HAMMERSON PLC
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
('Hammerson' or 'the Company')
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
i
format if possible)
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Hammerson Plc
ii
attached :
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
iii
Other (please specify) :
iv
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City and country of registered office (if applicable)
Wilmington, Delaware, USA
v
4. Full name of shareholder(s) (if different from 3.)
J.P. Morgan Securities plc
Name J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
12 March 2020
vi
reached :
6. Date on which issuer notified (DD/MM/YYYY): 16 March 2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights Total number of
through financial Total of both in %
attached to shares voting rights of
instruments (8.A + 8.B)
vii
(total of 8. A) issuer
(total of 8.B 1 + 8.B 2)
Resulting situation
1.03% 4.54% 5.57% 766,293,613
on the date on which
threshold was
Hammerson plc
crossed or reached
(Incorporated in England and Wales)
(Company number 360632)
Position of previous
LSE share code: HMSO JSE share code: HMN
notification (if
0.45% 4.72% 5.17%
ISIN ap:p G licB000 able) 4065016
('Hammerson' or 'the Company')
8. Notified details of the resulting situation on the date on which the threshold was crossed or
TR-1: Standard form for notification of major holdings
viii
reached
A: Voting rights attached to shares
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
i
format if possible)
Class/type of ix
Number of voting rights % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2004/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
ii
(DTR5.2.1) (DTR5.2.1)
attached :
GB0004065016 7,867,274 1.03%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
SUBTOTAL 8. A 7,867,274 1.03%
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
iii
Number of voting rights
Other (please specify) :
Type of financial Expiration Exercise/ that may be acquired if
% of voting rights
x xi
instrument date Conversion Period iv the instrument is
3. Details of person subject to the notification obligation
exercised/converted.
Name
JPMorgan Chase & Co.
Right to Recall N/A N/A 1,471,500 0.19%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Physically Settled
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
v
4. Full name of shareholder(s) (if different from 3.)
Physically Settled
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
J.P. Morgan Securities plc
Call or Put Option*
Name J.P. Morgan Equities South Africa Proprietary Ltd
Physically Settled
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Call or Put Option*
Physically Settled
City and country of registered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
5. Date on which the threshold was crossed or
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
12 March 2020
Call or Put Option*
vi
reached :
Physically Settled
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
6. Date on which issuer notified (DD/MM/YYYY): 16 March 2020
Physically Settled
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
7. Total positions of person(s) subject to the notification obligation
Physically Settled
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Call or Put Option*
% of voting rights Total number of
through financial Total of both in %
Physically Settled
attached to shares voting rights of
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
instruments (8.A + 8.B)
vii
Call or Put Option*
(total of 8. A) issuer
(total of 8.B 1 + 8.B 2)
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Call or Put Option*
1.03% 4.54% 5.57% 766,293,613
on the date on which
threshold was
Physically Settled
Hammerson plc
24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
crossed or reached
Call or Put Option*
(Incorporated in England and Wales)
Physically Settled
(Company number 360632)
Position of previous
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
LSE share code: HMSO JSE share code: HMN
notification (if
0.45% 4.72% 5.17%
Physically Settled
ISIN ap:p G licB000 able) 4065016
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
('Hammerson' or 'the Company')
Physically Settled
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
8. Notified details of the resulting situation on the date on which the threshold was crossed or
TR-1: Standard form for notification of major holdings
Physically Settled
viii
reached 21/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
A: Voting rights attached to shares
Physically Settled
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
i
for Cal mla or t if pos Put si O bp le ti)on*
Class/type of ix
Number of voting rights % of voting rights
Physically Settled
shares
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Direct Indirect Direct Indirect
Call or Put Option*
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
Physically Settled
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2004/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ii
Call or Put Option* (DTR5.2.1) (DTR5.2.1)
attached :
Physically Settled
GB0004065016 7,867,274 1.03%
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Call or Put Option*
Physically Settled
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
SUBTOTAL 8. A 7,867,274 1.03%
Physically Settled
An acquisition or disposal of voting rights X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
An acquisition or disposal of financial instruments
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
An event changing the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Physically Settled
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
iii
Number of voting rights
Other (please specify) :
Physically Settled
Type of financial Expiration Exercise/ that may be acquired if
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Call or Put Option* x xi
instrument date Conversion Period iv the instrument is
3. Details of person subject to the notification obligation
Physically Settled
exercised/converted.
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Name
JPMorgan Chase & Co.
Right to Recall N/A N/A 1,471,500 0.19%
Physically Settled
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
C Pal hysi l or cal Put ly S Oett ptilon ed*
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
v
4. Full name of shareholder(s) (if different from 3.)
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
J.P. Morgan Securities plc
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Name J.P. Morgan Equities South Africa Proprietary Ltd
C Pal hysi l or cal Put ly S Oett ptilon ed*
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
City and country of registered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
12 March 2020
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
6. Date on which issuer notified (DD/MM/YYYY): 16 March 2020
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
7. Total positions of person(s) subject to the notification obligation
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
C Pal hysi l or cal Put ly S Oett ptilon ed*
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Call or Put Option*
Physically Settled
% of voting rights Total number of
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
C Pal hysi l or cal Put ly S Oett ptilon ed*
attached to shares voting rights of
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
instruments (8.A + 8.B)
vii
Call or Put Option*
(total of 8. A) issuer
SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Call or Put Option*
1.03% 4.54% 5.57% 766,293,613
on the date on which
threshold was
Physi * P cal lea ly se no Settled te that either a call or a put option (but not both) can be exercised upon maturity,
Hammerson plc
24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
crossed or reached
Call de or pe Put nd O ing pti on on* t he share price of Hammerson Plc.
(Incorporated in England and Wales)
Physically Settled
(Company number 360632)
Position of previous
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
LSE share code: HMSO JSE share code: HMN
notification (if
0.45% 4.72% 5.17%
Physically Settled
ISIN ap:p G licB000 able) 4065016
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
Call or Put Option*
('Hammerson' or 'the Company')
2004/109/EC (DTR5.3.1.1 (b))
Physically Settled
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Exercise/
Call or Put Option*
Type of financial Expiration Physical or cash Number of
8. Notified details of the resulting situation on the date on which the threshold was crossed or
TR-1: Standard form for notification of major holdings
Conversion % of voting rights
Physically Settled x xii
instrumen viii t date settlement voting rights
reached 21/09/2020 Call: 7.864, xi Put: 5.243 600,000 0.078%
Period
Call or Put Option*
A:C V ash oti-ng set ri tled gh ts attached to shares
Physically Settled
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
02/04/2020 02/04/2020 Cash 9,496 0.00%
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
i
Equity Swap
for Cal mla or t if pos Put si O bp le ti)on*
Class/type of ix
Number of voting rights % of voting rights
Cash-settled
Physically Settled
shares
14/04/2020 14/04/2020 Cash 7,115 0.00%
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Direct Indirect Direct Indirect
Equity Swap
Call or Put Option*
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
Cash-settled
Physically Settled
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2004/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
05/05/2020 05/05/2020 Cash 119,741 0.02%
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Sw ap
ii
Call or Put Option* (DTR5.2.1) (DTR5.2.1)
attached :
Cash-settled
Physically Settled
GB0004065016 7,867,274 1.03%
12/05/2020 12/05/2020 Cash 3,823,565 0.50%
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Equity Swap
Call or Put Option*
Cash-settled
Physically Settled
02/06/2020 02/06/2020 Cash 63,906 0.01%
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Cash-settled
Physically Settled
2. Reason for the no 17 ti/f06 ica /20 tion 20 (please 17m /06 ar/k 20 the 20 appropriatC eash box or boxes wit747 h an 'X') 0.00%
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
SUBT Cash O- Tset ALt l8. ed A 7,867,274 1.03%
Physically Settled
An acquisition or disp29 osa /06 l of /20 vot 20 ing right29 s /06/2020 Cash 1,754,434 0.23% X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Cash-settled
Physically Settled
An acquisition or disposal of financial instruments
02/07/2020 02/07/2020 Cash 498,657 0.07%
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
An Cev ash ent -set cha tled ngi ng the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Physically Settled
03/11/2020 03/11/2020 Cash 286 0.00%
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
iii
Number of voting rights
Other (please specify) :
Cash-settled
Physically Settled
Type of financial Expiration Exercise/ that may be acquired if
02/12/2020 02/12/2020 Cash 10,176 0.00%
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
% of voting rights
Equity Swap
Call or Put Option* x xi
instrument date Conversion Period iv the instrument is
3. Details of person subject to the notification obligation
Cash-settled
Physically Settled
exercised/converted.
09/12/2020 09/12/2020 Cash 432 0.00%
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
Name
JPMorgan Chase & Co.
Right to Recall N/A N/A 1,471,500 0.19%
Cash-settled
Physically Settled
05/01/2021 05/01/2021 Cash 17,312 0.00%
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Physically Settled
v
4. Full name of shareh 02/02 older( /2021 s) (if dif02 fer/en 02t/ 20 from 21 3.) Cash 869,053 0.11%
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled J.P. Morgan Securities plc
Call or Put Option*
Physically Settled
10/02/2021 10/02/2021 Cash 13,311 0.00%
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Na Em qu e ity Swap J.P. Morgan Equities South Africa Proprietary Ltd
C Pal hysi l or cal Put ly S Oett ptilon ed*
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Cash-settled
Call or Put Option*
Physically Settled
02/03/2021 02/03/2021 Cash 924,230 0.12%
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
City and country of registered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
08/03/2021 08/03/2021 Cash 121,853 0.02%
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
12 March 2020
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
10/03/2021 10/03/2021 Cash 300,000 0.04%
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Physically Settled
6. Date on which issuer notified (DD/MM/YYYY): 16 March 2020
16/03/2021 16/03/2021 Cash 35,323 0.00%
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Physically Settled
7. Total positions of 18 pe /03 rson /2021 (s) subjec 18t /03 to /20 the 21 n otification C ash obl igation 1,424 0.00%
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled % of voting rights
Call or Put Option*
Physically Settled
% of voting rights Total number of
31/03/2021 31/03/2021 Cash 199,125 0.03%
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
attached to shares voting rights of
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
instruments (8.A + 8.B)
vii
Cash-settled
Call or Put Option*
(total of 8. A) issuer
06/04/2021 06/04/2021 Cash 542 0.00%
SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Equity Swap
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Cash -settled
Call or Put Option*
1.03% 4.54% 5.57% 766,293,613
08/04/2021 08/04/2021 Cash 117,958 0.02%
on the date on which
Equity Swap
threshold was
P Chysi ash * P cal -set lea ly tse no led Sett led te that either a call or a put option (but not both) can be exercised upon maturity,
Hammerson plc
30/24 04//08 20/21 20 20 C 30 al/l04 : 7.864, /2021 Put: 5.243C ash 600,000 400,634 0.078% 0.05%
crossed or reached
C E al qu l de or ity pe P S ut nd w ap O ing p ti on on* t he share price of Hammerson Plc.
(Incorporated in England and Wales)
P Chysi ashcal -set ly tled Sett led
(Company number 360632)
Position of previous
05/28 05//08 20/21 20 20 C 05 al/l05 : 7.864, /2021 Put: 5.243C ash 600,000 72 ,070 0.078% 0.01%
C E al qu l or ity P S ut w ap Op tion*
LSE share code: HMSO JSE share code: HMN
notification (if
0.45% 4.72% 5.17%
P Chysi ashcal -set ly tled Sett led
ISIN ap:p G licB000 able) 4065016
06/07 09//09 20/21 20 20 C 06 al/l09 : 7.864, /2021 Put: 5.243C ash 600,000 75 ,495 0.078% 0.01%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
C E al qu l or ity P S ut w ap Op tion*
('Hammerson' or 'the Company')
2004/109/EC (DTR5.3.1.1 (b))
P Chysi ashcal -set ly tled Sett led
08/14 07//09 20/22 20 20 C 08 al/l07 : 7.864, /2022 Put: 5.243C ash 600,000 567,928 0.078% 0.07%
Exercise/
C E al qu l or ity P S ut w ap Op tion*
Type of financial Expiration Physical or cash Number of
8. Notified details of the resulting situation on the date on which the threshold was crossed or
TR-1: Standard form for notification of major holdings
Conversion % of voting rights
P Chysi ashcal -set ly tled Sett led x xii
instrumen viii t date settlement voting rights
reached 06/21 01//09 20/23 20 20 C 06 al/l01 : 7.864, /20x23 i Put: 5.243C ash 600,000 222,963 0.078% 0.03%
Period
C E al qu l or ity P S ut w ap Op tion*
A:C V ash oti-ng set ri tled gh ts attached to shares
P Chysi ashcal -set ly tled Sett led
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
02/04/2020 02/04/2020 Cash 9,496 0.00%
13/28 01//09 20/23 20 20 C 13 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 675,938 0.078% 0.09%
i
Equity Swap
for C E al m qu la or ti i ty f pos P S ut w si ap O bp l e ti)on*
Class/type of ix
Number of voting rights % of voting rights
Cash-settled
P Chysi ashcal -set ly tled Sett led
shares
14/04/2020 14/04/2020 Cash 7,115 0.00%
20/05 02//10 20/23 20 20 C 20 al/l02 : 7.864, /2023 Put: 5.243C ash 600,000 1,428,029 0.078% 0.19%
Direct Indirect Direct Indirect
Equity Swap
C E al qu l or ity P S ut w ap Op tion*
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
Cash-settled
P Chysi ashcal -set ly tled Sett led
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2004/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
05/05/2020 05/05/2020 Cash 119,741 0.02%
13/12 09//10 20/24 20 20 C 13 al/l09 : 7.864, /2024 Put: 5.243C ash 600,00037 0.078% 0.00%
Equity Sw ap
ii
C E al qu l or ity P S ut w ap Op tion* (DTR5.2.1) (DTR5.2.1)
attached :
Cash-settled
SUBTOTAL
Physically Settled
GB0004065016 7,867,274 1.03%
12/05/2020 12/05/ 2020 Cash 3,823,565 0.50%
19/ 10/2020 Call: 7.864, Put: 5.243 600,000 12,33 1,780 0.078% 1.61%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Equity Swap 8.B.2
Call or Put Option*
Cash -settled
Physically Settled
02/06/2020 02/06/2020 Cash 63,906 0.01%
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equ ity Swap
Call or Put Option*
9. C Infor ash-mat settlied on in relation to the person subject to the notification obligation (please mark the
Physically Settled
2. Reason for the no 17 ti/f06 ica /20 tion 20 (please 17m /06 ar/k 20 the 20 appropriatC eash box or boxes wit747 h an 'X') 0.00%
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ap E pl qu icab ity lS e box wap with an 'X')
Call or Put Option*
SUBT Cash O- Tset ALt l8. ed A 7,867,274 1.03%
Physically Settled
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
An acquisition or disp29 osa /06 l of /20 vot 20 ing right29 s /06/2020 Cash 1,754,434 0.23% X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap xiii
Call or Put Option*
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Cash-settled
Physically Settled
An acquisition or disposal of financial instruments
02/07/2020 02/07/2020 Cash 498,657 0.07%
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Full chain of controlled undertakings through which the voting rights and/or the
Equity Swap
Call or Put Option*
xiv
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
X
An Cev ash ent -set cha tled ngi ng the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Physically Settled
03/11/2020 03/11/2020 Cash 286 0.00%
(please add additional rows as necessary)
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
iii
Number of voting rights
Other (please specify) :
% of voting rights
Cash-settled
Physically Settled
Type of financial Expiratio % of n votE ing xe rri cigh se/ ts if it that may be acquired if Total of both if it
02/12/2020 02/12/2020 Cash 10,176 0.00%
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial % of voting rights
Equity Swap
Call or Put Option* x xi
instrument date equals or Con ive s h rs igh ioner Period iv the instrument is equals or is higher
3. Details of person subject to the notification obligation
xv
Name instruments if it equals
Cash-settled
Physically Settled
exercised/converted.
than the notifiable than the notifiable
09/12/2020 09/12/2020 Cash 432 0.00%
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
or is higher than the
Equity Swap
Call or Put Option*
Name
JPMorgan Chase & Co.
threshold threshold
Right to Recall N/A N/A 1,471,500 0.19%
notifiable threshold
Cash-settled
Physically Settled
05/01/2021 05/01/2021 Cash 17,312 0.00%
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
JPMorgan Chase & Co.
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Physically Settled
v
4. Full name of shareh 02/02 older( /2021 s) (if dif02 fer/en 02t/ 20 from 21 3.) Cash 869,053 0.11%
JPMorgan Chase Bank21 , /12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
National Association
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled J.P. Morgan Securities plc
Call or Put Option*
Physically Settled
10/02/2021 10/02/2021 Cash 13,311 0.00%
J.P. Morgan
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Na Em qu e ity Swap J.P. Morgan Equities South Africa Proprietary Ltd
C Pal hysi l or cal Put ly S Oett ptilon ed*
International Finance
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Cash-settled
Call or Put Option*
Physically Settled
02/03/2021 02/03/2021 Cash 924,230 0.12%
Limited
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
J. CiP ty . a M nd orga count n Ca ry pi oft al regi stered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
Holdings Limited 08/03/2021 08/03/2021 Cash 121,853 0.02%
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
J.P. Morgan Securities 13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
12 March 2020
Cash-settled 4.54% 5.28%
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
plc 10/03/2021 10/03/2021 Cash 300,000 0.04%
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Physically Settled
6. Date on which issuer notified (DD/MM/YYYY): 16 March 2020
16/03/2021 16/03/2021 Cash 35,323 0.00%
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase & Co.
Cash-settled
Call or Put Option*
Physically Settled
7. Total positions of 18 pe /03 rson /2021 (s) subjec 18t /03 to /20 the 21 n otification C ash obl igation 1,424 0.00%
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
JP C Pal M hysi lorgan or cal Put ly C S O ha ett ptse Ban ilon ed* k,
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Natio Cash na -lset Associ tled ation % of voting rights
Call or Put Option*
Physically Settled
% of voting rights Total number of
31/03/2021 31/03/2021 Cash 199,125 0.03%
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
attached to shares voting rights of
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
instruments (8.A + 8.B)
vii
Cash-settled
Call or Put Option*
(total of 8. A) issuer
06/04/2021 06/04/2021 Cash 542 0.00%
SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Equity Swap
JP PM hysi organ cally CS ha ett se & led Co.
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
Cash -settled
Call or Put Option*
1.03% 4.54% 5.57% 766,293,613
08/04/2021 08/04/2021 Cash 117,958 0.02%
on the date on which
Equity Swap
threshold was
JP P C M hysi ash organ * P cal -set lea ly tC se no led S ha ett se Ban led te thak t ,ei ther a call or a put option (but not both) can be exercised upon maturity,
Hammerson plc
30/24 04//08 20/21 20 20 C 30 al /l04 : 7.864, /2021 Put: 5.243C ash 600,000 400,634 0.078% 0.05%
crossed or reached
N C atio E al qu l de na or ity pe lP S A ut nd w ssoci ap O ing p tatio i on on* n t he share price of Hammerson Plc.
(Incorporated in England and Wales)
J.P C Physi .ash Mo cal -rset ga ly tn led Sett led
(Company number 360632)
Position of previous
05/28 05//08 20/21 20 20 C 05 al/l05 : 7.864, /2021 Put: 5.243C ash 600,000 72 ,070 0.078% 0.01%
Inte C E al qu rlna or ity tiP on S ut w al ap O Fi p na tion nce *
LSE share code: HMSO JSE share code: HMN
notification (if
0.45% 4.72% 5.17%
LiP C m hysi ash itedcal - set ly tled Sett led
ISIN ap:p G licB000 able) 4065016
06/07 09//09 20/21 20 20 C 06 al/l09 : 7.864, /2021 Put: 5.243C ash 600,000 75 ,495 0.078% 0.01%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
J. C P E al .qu lM or ito y rP ga S ut w n EU ap Op ti on Cap * ital
('Hammerson' or 'the Company')
2004/109/EC (DTR5.3.1.1 (b))
Holdings Limited
P Chysi ashcal -set ly tled Sett led
08/14 07//09 20/22 20 20 C 08 al/l07 : 7.864, /2022 Put: 5.243C ash 600,000 567,928 0.078% 0.07%
Exercise/
J. C P E al .qu lM or ito y rP ga S ut w n EU ap Op ti on*
Type of financial Expiration Physical or cash Number of
8. Notified details of the resulting situa tion on the date on which the threshold was crosse d or
TR-1: Standard form for notification of major holdings
Conversion % of voting rights
Holdings Limited
P Chysi ashcal -set ly tled Sett led x xii
instrumen viii t date settlement voting rights
reached 06/21 01//09 20/23 20 20 C 06 al/l01 : 7.864, /20x23 i Put: 5.243C ash 600,000 222,963 0.078% 0.03%
Period
J. C P E al .qu lM or ito y rP ga S ut w n Equ ap Op tion ities *
A:C V ash oti-ng set ri tled gh ts attached to shares
SP ou Chysi ash th Af cal -set rilca Pro y tled Sett lprie ed tary
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
02/04/2020 02/04/2020 Cash 9,496 0.00%
13/28 01//09 20/23 20 20 C 13 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 675,938 0.078% 0.09%
i
Equity Swap
Li for C m E al m qu itla ed or ti i ty f pos P S ut w si ap O bp l e ti)on*
Class/type of ix
Number of voting rights % of voting rights
Cash-settled
P Chysi ashcal -set ly tled Sett led
shares
10. In case of proxy voting, please identify:
14/04/2020 14/04/2020 Cash 7,115 0.00%
20/05 02//10 20/23 20 20 C 20 al/l02 : 7.864, /2023 Put: 5.243C ash 600,000 1,428,029 0.078% 0.19%
Direct Indirect Direct Indirect
Equity Swap
C E al qu l or ity P S ut w ap Op tion*
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
Cash-settled
Name of the proxy holder N/A
P Chysi ashcal -set ly tled Sett led
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2004/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
05/05/2020 05/05/2020 Cash 119,741 0.02%
13/12 09//10 20/24 20 20 C 13 al/l09 : 7.864, /2024 Put: 5.243C ash 600,00037 0.078% 0.00%
Equity Sw ap
ii
C E al qu l or ity P S ut w ap Op tion* (DTR5.2.1) (DTR5.2.1)
attached :
The number and % of voting rights held N/A
Cash-settled
SUBTOTAL
Physically Settled
GB0004065016 7,867,274 1.03%
12/05/2020 12/05/ 2020 Cash 3,823,565 0.50%
19/ 10/2020 Call: 7.864, Put: 5.243 600,000 12,33 1,780 0.078% 1.61%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Equity Swap 8.B.2
Call or Put Option*
Cash -settled
Th Pe dat hysical e un ly S tilett whi led ch the voting rights will be held N/A
02/06/2020 02/06/2020 Cash 63,906 0.01%
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equ ity Swap
Call or Put Option*
9. C Infor ash-mat settlied on in relation to the person subject to the notification obligation (please mark the
Physically Settled
2. Reason for the no 17 ti/f06 ica /20 tion 20 (please 17m /06 ar/k 20 the 20 appropriatC eash box or boxes wit747 h an 'X') 0.00%
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ap E pl qu icab ity lS e box wap with an 'X')
Call or Put Option*
xvi
SUBT Cash O- Tset ALt l8. ed A 7,867,274 1.03%
11 P.hysi Add cal itilon y Sa ett l iln ed forma tion
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
An acquisition or disp29 osa /06 l of /20 vot 20 ing right29 s /06/2020 Cash 1,754,434 0.23% X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap xiii
Call or Put Option*
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Chain of controlled undertakings:
Cash-settled
Physically Settled
An acquisition or disposal of financial instruments
02/07/2020 02/07/2020 Cash 498,657 0.07%
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Full chain of controlled undertakings through which the voting rights and/or the
Equity Swap
Call or Put Option*
JPMorgan Chase & Co.
xiv
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
X
An Cev ash ent -set cha tled ngi ng the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Physically Settled
JPMorgan Chase Bank, National Association (100%)
03/11/2020 03/11/2020 Cash 286 0.00%
(please add additional rows as necessary)
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
J.P. Morgan International Finance Limited (100%)
iii
Number of voting rights
Other (please specify) :
% of voting rights
Cash-settled
Physically Settled
J.P. Morgan Capital Holdings Limited (100%)
Type of financial Expiratio % of n votE ing xe rri cigh se/ ts if it that may be acquired if Total of both if it
02/12/2020 02/12/2020 Cash 10,176 0.00%
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial % of voting rights
Equity Swap
Call or Put Option* x xi
J.P. Morgan Securities plc (100%)
instrument date equals or Con ive s h rs igh ioner Period iv the instrument is equals or is higher
3. Details of person subject to the notification obligation
xv
Name instruments if it equals
Cash-settled
Physically Settled
exercised/converted.
than the notifiable than the notifiable
09/12/2020 09/12/2020 Cash 432 0.00%
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
or is higher than the
Equity Swap
Call or Put Option*
N JP aM morgan e Chase & Co.
JPMorgan Chase & Co.
threshold threshold
Right to Recall N/A N/A 1,471,500 0.19%
notifiable threshold
Cash-settled
Physically Settled
JPMorgan Chase Bank, National Association (100%)
05/01/2021 05/01/2021 Cash 17,312 0.00%
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
JPMorgan Chase & Co.
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
JP PM hysi organ cally CS ha ett se & led Co.
v
4. Full name of shareh 02/02 older( /2021 s) (if dif02 fer/en 02t/ 20 from 21 3.) Cash 869,053 0.11%
JPMorgan Chase Bank21 , /12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
JP C Pal M hysi lorgan or cal Put ly C S O ha ett ptse Ban ilon ed* k, National Association (100%)
National Association
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled J.P. Morgan Securities plc
J. C P al . lM or orP ga utn O Inte ption rna * tional Finance Limited (100%)
Physically Settled
10/02/2021 10/02/2021 Cash 13,311 0.00%
J.P. Morgan
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Na Em qu e ity Swap J.P. Morgan Equities South Africa Proprietary Ltd
J. C P P al hysi . lM or o cal rP ga ut ly n EU S Oett pti lon ed Cap * ital Holdings Limited (100%)
International Finance
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Cash-settled
J. C P al . lM or orP ga utn EU Opti on Hol * dings Limited (100%)
Physically Settled
02/03/2021 02/03/2021 Cash 924,230 0.12%
Limited
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
J.P E.qu Mito y rga Sw n Equ ap ities South Africa Proprietary Limited (100%)
C Pal hysi l or cal Put ly S Oett ptilon ed*
C J.iP ty . a M nd orga count n Ca ry pi oft al regi stered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash -settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
Holdings Limited 08/03/2021 08/03/2021 Cash 121,853 0.02%
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
Place of completion London, United Kingdom
J.P. Morgan Securities 13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
12 March 2020
Cash-settled 4.54% 5.28%
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
plc 10/03/2021 10/03/2021 Cash 300,000 0.04%
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
Date of completion 16 March 2020
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Physically Settled
6. Date on which issuer notified (DD/MM/YYYY): 16 March 2020
16/03/2021 16/03/2021 Cash 35,323 0.00%
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
FJP or M fur organ ther iC nform hase & ati C on o. contact:
Cash-settled
Call or Put Option*
Physically Settled
7. Total positions of 18 pe /03 rson /2021 (s) subjec 18t /03 to /20 the 21 n otification C ash obl igation 1,424 0.00%
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
JP C Pal M hysi lorgan or cal Put ly C S O ha ett ptse Ban ilon ed* k,
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Verity Cox
Natio Cash na -lset Associ tled ation % of voting rights
Call or Put Option*
Physically Settled
% of voting rights Total number of
31/03/2021 31/03/2021 Cash 199,125 0.03%
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Senior Assistant Company Secretary
through financial Total of both in %
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
attached to shares voting rights of
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
instruments (8.A + 8.B)
Tel: +44 (0)20 7887 1000
vii
Cash-settled
Call or Put Option*
(total of 8. A) issuer
06/04/2021 06/04/2021 Cash 542 0.00%
SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Equity Swap
JP PM hysi organ cally CS ha ett se & led Co.
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
17 March 2020
Cash -settled
Call or Put Option*
1.03% 4.54% 5.57% 766,293,613
08/04/2021 08/04/2021 Cash 117,958 0.02%
on the date on which
Equity Swap
threshold was
JP P C M hysi ash organ * P cal -set lea ly tC se no led S ha ett se Ban led te thak t ,ei ther a call or a put option (but not both) can be exercised upon maturity,
Ha Ha m m m m er e sron son pl ha c s its primary listing on the London Stock Exchange and a secondary inward
30/24 04//08 20/21 20 20 C 30 al /l04 : 7.864, /2021 Put: 5.243C ash 600,000 400,634 0.078% 0.05%
crossed or reached
N C atio E al qu l de na or ity pe lP S A ut nd w ssoci ap O ing p tatio i on on* n t he share price of Hammerson Plc.
(Inc listio ng rpor on ated the J in oh Ean nglnes and bu an rgd Sto Wales) ck Exc hange.
J.P C Physi .ash Mo cal -rset ga ly tn led Sett led
(Com pany number 360632)
Position of previous
05/28 05//08 20/21 20 20 C 05 al/l05 : 7.864, /2021 Put: 5.243C ash 600,000 72 ,070 0.078% 0.01%
Inte C E al qu rlna or ity tiP on S ut w al ap O Fi p na tion nce *
LSE Sps on ha sro e r :c ode: HMSO JSE share code: HMN
notification (if
0.45% 4.72% 5.17%
LiP C m hysi ash itedcal - set ly tled Sett led
ISInve IN ap:p G lisct B000 ab ec le) B 406501 ank Lim 6 ited
06/07 09//09 20/21 20 20 C 06 al/l09 : 7.864, /2021 Put: 5.243C ash 600,000 75 ,495 0.078% 0.01%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
J. C P E al .qu lM or ito y rP ga S ut w n EU ap Op ti on Cap * ital
('Hamm erson' or 'the Company')
2004/109/EC (DTR5.3.1.1 (b))
Holdings Limited
P Chysi ashcal -set ly tled Sett led
08/14 07//09 20/22 20 20 C 08 al/l07 : 7.864, /2022 Put: 5.243C ash 600,000 567,928 0.078% 0.07%
Exercise/
J. C P E al .qu lM or ito y rP ga S ut w n EU ap Op ti on*
Type of financial Expiration Physical or cash Number of
8. Notified details of the resulting situa tion on the date on which the threshold was crosse d or
TR-1: Standard form for notification of major holdings
Conversion % of voting rights
Holdings Limited
P Chysi ashcal -set ly tled Sett led x xii
instrumen viii t date settlement voting rights
reached 06/21 01//09 20/23 20 20 C 06 al/l01 : 7.864, /20x23 i Put: 5.243C ash 600,000 222,963 0.078% 0.03%
Period
J. C P E al .qu lM or ito y rP ga S ut w n Equ ap Op tion ities *
A:C V ash oti-ng set ri tled gh ts attached to shares
SP ou Chysi ash th Af cal -set rilca Pro y tled Sett lprie ed tary
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
02/04/2020 02/04/2020 Cash 9,496 0.00%
13/28 01//09 20/23 20 20 C 13 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 675,938 0.078% 0.09%
i
Equity Swap
Li for C m E al m qu itla ed or ti i ty f pos P S ut w si ap O bp l e ti)on*
Class/type of ix
Number of voting rights % of voting rights
Cash-settled
P Chysi ashcal -set ly tled Sett led
shares
10. In case of proxy voting, please identify:
14/04/2020 14/04/2020 Cash 7,115 0.00%
20/05 02//10 20/23 20 20 C 20 al/l02 : 7.864, /2023 Put: 5.243C ash 600,000 1,428,029 0.078% 0.19%
Direct Indirect Direct Indirect
Equity Swap
C E al qu l or ity P S ut w ap Op tion*
ISIN code (if possible)
1a. Identity of the issuer or the underlying issuer
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
Cash-settled
Name of the proxy holder N/A
P Chysi ashcal -set ly tled Sett led
of existing shares to w 20 hich 04/109vo /ECt)i ng (DTR ri 5gh .1) ts are 2004/109/EC) 2004/109H /Eamm C) (DTR er 5son .1) Plc 2004/109/EC)
05/05/2020 05/05/2020 Cash 119,741 0.02%
13/12 09//10 20/24 20 20 C 13 al/l09 : 7.864, /2024 Put: 5.243C ash 600,00037 0.078% 0.00%
Equity Sw ap
ii
C E al qu l or ity P S ut w ap Op tion* (DTR5.2.1) (DTR5.2.1)
attached :
The number and % of voting rights held N/A
Cash-settled
SUBTOTAL
Physically Settled
GB0004065016 7,867,274 1.03%
12/05/2020 12/05/ 2020 Cash 3,823,565 0.50%
19/ 10/2020 Call: 7.864, Put: 5.243 600,000 12,33 1,780 0.078% 1.61%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Equity Swap 8.B.2
Call or Put Option*
Cash -settled
Th Pe dat hysical e un ly S tilett whi led ch the voting rights will be held N/A
02/06/2020 02/06/2020 Cash 63,906 0.01%
Non-UK issuer
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equ ity Swap
Call or Put Option*
9. C Infor ash-mat settlied on in relation to the person subject to the notification obligation (please mark the
Physically Settled
2. Reason for the no 17 ti/f06 ica /20 tion 20 (please 17m /06 ar/k 20 the 20 appropriatC eash box or boxes wit747 h an 'X') 0.00%
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ap E pl qu icab ity lS e box wap with an 'X')
Call or Put Option*
xvi
SUBT Cash O- Tset ALt l8. ed A 7,867,274 1.03%
11 P.hysi Add cal itilon y Sa ett l iln ed forma tion
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
An acquisition or disp29 osa /06 l of /20 vot 20 ing right29 s /06/2020 Cash 1,754,434 0.23% X
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap xiii
Call or Put Option*
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Chain of controlled undertakings:
Cash-settled
Physically Settled
An acquisition or disposal of financial instruments
02/07/2020 02/07/2020 Cash 498,657 0.07%
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Full chain of controlled undertakings through which the voting rights and/or the
Equity Swap
Call or Put Option*
JPMorgan Chase & Co.
xiv
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
X
An Cev ash ent -set cha tled ngi ng the breakdown of voting rights
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Physically Settled
JPMorgan Chase Bank, National Association (100%)
03/11/2020 03/11/2020 Cash 286 0.00%
(please add additional rows as necessary)
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
Call or Put Option*
J.P. Morgan International Finance Limited (100%)
iii
Number of voting rights
Other (please specify) :
% of voting rights
Cash-settled
Physically Settled
J.P. Morgan Capital Holdings Limited (100%)
Type of financial Expiratio % of n votE ing xe rri cigh se/ ts if it that may be acquired if Total of both if it
02/12/2020 02/12/2020 Cash 10,176 0.00%
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial % of voting rights
Equity Swap
Call or Put Option* x xi
J.P. Morgan Securities plc (100%)
instrument date equals or Con ive s h rs igh ioner Period iv the instrument is equals or is higher
3. Details of person subject to the notification obligation
xv
Name instruments if it equals
Cash-settled
Physically Settled
exercised/converted.
than the notifiable than the notifiable
09/12/2020 09/12/2020 Cash 432 0.00%
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
or is higher than the
Equity Swap
Call or Put Option*
N JP aM morgan e Chase & Co.
JPMorgan Chase & Co.
threshold threshold
Right to Recall N/A N/A 1,471,500 0.19%
notifiable threshold
Cash-settled
Physically Settled
JPMorgan Chase Bank, National Association (100%)
05/01/2021 05/01/2021 Cash 17,312 0.00%
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
JPMorgan Chase & Co.
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
JP PM hysi organ cally CS ha ett se & led Co.
v
4. Full name of shareh 02/02 older( /2021 s) (if dif02 fer/en 02t/ 20 from 21 3.) Cash 869,053 0.11%
JPMorgan Chase Bank21 , /12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
JP C Pal M hysi lorgan or cal Put ly C S O ha ett ptse Ban ilon ed* k, National Association (100%)
National Association
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled J.P. Morgan Securities plc
J. C P al . lM or orP ga utn O Inte ption rna * tional Finance Limited (100%)
Physically Settled
10/02/2021 10/02/2021 Cash 13,311 0.00%
J.P. Morgan
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Na Em qu e ity Swap J.P. Morgan Equities South Africa Proprietary Ltd
J. C P P al hysi . lM or o cal rP ga ut ly n EU S Oett pti lon ed Cap * ital Holdings Limited (100%)
International Finance
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
JPMorgan Chase Bank, National Association
Cash-settled
J. C P al . lM or orP ga utn EU Opti on Hol * dings Limited (100%)
Physically Settled
02/03/2021 02/03/2021 Cash 924,230 0.12%
Limited
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
J.P E.qu Mito y rga Sw n Equ ap ities South Africa Proprietary Limited (100%)
C Pal hysi l or cal Put ly S Oett ptilon ed*
C J.iP ty . a M nd orga count n Ca ry pi oft al regi stered office (if applicable) London, United Kingdom
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash -settled
C Pal hysi l or cal Put ly S Oett ptilon ed*
Holdings Limited 08/03/2021 08/03/2021 Cash 121,853 0.02%
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
5. Date on which the threshold was crossed or
Place of completion London, United Kingdom
J.P. Morgan Securities 13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
12 March 2020
Cash-settled 4.54% 5.28%
C Pal hysi l or cal Put ly S Oett ptilon ed*
vi
reached :
plc 10/03/2021 10/03/2021 Cash 300,000 0.04%
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
Date of completion 16 March 2020
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
Physically Settled
6. Date on which issuer notified (DD/MM/YYYY): 16 March 2020
16/03/2021 16/03/2021 Cash 35,323 0.00%
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
FJP or M fur organ ther iC nform hase & ati C on o. contact:
Cash-settled
Call or Put Option*
Physically Settled
7. Total positions of 18 pe /03 rson /2021 (s) subjec 18t /03 to /20 the 21 n otification C ash obl igation 1,424 0.00%
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Equity Swap
JP C Pal M hysi lorgan or cal Put ly C S O ha ett ptse Ban ilon ed* k,
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Verity Cox
Natio Cash na -lset Associ tled ation % of voting rights
Call or Put Option*
Physically Settled
% of voting rights Total number of
31/03/2021 31/03/2021 Cash 199,125 0.03%
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Senior Assistant Company Secretary
through financial Total of both in %
Equity Swap
C Pal hysi l or cal Put ly S Oett ptilon ed*
attached to shares voting rights of
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
instruments (8.A + 8.B)
Tel: +44 (0)20 7887 1000
vii
Cash-settled
Call or Put Option*
(total of 8. A) issuer
06/04/2021 06/04/2021 Cash 542 0.00%
SUBTOTAL 8. B 1 22,471,500 2.93%
(total of 8.B 1 + 8.B 2)
Equity Swap
JP PM hysi organ cally CS ha ett se & led Co.
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Resulting situation
17 March 2020
Cash -settled
Call or Put Option*
1.03% 4.54% 5.57% 766,293,613
08/04/2021 08/04/2021 Cash 117,958 0.02%
on the date on which
Equity Swap
Attachments
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Hammerson plc published this content on 17 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 17 March 2020 11:22:01 UTC
