2.1)
tached :
GB0004065016 3,455,565 0.45%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
SUBTOTAL 8. A 3,455,565 0.45%
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
iii
Number of voting rights
Other (please specify) :
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
x xi
strument date Conversion Period iv the instrument is
3. Details of person subject to the notification obligation
exercised/converted.
Name
JPMorgan Chase & Co.
Right to Recall N/A N/A 1,471,500 0.19%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Physically Settled
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
v
4. Full name of shareholder(s) (if different from 3.)
Physically Settled
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
J.P. Morgan Securities plc
Call or Put Option*
Name J.P. Morgan Equities South Africa Proprietary Ltd
Physically Settled
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Call or Put Option*
Physically Settled
City and country of registered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
5. Date on which the threshold was crossed or
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
09 March 2020
Call or Put Option*
vi
reached :
Physically Settled
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
6. Date on which issuer notified (DD/MM/YYYY): 11 March 2020
Physically Settled
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
7. Total positions of person(s) subject to the notification obligation
Physically Settled
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Call or Put Option*
% of voting rights at- Total number of
through financial instru- Total of both in %
Physically Settled
tached to shares (to- voting rights of is-
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ments (8.A + 8.B)
vii
Call or Put Option*
tal of 8. A) suer
(total of 8.B 1 + 8.B 2)
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Call or Put Option*
0.45% 4.72% 5.17% 766,293,613
on the date on which
threshold was
Physically Settled
Hammerson plc
24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
crossed or reached
Call or Put Option*
(Incorporated in England and Wales)
Physically Settled
(Company number 360632)
Position of previous
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
LSE share code: HMSO JSE share code: HMN
notification (if
1.17% 4.28% 5.44%
Physically Settled
ISIN ap:p G licB000 able) 4065016
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
('Hammerson' or 'the Company')
Physically Settled
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
8. Notified details of the resulting situation on the date on which the threshold was crossed or
TR-1: Standard form for notification of major holdings
Physically Settled
viii
reached 21/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
A: Voting rights attached to shares
Physically Settled
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
i
m C aal t ilf pos or Psi ut b lO e)ption*
Class/type of ix
Number of voting rights % of voting rights
Physically Settled
shares
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Direct Indirect Direct Indirect
Call or Put Option*
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
Physically Settled
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2a 0t- 04/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ii
Call or Put Option* (DTR5.2.1) (DTR5.2.1)
tached :
Physically Settled
GB0004065016 3,455,565 0.45%
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Call or Put Option*
Physically Settled
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
SUBTOTAL 8. A 3,455,565 0.45%
Physically Settled
An acquisition or disposal of voting rights X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
An acquisition or disposal of financial instruments
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
An event changing the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Physically Settled
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
iii
Number of voting rights
Other (please specify) :
Physically Settled
Type of financial in- Expiration Exercise/ that may be acquired if
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Call or Put Option* x xi
strument date Conversion Period iv the instrument is
3. Details of person subject to the notification obligation
Physically Settled
exercised/converted.
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Name
JPMorgan Chase & Co.
Right to Recall N/A N/A 1,471,500 0.19%
Physically Settled
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
C Pal hysi l or cal Put ly S Oett ptilon ed*
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
v
4. Full name of shareholder(s) (if different from 3.)
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
J.P. Morgan Securities plc
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Name J.P. Morgan Equities South Africa Proprietary Ltd
C Pal hysi l or cal Put ly S Oett ptilon ed*
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
City and country of registered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
09 March 2020
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
6. Date on which issuer notified (DD/MM/YYYY): 11 March 2020
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
7. Total positions of person(s) subject to the notification obligation
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Call or Put Option*
Physically Settled
% of voting rights at- Total number of
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
through financial instru- Total of both in %
C Pal hysi l or cal Put ly S Oett ptilon ed*
tached to shares (to- voting rights of is-
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ments (8.A + 8.B)
vii
Call or Put Option*
tal of 8. A) suer
SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Call or Put Option*
0.45% 4.72% 5.17% 766,293,613
on the date on which
threshold was
Physi * P cal lea ly se no Settled te that either a call or a put option (but not both) can be exercised upon maturity, de-
Hammerson plc
24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
crossed or reached
Call pe or nd Put ing O p on tion the * share price of Hammerson Plc.
(Incorporated in England and Wales)
Physically Settled
(Company number 360632)
Position of previous
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
LSE share code: HMSO JSE share code: HMN
notification (if
1.17% 4.28% 5.44%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
Physically Settled
ISIN ap:p G licB000 able) 4065016
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
2004/109/EC (DTR5.3.1.1 (b))
Call or Put Option*
('Hammerson' or 'the Company')
Exercise/
Physically Settled
Type of financial Expiration Physical or cash Number of
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Conversion Pe- % of voting rights
Call or Put Option*
x xii
instrument date settlement voting rights
8. Notified details of the resulting situation xi on the date on which the threshold was crossed or
TR-1: Standard form for notificati riod o n of major holdings
Physically Settled
viii
reached 21/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
02/04/2020 02/04/2020 Cash 9,496 0.00%
A:E V qu ot itiy ng S w riap gh ts attached to shares
Physically Settled
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
i
Cash-settled
m C aal t ilf pos or Psi ut b lO e)ption*
Class/type of ix
14/04/2020 14/04/2020 Cash 4,176 0.00%
Number of voting rights % of voting rights
Equity Swap
Physically Settled
shares
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Direct Indirect Direct Indirect
Cash-settled
Call or Put Option*
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
05/05/2020 05/05/2020 Cash 119,741 0.02%
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
Equity Swap
Physically Settled
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2a 0t- 04/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-set tled
ii
Call or Put Option* (DTR5.2.1) (DTR5.2.1)
tached :
12/05/2020 12/05/2020 Cash 3,832,660 0.50%
Equity Swap
Physically Settled
GB0004065016 3,455,565 0.45%
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Cash-settled
Call or Put Option*
02/06/2020 02/06/2020 Cash 63,906 0.01%
Equity Swap
Physically Settled
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
17/06/2020 17/06/2020 Cash 246,248 0.03%
Equity Swap
Physically Settled
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
29/06/2020 29/06/2020 Cash 1,299,412 0.17%
SUBT EquO ity TAL Sw 8. ap A 3,455,565 0.45%
Physically Settled
An acquisition or disposal of voting rights X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
02/07/2020 02/07/2020 Cash 498,657 0.07%
Equity Swap
Physically Settled
An acquisition or disposal of financial instruments
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
03/11/2020 03/11/2020 Cash 286 0.00%
An Eev quent ity S cha wap ngi ng the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Physically Settled
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
iii
02/12/2020 02/12/2020 Cash Nu mber of vot10 ing, 17 righ 6 ts 0.00%
Other (please specify) :
Equity Swap
Physically Settled
Type of financial in- Expiration Exercise/ that may be acquired if
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Cash-settled
Call or Put Option* x xi
strument date Conversion Period iv the instrument is
09/12/2020 09/12/2020 Cash 432 0.00%
3. Details of person subject to the notification obligation
Equity Swap
Physically Settled
exercised/converted.
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Name
JPMorgan Chase & Co.
05/01/2021 05/01/2021 Cash 17,312 0.00%
Right to Recall N/A N/A 1,471,500 0.19%
Equity Swap
Physically Settled
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
02/02/2021 02/02/2021 Cash 997,834 0.13%
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Physically Settled
v
4. Full name of shareholder(s) (if different from 3.)
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
10/02/2021 10/02/2021 Cash 25,096 0.00%
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap J.P. Morgan Securities plc
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Na C m ash e -settled J.P. Morgan Equities South Africa Proprietary Ltd
C Pal hysi l or cal Put ly S Oett ptilon ed*
02/03/2021 02/03/2021 Cash 1,323,178 0.17%
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Equity Swap
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
08/03/2021 08/03/2021 Cash 243,707 0.03%
City and country of registered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
10/03/2021 10/03/2021 Cash 300,000 0.04%
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
09 March 2020
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
31/03/2021 31/03/2021 Cash 200,288 0.03%
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Physically Settled
6. Date on which issuer notified (DD/MM/YYYY): 11 March 2020
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
08/04/2021 08/04/2021 Cash 720,033 0.09%
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Physically Settled
7. Total positions of person(s) subject to the notification obligation
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
30/04/2021 30/04/2021 Cash 224,327 0.03%
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap % of voting rights
Call or Put Option*
Physically Settled
% of voting rights at- Total number of
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
through financial instru- Total of both in %
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
tached to shares (to- voting rights of is-
05/05/2021 05/05/2021 Cash 70,592 0.01%
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ments (8.A + 8.B)
vii
Equity Swap
Call or Put Option*
tal of 8. A) suer
SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Cash-settled
Physically Settled
06/09/2021 06/09/2021 Cash 596,621 0.08%
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Equ ity Swap
Call or Put Option*
0.45% 4.72% 5.17% 766,293,613
on the date on which
threshold was
P Chysi ash * P cal -set lea ly tse no led Sett led te that either a call or a put option (but not both) can be exercised upon maturity, de-
Hammerson plc
08/24 07//08 20/22 20 20 C 08 al/l07 : 7.864, /2022 Put: 5.243C ash 600,000 567,928 0.078% 0.07%
crossed or reached
C E al qu l pe or ity nd P S ut iw ng ap O p on tion the * share price of Hammerson Plc.
(Incorporated in England and Wales)
P Chysi ashcal -set ly tled Sett led
(Company number 360632)
Position of previous
06/28 01//08 20/23 20 20 C 06 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 222,963 0.078% 0.03%
C E al qu l or ity P S ut w ap Op tion*
LSE share code: HMSO JSE share code: HMN
notification (if
1.17% 4.28% 5.44%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
P Chysi ashcal -set ly tled Sett led
ISIN ap:p G licB000 able) 4065016
13/07 01//09 20/23 20 20 C 13 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 675,938 0.078% 0.09%
2004/109/EC (DTR5.3.1.1 (b))
C E al qu l or ity P S ut w ap Op tion*
('Hammerson' or 'the Company')
Exercise/
P Chysi ashcal -set ly tled Sett led
Type of financial Expiration Physical or cash Number of
20/14 02//09 20/23 20 20 C 20 al/l02 : 7.864, /2023 Put: 5.243C ash 600,000 1,428,029 0.078% 0.19%
Conversion Pe- % of voting rights
C E al qu l or ity P S ut w ap Op tion*
x xii
instrument date settlement voting rights
8. Notified details of the resulting situation xi on the date on which the threshold was crossed or
TR-1: Standard form for notificati riod o n of major holdings
P Chysi ashcal -set ly tled Sett led
viii
reached 13/21 09//09 20/24 20 20 C 13 al/l09 : 7.864, /2024 Put: 5.243C ash 600,00037 0.078% 0.00%
Cash-settled
C E al qu l or ity P S ut w ap Op tion*
02/04/2020 02/04/2020 Cash 9,496 0.00%
A:E V qu ot itiy ng S w riap gh ts attached to shares
Physically Settled SUBTOTAL
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
13,699,073 1.79%
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
i
8.B.2
Cash-settled
m C aal t ilf pos or Psi ut b lO e)ption*
Class/type of ix
14/04/2020 14/04/2020 Cash 4,176 0.00%
Number of voting rights % of voting rights
Equ ity Swap
Physically Settled
shares
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Direct Indirect Direct Indirect
Cash-settled
Call or Put Option*
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
05/05/2020 05/05/2020 Cash 119,741 0.02%
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
9. E Infor quity mat Swiap on in relation to the person subject to the notification obligation (please mark the
Physically Settled
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2a 0t- 04/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ap C pl ash icab -set l e box tled with an 'X')
ii
Call or Put Option* (DTR5.2.1) (DTR5.2.1)
tached :
12/05/2020 12/05/2020 Cash 3,832,660 0.50%
Equity Swap
Physically Settled
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
GB0004065016 3,455,565 0.45%
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if approp xiiiriate)
Cash-settled
Call or Put Option*
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
02/06/2020 02/06/2020 Cash 63,906 0.01%
Equity Swap
Physically Settled
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Full chain of controlled undertakings through which the voting rights and/or the
Cash-settled
Call or Put Option*
xiv
17/06/2020 17/06/2020 Cash 246,248 0.03%
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
X
Equity Swap
Physically Settled
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
(please add additional rows as necessary)
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
29/06/2020 29/06/2020 Cash 1,299,412 0.17%
% of voting rights
SUBT EquO ity TAL Sw 8. ap A 3,455,565 0.45%
Physically Settled
% of voting rights if it Total of both if it
An acquisition or disposal of voting rights X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial in-
Cash-settled
Call or Put Option*
equals or is higher equals or is higher
02/07/2020 02/07/2020 Cash 498,657 0.07%
xv
Name struments if it equals
Equity Swap
Physically Settled
An acquisition or disposal of financial instruments
than the notifiable than the notifiable
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
or is higher than the
Cash-settled
Call or Put Option*
threshold threshold
03/11/2020 03/11/2020 Cash 286 0.00%
notifiable threshold
An Eev quent ity S cha wap ngi ng the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Physically Settled
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
JPMorgan Chase & Co.
iii
02/12/2020 02/12/2020 Cash Nu mber of vot10 ing, 17 righ 6 ts 0.00%
Other (please specify) :
Equity Swap
Physically Settled
Type of financial in- Expiration Exercise/ that may be acquired if
JPMorgan Chase Bank,
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Cash-settled
Call or Put Option* x xi
strument date Conversion Period iv the instrument is
09/12/2020 09/12/2020 Cash 432 0.00%
N 3. atio Deta naill s A ssoci of peatio rson n subject to the notification obligation
Equity Swap
Physically Settled
exercised/converted.
J.P. Morgan Interna-
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Name
JPMorgan Chase & Co.
05/01/2021 05/01/2021 Cash 17,312 0.00%
tional Finance Limited
Right to Recall N/A N/A 1,471,500 0.19%
Equity Swap
Physically Settled
J.P. Morgan Capital
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
Holdings Limited 02/02/2021 02/02/2021 Cash 997,834 0.13%
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Physically Settled
v
4. Full name of shareholder(s) (if different from 3.)
J.P. Morgan Securities 21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
4.72% 4.94%
C Pal hysi l or cal Put ly S Oett ptilon ed*
plc 10/02/2021 10/02/2021 Cash 25,096 0.00%
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap J.P. Morgan Securities plc
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Na C m ash e -settled J.P. Morgan Equities South Africa Proprietary Ltd
C Pal hysi l or cal Put ly S Oett ptilon ed*
02/03/2021 02/03/2021 Cash 1,323,178 0.17%
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Equity Swap
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase & Co.
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
08/03/2021 08/03/2021 Cash 243,707 0.03%
City and country of registered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JP E M qu organ ity Sw C ap ha se Bank,
C Pal hysi l or cal Put ly S Oett ptilon ed*
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Natio Cash na -lset Associ tled ation
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
10/03/2021 10/03/2021 Cash 300,000 0.04%
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
09 March 2020
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
31/03/2021 31/03/2021 Cash 200,288 0.03%
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
JP PM hysi organ cally CS ha ett se & led Co.
6. Date on which issuer notified (DD/MM/YYYY): 11 March 2020
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
JPMorgan Chase Ban 08k/,04 /2021 08/04/2021 Cash 720,033 0.09%
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Physically Settled
7. Total positions of person(s) subject to the notification obligation
National Association
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
J.P. Morgan Interna-30/04/2021 30/04/2021 Cash 224,327 0.03%
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap % of voting rights
Call or Put Option*
Physically Settled
% of voting rights at- Total number of
tional Finance Limited
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
through financial instru- Total of both in %
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
tached to shares (to- voting rights of is-
05/05/2021 05/05/2021 Cash 70,592 0.01%
J.P. Morgan EU Capital
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ments (8.A + 8.B)
vii
Equity Swap
Call or Put Option*
tal of 8. A) suer
Holdings Limited SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Cash-settled
Physically Settled
06/09/2021 06/09/2021 Cash 596,621 0.08%
J.P. Morgan EU Hold- 17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Equ ity Swap
Call or Put Option*
0.45% 4.72% 5.17% 766,293,613
ings Limited
on the date on which
threshold was
J.P C Physi .ash M * o P cal -rset lga ea ly tn Equ se no led Sett led tie ties tha t either a call or a put option (but not both) can be exercised upon maturity, de-
Hammerson plc
08/24 07//08 20/22 20 20 C 08 al/l07 : 7.864, /2022 Put: 5.243C ash 600,000 567,928 0.078% 0.07%
crossed or reached
S C ou E al qu tlh Af pe or ity nd P r S iut ca Pro iw ng ap O p on tion prie the * tsha ary re price of Ham merson Plc.
(Incorporated in England and Wales)
LiP C m hysi ash itedcal - set ly tled Sett led
(Company number 360632)
Position of previous
06/28 01//08 20/23 20 20 C 06 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 222,963 0.078% 0.03%
C E al qu l or ity P S ut w ap Op tion*
LSE share code: HMSO JSE share code: HMN
no 10ti . fiIn cat cas ione of (if proxy voting, please identify:
1.17% 4.28% 5.44%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
P Chysi ashcal -set ly tled Sett led
ISIN ap:p G licB000 able) 4065016
13/07 01//09 20/23 20 20 C 13 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 675,938 0.078% 0.09%
20 Name 04/10 of9/EC the p (rD oxy TR ho 5.3 lde .1.r1 ( b)) N/A
C E al qu l or ity P S ut w ap Op tion*
('Hammerson' or 'the Company')
Exercise/
P Chysi ashcal -set ly tled Sett led
Type of financial Expiration Physical or cash Number of
20/14 02//09 20/23 20 20 C 20 al/l02 : 7.864, /2023 Put: 5.243C ash 600,000 1,428,029 0.078% 0.19%
The number and % of voting rights held N/A
Conversion Pe- % of voting rights
C E al qu l or ity P S ut w ap Op tion*
x xii
instrument date settlement voting rights
8. Notified details of the resulting situation xi on the date on which the threshold was crossed or
TR-1: Standard form for notificati riod o n of major holdings
P Chysi ashcal -set ly tled Sett led
viii
reached 13/21 09//09 20/24 20 20 C 13 al/l09 : 7.864, /2024 Put: 5.243C ash 600,00037 0.078% 0.00%
Cash-settled
C E al qu l or ity P S ut w ap Op tion*
The date until which the voting rights will be held N/A
02/04/2020 02/04/2020 Cash 9,496 0.00%
A:E V qu ot itiy ng S w riap gh ts attached to shares
Physically Settled SUBTOTAL
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
13,699,073 1.79%
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
i
8.B.2
Cash-settled
m C aal t ilf pos or Psi ut b lO e)ption*
Class/type of ix
14/04/2020 14/04/2020 Cash 4,176 0.00%
Number of voting rights % of voting rights
Equ ity Swap
Physically Settled
shares
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
xviDirect Indirect Direct Indirect
Cash-settled
11 Cal . A l or ddP itut ion O ap l tiin on forma * tion
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
05/05/2020 05/05/2020 Cash 119,741 0.02%
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
9. E Infor quity mat Swiap on in relation to the person subject to the notification obligation (please mark the
Physically Settled
of Cha ex in of isting co sh ntrol are ls ed to un w 2de 0 hich 04rt /1ak 09vo /E ing Ct)i ng (s D: TR ri 5gh .1) ts are 2a 0t- 04/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ap C pl ash icab -set l e box tled with an 'X')
ii
Call or Put Option* (DTR5.2.1) (DTR5.2.1)
tached :
12/05/2020 12/05/2020 Cash 3,832,660 0.50%
Equity Swap
Physically Settled
P JP ers Mon organ subj ec Cha t to se & the n C oti o. fi cation obligation is not controlled by any natural person or legal entity and does not
GB0004065016 3,455,565 0.45%
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if approp xiiiriate)
Cash-settled
Call or Put Option*
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
JPMorgan Chase Bank, National Association (100%)
02/06/2020 02/06/2020 Cash 63,906 0.01%
Equity Swap
Physically Settled
J.P. Morgan Internation al Finance Limited (10 0%)
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Full chain of controlled undertakings through which the voting rights and/or the
Cash-settled
Call or Put Option*
J.P. Morgan Capital Holdings Limited (100%)
xiv
17/06/2020 17/06/2020 Cash 246,248 0.03%
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
X
Equity Swap
Physically Settled
J.P. Morgan Securities plc (100%)
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
(please add additional rows as necessary)
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
29/06/2020 29/06/2020 Cash 1,299,412 0.17%
% of voting rights
SUBT EquO ity TAL Sw 8. ap A 3,455,565 0.45%
Physically Settled
JPMorgan Chase & Co.
% of voting rights if it Total of both if it
An acquisition or disposal of voting rights X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial in-
Cash-settled
Call or Put Option*
JPMorgan Chase Bank, National Association (100%)
equals or is higher equals or is higher
02/07/2020 02/07/2020 Cash 498,657 0.07%
xv
Name struments if it equals
Equity Swap
Physically Settled
A n acquisition or disposal of financial instruments
than the notifiable than the notifiable
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
or is higher than the
Cash-settled
JP Cal Mlorgan or Put C O ha ptse & ion* Co.
threshold threshold
03/11/2020 03/11/2020 Cash 286 0.00%
notifiable threshold
An Eev quent ity S cha wap ngi ng the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
JP PM hysi organ cally CS ha ett se Ban led k, National Association (100%)
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
JP J.P M . M organ orga n Cha Inte se & rna tC ion o.a l Finance Limited (100%)
iii
02/12/2020 02/12/2020 Cash Nu mber of vot10 ing, 17 righ 6 ts 0.00%
Other (please specify) :
Equity Swap
J.P. Morgan EU Capital Holdings Limited (100%)
Physically Settled
Type of financial in- Expiration Exercise/ that may be acquired if
JPMorgan Chase Bank,
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Cash-settled
J. C P al . lM or orP ga utn EU Opti on Hol * dings Li x mited (100%) xi
strument date Conversion Period iv the instrument is
09/12/2020 09/12/2020 Cash 432 0.00%
3. Natio Deta naill s A ssoci of peatio rson n subject to the notification obligation
J.P E.qu Mito y rga Sw n Equ ap ities South Africa Proprietary Limited (100%)
Physically Settled
exercised/converted.
J.P. Morgan Interna-
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash -settled
Call or Put Option*
Name
JPMorgan Chase & Co.
05/01/2021 05/01/2021 Cash 17,312 0.00%
tional Finance Limited
Right to Recall N/A N/A 1,471,500 0.19%
Equity Swap
Physically Settled
Place of completion London, United Kingdom
J.P. Morgan Capital
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
Holdings Limited 02/02/2021 02/02/2021 Cash 997,834 0.13%
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Physically Settled
Date of completion v 11 March 2020
4. Full name of shareholder(s) (if different from 3.)
J.P. Morgan Securities 21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
4.72% 4.94%
C Pal hysi l or cal Put ly S Oett ptilon ed*
plc 10/02/2021 10/02/2021 Cash 25,096 0.00%
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap J.P. Morgan Securities plc
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
For further information contact:
Na C m ash e -settled J.P. Morgan Equities South Africa Proprietary Ltd
C Pal hysi l or cal Put ly S Oett ptilon ed*
02/03/2021 02/03/2021 Cash 1,323,178 0.17%
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Equity Swap
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase & Co.
Richard Crowle
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
08/03/2021 08/03/2021 Cash 243,707 0.03%
City and country of registered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Assistant Company Secretary
JP E M qu organ ity Sw C ap ha se Bank,
C Pal hysi l or cal Put ly S Oett ptilon ed*
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Tel: +44 (0)20 7887 1000
Natio Cash na -lset Associ tled ation
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
10/03/2021 10/03/2021 Cash 300,000 0.04%
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
09 March 2020
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
12 March 2020
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
31/03/2021 31/03/2021 Cash 200,288 0.03%
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
JP PM hysi organ cally CS ha ett se & led Co.
6. Date on which issuer notified (DD/MM/YYYY): 11 March 2020
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Hammerson has its primary listing on the London Stock Exchange and a secondary inward list-
C Pal hysi l or cal Put ly S Oett ptilon ed*
JPMorgan Chase Ban 08k/,04 /2021 08/04/2021 Cash 720,033 0.09%
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
ing Cal on l or th Pe utJ O oh panne tion* sburg Stock Exchang e.
Physically Settled
7. Total positions of person(s) subject to the notification obligation
National Association
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
J.P. Morgan Interna-30/04/2021 30/04/2021 Cash 224,327 0.03%
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap % of voting rights
Call or Put Option*
Sp P on hysi socal r: ly Settled
% of voting rights at- Total number of
tional Finance Limited
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
through financial instru- Total of both in %
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
Investec Bank Limited
tached to shares (to- voting rights of is-
05/05/2021 05/05/2021 Cash 70,592 0.01%
J.P. Morgan EU Capital
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ments (8.A + 8.B)
vii
Equity Swap
Call or Put Option*
tal of 8. A) suer
Holdings Limited SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Cash-settled
Physically Settled
06/09/2021 06/09/2021 Cash 596,621 0.08%
J.P. Morgan EU Hold- 17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Equ ity Swap
Call or Put Option*
0.45% 4.72% 5.17% 766,293,613
ings Limited
on the date on which
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Hammerson plc published this content on 12 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 12 March 2020 11:20:10 UTC
