HAMMERSON PLC
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
('Hammerson' or 'the Company')
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
i
format if possible)
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Hammerson Plc
ii
attached :
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
iii
Other (please specify) :
iv
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City and country of registered office (if applicable)
Wilmington, Delaware, USA
v
4. Full name of shareholder(s) (if different from 3.)
J.P. Morgan Securities plc
Name J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
18 March 2020
vi
reached :
6. Date on which issuer notified (DD/MM/YYYY): 20 March 2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights Total number of
through financial Total of both in %
attached to shares voting rights of
instruments (8.A + 8.B)
vii
(total of 8. A) issuer
(total of 8.B 1 + 8.B 2)
Resulting situation
0.80% 4.42% 5.22% 766,293,613
on the date on which
threshold was
Hammerson plc
crossed or reached
(Incorporated in England and Wales)
(Company number 360632)
Position of previous
Below Minimum Below Minimum Below Minimum
LSE share code: HMSO JSE share code: HMN
notification (if
Threshold Threshold Threshold
ISIN ap:p G licB000 able) 4065016
('Hammerson' or 'the Company')
8. Notified details of the resulting situation on the date on which the threshold was crossed or
viii
reached
TR-1: Standard form for notification of major holdings
A: Voting rights attached to shares
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
Class/type of
ix
Number of voting rights % of voting rights
i
format if possible)
shares
Direct Indirect Direct Indirect
ISIN code (if possible)
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
1a. Identity of the issuer or the underlying issuer
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
of existing shares to which voting rights are Hammerson Plc
ii
attached :
GB0004065016 6,126,359 0.80%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
SUBTOTAL 8. A
6,126,359 0.80%
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
An event changing the breakdown of voting rights
Number of voting rights
Type of financial iii Expiration Exercise/ that may be acquired if
Other (please specify) :
% of voting rights
x xi
instrument date Conversion Period the instrument is
exercised/converted.
iv
3. Details of person subject to the notification obligation
Right to Recall N/A N/A 5,000 0.00%
Name
JPMorgan Chase & Co.
Physically Settled
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Call or Put Option*
Physically Settled
v
4. Full name of shareholder(s) (if different from 3.)
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
J.P. Morgan Securities plc
Physically Settled
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Name J.P. Morgan Equities South Africa Proprietary Ltd
Call or Put Option*
JPMorgan Chase Bank, National Association
Physically Settled
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
City and country of registered office (if applicable) London, United Kingdom
Physically Settled
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
5. Date on which the threshold was crossed or
18 March 2020
Physically Settled
vi
reached :
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
6. Date on which issuer notified (DD/MM/YYYY): 20 March 2020
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
7. Total positions of person(s) subject to the notification obligation
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
% of voting rights
Physically Settled
% of voting rights Total number of
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
Call or Put Option*
attached to shares voting rights of
instruments (8.A + 8.B)
vii
Physically Settled
(total of 8. A) issuer
17/08/2020 Call: 7.864, (total P of ut 8:.B 5 .1 + 243 8. B 2) 600,000 0.078%
Call or Put Option*
Resulting situation
Physically Settled
0.80% 4.42% 5.22% 766,293,613
on the date on which 24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
threshold was
Physically Settled
Hammerson plc
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
crossed or reached
Call or Put Option*
(Incorporated in England and Wales)
Physically Settled
(Company number 360632)
Position of previous
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Below Minimum Below Minimum Below Minimum
Call or Put Option*
LSE share code: HMSO JSE share code: HMN
notification (if
Threshold Threshold Threshold
Physically Settled
ISIN ap:p G licB000 able) 4065016
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
('Hammerson' or 'the Company')
Physically Settled
21/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
8. Notified details of the resulting situation on the date on which the threshold was crossed or
Call or Put Option*
viii
reached
TR-1: Standard form for notification of major holdings
Physically Settled
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
A C : al Vlot or ing Put ri O gh pt tis a on* t tached to shares
Physically Settled
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
Class/type of
ix
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Number of voting rights % of voting rights
i
for Cal mla or t if pos Put si O bp le ti)on*
shares
Direct Indirect Direct Indirect
Physically Settled
ISIN code (if possible)
12/ (10 Art / 920 of 20 Dire ctivC e all: 7.864, (Art P 10ut of: D 5 ire .24 ctiv3 e (A 60 rt 90,000 of Dire ctive (Art 0.078% 10 of Direc tive
Call or Put Option*
1a. Identity of the issuer or the underlying issuer
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
Physically Settled (DTR5.2.1) (DTR5.2.1)
of existing shares to which voting rights are Hammerson Plc
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
ii
Call or Put Option*
attached :
GB0004065016 6,126,359 0.80%
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
Call or Put Option*
Physically Settled
Non-UK issuer
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
SUBTOTAL 8. A
Call or Put Option* 6,126,359 0.80%
Physically Settled
An acquisition or disposal of voting rights X
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
An acquisition or disposal of financial instruments
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Call or Put Option*
An event changing the breakdown of voting rights
Physically Settled
Number of voting rights
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Type of financial iii Expiration Exercise/ that may be acquired if
Other (please specify) :
% of voting rights
x xi
Physically Settled
instrument date Conversion Period the instrument is
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
exercised/converted.
iv
3. Details of person subject to the notification obligation
Physically Settled
Right to Recall 14/12 N//A 20 20 Call: 7.864, N/ A P ut : 5.243 60 5,000 0,000 0.078% 0.00%
Call or Put Option*
Name
JPMorgan Chase & Co.
P Physi hysical callly y S Sett ettlled ed
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
C Cal alll or or P Put ut O Op pttiion on* *
P Physi hysical callly y S Sett ettlled ed
v
4. Full name of shareholder(s) (if different from 3.)
29 22//06 12//20 2020 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C Cal alll or or P Put ut O Op pttiion on* *
J.P. Morgan Securities plc
P Physi hysical callly y S Sett ettlled ed
29 04//06 01//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Name J.P. Morgan Equities South Africa Proprietary Ltd
C Cal alll or or P Put ut O Op pttiion on* *
JPMorgan Chase Bank, National Association
P Physi hysical callly y S Sett ettlled ed
11 06//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C Cal alll or or P Put ut O Op pttiion on* *
City and country of registered office (if applicable) London, United Kingdom
P Physi hysical callly y S Sett ettlled ed
13 18//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C Cal alll or or P Put ut O Op pttiion on* *
5. Date on which the threshold was crossed or
18 March 2020
P Physi hysical callly y S Sett ettlled ed
vi
reached :
25 20//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C Cal alll or or P Put ut O Op pttiion on* *
P Physi hysical callly y S Sett ettlled ed
6. Date on which issuer notified (DD/MM/YYYY): 20 March 2020
27 01//07 02//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C Cal alll or or P Put ut O Op pttiion on* *
P Physi hysical callly y S Sett ettlled ed
7. Total positions of person(s) subject to the notification obligation
08 03//08 02//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C Cal alll or or P Put ut O Op pttiion on* *
% of voting rights
Physically Settled
% of voting rights Total number of
SUBTOTAL 8. B 1 21,005,000 2.74%
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
Call or Put Option*
attached to shares voting rights of
instruments (8.A + 8.B)
vii
Physically Settled
(total of 8. A) issuer
17/08/2020 Call: 7.864, (total P of ut 8:.B 5 .1 + 243 8. B 2) 600,000 0.078%
Call or Put Option*
Resulting situation
* Please note that either a call or a put option (but not both) can be exercised upon maturity,
Physically Settled
0.80% 4.42% 5.22% 766,293,613
on the date on which 24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
depending on the share price of Hammerson Plc.
Call or Put Option*
threshold was
Physi cally Settled
Hammerson plc
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
crossed or reached
Call or Put Option*
(Incorporated in England and Wales)
BP 2 hysi : Fical nanc ly S iaett l Ins ledt ruments with similar economic effect according to Art. 13(1)(b) of Directive
(Company number 360632)
Position of previous
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Below Minimum Below Minimum Below Minimum
2004/109/EC (DTR5.3.1.1 (b))
Call or Put Option*
LSE share code: HMSO JSE share code: HMN
notification (if
Threshold Threshold Threshold
Physically Settled Exercise/
ISIN ap:p G licB000 able) 4065016
Type of financial Expir 14/atio 09/20 n 20 Call: 7.864, Put: P 5h .24 ys3 ica l or cash 600,000 Numb er of 0.078%
Conversion % of voting rights
Call or Put Option*
x xii
('Hammerson' or 'the Company')
instrument date settlement voting rights
xi
Period
Physically Settled
21/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
8. Notified details of the resulting situation on the date on which the threshold was crossed or
Cash-settled
Call or Put Option*
viii
02/04/2020 02/04/2020 Cash 9,496 0.00%
reached
TR-1: Standard form for notification of major holdings
Equity Swap
Physically Settled
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
A C :C al V ash lot or i-ng set Put ri t led O gh p t tis a on* t tached to shares
05/05/2020 05/05/2020 Cash 119,741 0.02%
Equity Swap
Physically Settled
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
Class/type of
ix
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Number of voting rights % of voting rights
i
Cash-settled
for Cal mla or t if pos Put si O bp le ti)on*
shares
12/05/2020 12/05/2020 Cash 3,804,182 0.50%
Direct Indirect Direct Indirect
Equity Swap
Physically Settled
ISIN code (if possible)
12/ (10 Art / 920 of 20 Dire ctivC e all: 7.864, (Art P 10ut of: D 5 ire .24 ctiv3 e (A 60 rt 90,000 of Dire ctive (Art 0.078% 10 of Direc tive
Cash-settled
Call or Put Option*
1a. Identity of the issuer or the underlying issuer
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
02/06/2020 02/06/2020 Cash 63,906 0.01%
Equity Swap
Physically Settled (DTR5.2.1) (DTR5.2.1)
of existing shares to which voting rights are Hammerson Plc
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-set ii tled
Call or Put Option*
attached :
GB0004065016 17/06/2020 17/06/2020 6,126,359 Cash 747 0.00% 0.80%
Equity Swap
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
C C al ash l or -set Putt led Op tion*
29/06/2020 29/06/2020 Cash 2,796,406 0.36%
Equity Swap
Physically Settled
Non-UK issuer
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C C al ash l or -set Putt led Op tion*
02/07/2020 02/07/2020 Cash 498,657 0.07%
Equity Swap
Physically Settled
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
SUBT Cash O- Tset ALt l8. ed A
Call or Put Option* 6,126,359 0.80%
03/11/2020 03/11/2020 Cash 286 0.00%
Equity Swap
Physically Settled
An acquisition or disposal of voting rights X
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
02/12/2020 02/12/2020 Cash 10,176 0.00%
Equity Swap
Physically Settled
An acquisition or disposal of financial instruments
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
B C 1ash : Fina -set nc tled ial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Call or Put Option*
05/01/2021 05/01/2021 Cash 17,312 0.00%
An event changing the breakdown of voting rights
Equity Swap
Physically Settled
Number of voting rights
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C C al ash l or -set Putt led Op tion*
Type of financial iii Expiration Exercise/ that may be acquired if
02/02/2021 02/02/2021 Cash 13,595 0.00%
Other (please specify) :
% of voting rights
Equity Swap
x xi
Physically Settled
instrument date Conversion Period the instrument is
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C C al ash l or -set Putt led Op tion*
exercised/converted.
iv
3. Details of person 10 su /02 bject /2021 to the no 10t/i02 fica /20 tion 21 obligatioC nash 1,969 0.00%
Equity Swap
Physically Settled
Right to Recall 14/12 N//A 20 20 Call: 7.864, N/ A P ut : 5.243 60 5,000 0,000 0.078% 0.00%
Cash-settled
Call or Put Option*
Name
JPMorgan Chase & Co.
02/03/2021 02/03/2021 Cash 420,497 0.05%
Equity Swap
P Physi hysical callly y S Sett ettlled ed
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
08/03/2021 08/03/2021 Cash 315,269 0.04%
Equity Swap
P Physi hysical callly y S Sett ettlled ed
v
4. Full name of shareholder(s) (if different from 3.)
22 29//06 12//20 2020 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
10/03/2021 10/03/2021 Cash 300,000 0.04%
J.P. Morgan Securities plc
Equity Swap
P Physi hysical callly y S Sett ettlled ed
29 04//06 01//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Name J.P. Morgan Equities South Africa Proprietary Ltd
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
18/03/2021 18/03/2021 Cash 34,213 0.00%
JPMorgan Chase Bank, National Association
Equity Swap
P Physi hysical callly y S Sett ettlled ed
11 06//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
City and country of regi 19st /03 ered /20of 21 fi ce (if ap 19 pl /03 ica/bl 20 e) 21 Cash 245,813 Lo ndon, Unit0.03% ed King dom
Equity Swap
P Physi hysical callly y S Sett ettlled ed
18 13//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
5. Date on which the threshold was crossed or
31/03/2021 31/03/2021 Cash 175,182 0.02%
18 March 2020
Equity Swap
P Physi hysical callly y S Sett ettlled ed
vi
reached :
25 20//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
06/04/2021 06/04/2021 Cash 6,533 0.00%
Equity Swap
P Physi hysical callly y S Sett ettlled ed
6. Date on which issuer notified (DD/MM/YYYY): 20 March 2020
27 01//07 02//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
08/04/2021 08/04/2021 Cash 58 0.00%
Equity Swap
P Physi hysical callly y S Sett ettlled ed
7. Total positions of person(s) subject to the notification obligation
08 03//08 02//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
19/04/2021 19/04/2021 Cash 233,324 0.03%
Equity Swap % of voting rights
Physically Settled
% of voting rights Total number of
SUBTOTAL 8. B 1 21,005,000 2.74%
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
C C al ash l or -set Putt led Op tion*
attached to shares voting rights of
30/04/2021 30/04/2021 Cash 566,339 0.07%
instruments (8.A + 8.B)
vii
Equ ity Swap
Physically Settled
(total of 8. A) issuer
17/08/2020 Call: 7.864, (total P of ut 8:.B 5 .1 + 243 8. B 2) 600,000 0.078%
Cash -settled
Call or Put Option*
05/05/2021 05/05/2021 Cash 250,583 0.03%
Resulting situation
* Please note that either a call or a put option (but not both) can be exercised upon maturity,
Equity Swap
Physically Settled
0.80% 4.42% 5.22% 766,293,613
on the date on which 24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
depending on the share price of Hammerson Plc.
Call or Put Option*
threshold was
P Chysi ash cal -set ly tled Sett led
Hammerson plc
20/28 09//08 20/21 20 20 C 20 al/l09 : 7.864, /2021 Put: 5.243C ash 600,000 100,291 0.078% 0.01%
crossed or reached
C E al qu l or ity P S ut w ap Op tion*
(Incorporated in England and Wales)
BP C 2 hysi ash : Fical na -set nc ly tled S iaett l Ins ledt ruments with similar economic effect according to Art. 13(1)(b) of Directive
(Company number 360632)
Position of previous
08/07 07//09 20/22 20 20 C 08 al/l07 : 7.864, /2022 Put: 5.243C ash 600,000 567,928 0.078% 0.07%
Below Minimum Below Minimum Below Minimum
2004/109/EC (DTR5.3.1.1 (b))
C E al qu l or ity P S ut w ap Op tion*
LSE share code: HMSO JSE share code: HMN
notification (if
Threshold Threshold Threshold
P Chysi ashcal -set ly tled Sett led Exercise/
ISIN ap:p G licB000 able) 4065016
Type of financial 06 Expir /14 01//atio 09 20/23 20 n 20 C 06 al/l01 : 7.864, /2023 Put: P 5h .24 ys3 ica C ash l or cash 600,000 Nu 22 mb 2,963 er of 0.078% 0.03%
Conversion % of voting rights
C E al qu l or ity P S ut w ap Op tion*
x xii
('Hammerson' or 'the Company')
instrument date settlement voting rights
xi
Period
P Chysi ashcal -set ly tled Sett led
13/21 01//09 20/23 20 20 C 13 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 675,938 0.078% 0.09%
8. Notified details of the resulting situation on the date on which the threshold was crossed or
Cash-settled
C E al qu l or ity P S ut w ap Op tion*
viii
02/04/2020 02/04/2020 Cash 9,496 0.00%
reached
TR-1: Standard form for notification of major holdings
Equity Swap
P Chysi ashcal -set ly tled Sett led
20/28 02//09 20/23 20 20 C 20 al/l02 : 7.864, /2023 Put: 5.243C ash 600,000 1,428,029 0.078% 0.19%
A C :C E al V qu ash lot or itiy -ng set P S ut w ri t lap ed O gh p t tis a on* t tached to shares
05/05/2020 05/05/2020 Cash 119,741 0.02%
Equity Swap
P Chysi ashcal -set ly tled Sett led
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
Class/type of
ix
13/05 09//10 20/24 20 20 C 13 al/l09 : 7.864, /2024 Put: 5.243C ash 600,00037 0.078% 0.00%
Number of voting rights % of voting rights
i
Cash-settled
for C E al m qu la or ti i ty f pos P S ut w si ap O bp l e ti)on*
shares
12/05/2020 12/05/2020 Cash 3,804,182 0.50%
Direct Indirect Direct Indirect
Equity Swap
Physically Settled SUBTOTAL
ISIN code (if possible)
12,879,470 1.68%
12/ (10 Art / 920 of 20 Dire ctivC e all: 7.864, (Art P 10ut of: D 5 ire .24 ctiv3 e (A 60 rt 90,000 of Dire ctive (Art 0.078% 10 of Direc tive
8.B.2
Cash-settled
Call or Put Option*
1a. Identity of the issuer or the underlying issuer
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
02/06/2020 02/06/2020 Cash 63,906 0.01%
Equ ity Swap
Physically Settled (DTR5.2.1) (DTR5.2.1)
of existing shares to which voting rights are Hammerson Plc
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-set ii tled
Call or Put Option*
attached :
GB0004065016 17/06/2020 17/06/2020 6,126,359 Cash 747 0.00% 0.80%
9. Information in relation to the person subject to the notification obligation (please mark the
Equity Swap
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
applicable box with an 'X')
C C al ash l or -set Putt led Op tion*
29/06/2020 29/06/2020 Cash 2,796,406 0.36%
Equity Swap
Physically Settled
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
Non-UK issuer
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
xiii
C C al ash l or -set Putt led Op tion*
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
02/07/2020 02/07/2020 Cash 498,657 0.07%
Equity Swap
Physically Settled
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Full chain of controlled undertakings through which the voting rights and/or the
SUBT Cash O- Tset ALt l8. ed A
Call or Put Option* 6,126,359 0.80%
xiv
03/11/2020 03/11/2020 Cash 286 0.00%
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
X
Equity Swap
Physically Settled
An acquisition or disposal of voting rights X
(please add additional rows as necessary)
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
02/12/2020 02/12/2020 Cash 10,176 0.00%
% of voting rights
Equity Swap
Physically Settled
An acquisition or disposal of financial instruments
% of voting rights if it Total of both if it
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial
B C 1ash : Fina -set nc tled ial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Call or Put Option*
equals or is higher equals or is higher
05/01/2021 05/01/2021 Cash 17,312 0.00%
xv
Name instruments if it equals
An event changing the breakdown of voting rights
Equity Swap
Physically Settled
than the notifiable than the notifiable
Number of voting rights
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
or is higher than the
C C al ash l or -set Putt led Op tion*
threshold threshold
Type of financial iii Expiration Exercise/ that may be acquired if
02/02/2021 02/02/2021 Cash 13,595 0.00%
Other (please specify) :
notifiable threshold
% of voting rights
Equity Swap
x xi
Physically Settled
instrument date Conversion Period the instrument is
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C C al ash l or -set Putt led Op tion*
JPMorgan Chase & Co.
exercised/converted.
iv
3. Details of person 10 su /02 bject /2021 to the no 10t/i02 fica /20 tion 21 obligatioC nash 1,969 0.00%
Equity Swap
Physically Settled
JPMorgan Chase Bank,
Right to Recall 14/12 N//A 20 20 Call: 7.864, N/ A P ut : 5.243 60 5,000 0,000 0.078% 0.00%
Cash-settled
Call or Put Option*
Name
JPMorgan Chase & Co.
National Association02 /03/2021 02/03/2021 Cash 420,497 0.05%
Equity Swap
P Physi hysical callly y S Sett ettlled ed
J.P. Morgan 15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
International Finance 08 /03/2021 08 /03/2021 Cash 315,269 0.04%
Equity Swap
P Physi hysical callly y S Sett ettlled ed
v
4. Lim Fu ited ll na me of shareholder(s) (if different from 3.)
22 29//06 12//20 2020 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
J.P. Morgan Capital 10/03/2021 10/03/2021 Cash 300,000 0.04%
J.P. Morgan Securities plc
Equity Swap
P Physi hysical callly y S Sett ettlled ed
Holdings Limited
04 29//06 01//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Name J.P. Morgan Equities South Africa Proprietary Ltd
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
J.P. Morgan Securiti18 es /03/2021 18/03/2021 Cash 34,213 0.00%
JPMorgan Chase Bank, National Association
Equity Swap 4.42% 4.80%
P Physi hysical callly y S Sett ettlled ed
plc
11 06//07 01//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
City and country of regi 19st /03 ered /20of 21 fi ce (if ap 19 pl /03 ica/bl 20 e) 21 Cash 245,813 Lo ndon, Unit0.03% ed King dom
Equity Swap
P Physi hysical callly y S Sett ettlled ed
18 13//01 07//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
5. Date on which the threshold was crossed or
31/03/2021 31/03/2021 Cash 175,182 0.02%
JPMorgan Chase & Co.
18 March 2020
Equity Swap
P Physi hysical callly y S Sett ettlled ed
vi
reached :
25 20//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
JP C M ash organ -set tC led ha se Bank,
C Cal alll or or P Put ut O Op pttiion on* *
06/04/2021 06 /04/2021 Cash 6,533 0.00%
Natio Equna ity l S Aw ssoci ap ation
P Physi hysical callly y S Sett ettlled ed
6. Date on which issuer notified (DD/MM/YYYY): 20 March 2020
01 27//07 02//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
08/04/2021 08/04/2021 Cash 58 0.00%
Equity Swap
P Physi hysical callly y S Sett ettlled ed
7. Total positions of person(s) subject to the notification obligation
03 08//08 02//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
JPMorgan Chase & Co.
19/04/2021 19/04/2021 Cash 233,324 0.03%
Equity Swap % of voting rights
Physically Settled
% of voting rights Total number of
JPMorgan Chase Bank, SUBTOTAL 8. B 1 21,005,000 2.74%
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
C C al ash l or -set Putt led Op tion*
attached to shares voting rights of
National Association
30/04/2021 30/04/2021 Cash 566,339 0.07%
instruments (8.A + 8.B)
vii
Equ ity Swap
Physically Settled
(total of 8. A) issuer
J.P. Morgan
17/08/2020 Call: 7.864, (total P of ut 8:.B 5 .1 + 243 8. B 2) 600,000 0.078%
Cash -settled
Call or Put Option*
International Finance
05/05/2021 05/05/2021 Cash 250,583 0.03%
Resulting situation
* Please note that either a call or a put option (but not both) can be exercised upon maturity,
Equity Swap
Physically Settled
0.80% 4.42% 5.22% 766,293,613
Limited
on the date on which 24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
depending on the share price of Hammerson Plc.
Call or Put Option*
threshold was
J.P C Physi .ash M o cal -rset ga ly tn EU led Sett led Cap ital
Hammerson plc
20/28 09//08 20/21 20 20 C 20 al /l09 : 7.864, /2021 Put: 5.243C ash 600,000 100,291 0.078% 0.01%
crossed or reached
H C ol E al qu di l ng or ity s P S Li ut w m ap O itp ed tion *
(Incorporated in England and Wales)
B J.P C P 2 hysi .ash : M Fio cal na -rset ga nc ly tn EU led S iaett l Ins ledt ruments with similar economic effect according to Art. 13(1)(b) of Directive
(Company number 360632)
Position of previous
08/07 07//09 20/22 20 20 C 08 al /l07 : 7.864, /2022 Put: 5.243C ash 600,000 567,928 0.078% 0.07%
Below Minimum Below Minimum Below Minimum
2004/109/EC (DTR5.3.1.1 (b))
H C ol E al qu di l ng or ity s P S Li ut w m ap O itp ed tion *
LSE share code: HMSO JSE share code: HMN
notification (if
Threshold Threshold Threshold
J.P C Physi .ash Mo cal -rset ga ly tn Equ led Sett led ities Exercise/
ISIN ap:p G licB000 able) 4065016
Type of financial 06 Expir /14 01//atio 09 20/23 20 n 20 C 06 al/l01 : 7.864, /2023 Put: P 5h .24 ys3 ica C ash l or cash 600,000 Nu 22 mb 2,963 er of 0.078% 0.03%
Conversion % of voting rights
S C ou E al qu tlh Af or ity P r S iut ca Pro w ap Op tion prie * tary
x xii
('Hammerson' or 'the Company')
instrument date settlement voting rights
xi
Period
Limited
P Chysi ashcal -set ly tled Sett led
13/21 01//09 20/23 20 20 C 13 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 675,938 0.078% 0.09%
8. Notified details of the resulting situation on the date on which the threshold was crossed or
Cash-settled
C E al qu l or ity P S ut w ap Op tion*
10. In cas viie of i proxy voting, please identify:
02/04/2020 02/04/2020 Cash 9,496 0.00%
reached
TR-1: Standard form for notification of major holdings
Equity Swap
P Chysi ashcal -set ly tled Sett led
20/28 02//09 20/23 20 20 C 20 al/l02 : 7.864, /2023 Put: 5.243C ash 600,000 1,428,029 0.078% 0.19%
Name of the proxy holder N/A
A C :C E al V qu ash lot or itiy -ng set P S ut w ri t lap ed O gh p t tis a on* t tached to shares
05/05/2020 05/05/2020 Cash 119,741 0.02%
Equity Swap
P Chysi ashcal -set ly tled Sett led
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
Class/type of
ix
13/05 09//10 20/24 20 20 C 13 al/l09 : 7.864, /2024 Put: 5.243C ash 600,00037 0.078% 0.00%
Number of voting rights % of voting rights
i
The number and % of voting rights held N/A
Cash-settled
for C E al m qu la or ti i ty f pos P S ut w si ap O bp l e ti)on*
shares
12/05/2020 12/05/2020 Cash 3,804,182 0.50%
Direct Indirect Direct Indirect
Equity Swap
Physically Settled SUBTOTAL
ISIN code (if possible)
12,879,470 1.68%
12/ (10 Art / 920 of 20 Dire ctivC e all: 7.864, (Art P 10ut of: D 5 ire .24 ctiv3 e (A 60 rt 90,000 of Dire ctive (Art 0.078% 10 of Direc tive
8.B.2
Cash-settled
Th Cal e dat l or e P ut un O til p w tihi on ch * the voting rights will be held N/A
1a. Identity of the issuer or the underlying issuer
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
02/06/2020 02/06/2020 Cash 63,906 0.01%
Equ ity Swap
Physically Settled (DTR5.2.1) (DTR5.2.1)
of existing shares to which voting rights are Hammerson Plc
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-set ii tled
Call or Put Option*
a ttached :
GB0004065016 17/06/2020 17/06/2020 6,126,359 Cash 747 0.00% 0.80%
9. Information in relation to the person subject to the notification obligation (please mark the
Equity Swap
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
xvi
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
applicable box with an 'X')
11 C C al . ash A l or dd -set P itut ion t led O ap l tiin on forma * tion
29/06/2020 29/06/2020 Cash 2,796,406 0.36%
Equity Swap
Physically Settled
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
Chain of controlled undertakings:
Non-UK issuer
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
xiii
C C al ash l or -set Putt led Op tion*
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
02/07/2020 02/07/2020 Cash 498,657 0.07%
Equity Swap
Physically Settled
JPMorgan Chase & Co.
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Full chain of controlled undertakings through which the voting rights and/or the
SUBT Cash O- Tset ALt l8. ed A
Call or Put Option* 6,126,359 0.80%
JPMorgan Chase Bank, National Association (100%)
xiv
03/11/2020 03/11/2020 Cash 286 0.00%
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
X
Equity Swap
Physically Settled
J.P. Morgan International Finance Limited (100%)
An acquisition or disposal of voting rights X
(please add additional rows as necessary)
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
J.P. Morgan Capital Holdings Limited (100%)
02/12/2020 02/12/2020 Cash 10,176 0.00%
% of voting rights
Equity Swap
Physically Settled
An acquisition or disposal of financial instruments
J.P. Morgan Securities plc (100%)
% of voting rights if it Total of both if it
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial
B C 1ash : Fina -set nc tled ial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Call or Put Option*
equals or is higher equals or is higher
05/01/2021 05/01/2021 Cash 17,312 0.00%
xv
Name instruments if it equals
An event changing the breakdown of voting rights
Equity Swap
Physically Settled
JPMorgan Chase & Co.
than the notifiable than the notifiable
Number of voting rights
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
or is higher than the
C C al ash l or -set Putt led Op tion*
JPMorgan Chase Bank, National Association (100%)
threshold threshold
Type of financial iii Expiration Exercise/ that may be acquired if
02/02/2021 02/02/2021 Cash 13,595 0.00%
Other (please specify) :
notifiable threshold
% of voting rights
Equity Swap
x xi
Physically Settled
instrument date Conversion Period the instrument is
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C C al ash l or -set Putt led Op tion*
JP JPM Morgan organ C Cha hase & se & C Co. o.
exercised/converted.
iv
3. Details of person 10 su /02 bject /2021 to the no 10t/i02 fica /20 tion 21 obligatioC nash 1,969 0.00%
Equity Swap
JP PM hysi organ cally CS ha ett se Ban led k, National Association (100%)
JPMorgan Chase Bank,
Right to Recall 14/12 N//A 20 20 Call: 7.864, N/ A P ut : 5.243 60 5,000 0,000 0.078% 0.00%
Cash-settled
J. C P al . lM or orP ga utn O Inte ption rna * tional Finance Limited (100%)
Name
JPMorgan Chase & Co.
National Association02 /03/2021 02/03/2021 Cash 420,497 0.05%
Equity Swap
J.P P Physi hysi . Mo cal cal rga lly y n EU S Sett ett lled ed Cap ital Holdings Limited (100%)
J.P. Morgan 15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
J.C P.ash Mo -rset gatn EU led Holdings Limited (100%)
C Cal alll or or P Put ut O Op pttiion on* *
International Finance 08 /03/2021 08 /03/2021 Cash 315,269 0.04%
J.P E.qu Mito y rga Sw n Equ ap ities South Africa Proprietary Limited (100%)
P Physi hysical callly y S Sett ettlled ed
v
4. Lim Fu ited ll na me of shareholder(s) (if different from 3.)
22 29//12 06//20 2020 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash -settled
C Cal alll or or P Put ut O Op pttiion on* *
J.P. Morgan Capital 10/03/2021 10/03/2021 Cash 300,000 0.04%
J.P. Morgan Securities plc
Equity Swap
P Physi hysical callly y S Sett ettlled ed
H Pol lac die of ngs Li co m mp ited let ion London, United Kingdom
04 29//01 06//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Name J.P. Morgan Equities South Africa Proprietary Ltd
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
J.P. Morgan Securiti18 es /03/2021 18/03/2021 Cash 34,213 0.00%
JPMorgan Chase Bank, National Association
Equity Swap 4.42% 4.80%
P Physi hysical callly y S Sett ettlled ed
Date of completion 20 March 2020
plc
11 06//07 01//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
City and country of regi 19st /03 ered /20of 21 fi ce (if ap 19 pl /03 ica/bl 20 e) 21 Cash 245,813 Lo ndon, Unit0.03% ed King dom
Equity Swap
P Physi hysical callly y S Sett ettlled ed
13 18//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
5. Date on which the threshold was crossed or
31/03/2021 31/03/2021 Cash 175,182 0.02%
FJP or M fur organ ther iC nform hase & ati C on o. contact:
18 March 2020
Equity Swap
P Physi hysical callly y S Sett ettlled ed
vi
reached :
25 20//07 01//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
JP C M ash organ -set tC led ha se Bank,
C Cal alll or or P Put ut O Op pttiion on* *
06/04/2021 06 /04/2021 Cash 6,533 0.00%
Verity Cox
Natio Equna ity l S Aw ssoci ap ation
P Physi hysical callly y S Sett ettlled ed
6. Date on which issuer notified (DD/MM/YYYY): 20 March 2020
01 27//07 02//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Senior Assistant Company Secretary
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
08/04/2021 08/04/2021 Cash 58 0.00%
Tel: +44 (0)20 7887 1000
Equity Swap
P Physi hysical callly y S Sett ettlled ed
7. Total positions of person(s) subject to the notification obligation
03 08//08 02//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
JPMorgan Chase & Co.
19/04/2021 19/04/2021 Cash 233,324 0.03%
23 March 2020
Equity Swap % of voting rights
Physically Settled
% of voting rights Total number of
JPMorgan Chase Bank, SUBTOTAL 8. B 1 21,005,000 2.74%
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
C C al ash l or -set Putt led Op tion*
attached to shares voting rights of
National Association
30/04/2021 30/04/2021 Cash 566,339 0.07%
instruments (8.A + 8.B)
vii
HaE m qu m ite y rS son wap ha s its primary listing on the London Stock Exchange and a secondary inward
Physically Settled
(total of 8. A) issuer
J.P. Morgan
17/08/2020 Call: 7.864, (total P of ut 8:.B 5 .1 + 243 8. B 2) 600,000 0.078%
Cash -settled
lisC ting all or on P th ut e O J poh tion an * nesburg Stock Exchange.
International Finance
05/05/2021 05/05/2021 Cash 250,583 0.03%
Resulting situation
* Please note that either a call or a put option (but not both) can be exercised upon maturity,
Equity Swap
Physically Settled
0.80% 4.42% 5.22% 766,293,613
Limited
on the date on which 24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
depending on the share price of Hammerson Plc.
Call or Put Option*
Sponsor:
threshold was
J.P C Physi .ash M o cal -rset ga ly tn EU led Sett led Cap ital
Ha Inve mm ste ec rson Bank plcL imited
20/28 09//08 20/21 20 20 C 20 al /l09 : 7.864, /2021 Put: 5.243C ash 600,000 100,291 0.078% 0.01%
crossed or reached
H C ol E al qu di l ng or ity s P S Li ut w m ap O itp ed tion *
(Incorporated in England and Wales)
B J.P C P 2 hysi .ash : M Fio cal na -rset ga nc ly tn EU led S iaett l Ins ledt ruments with similar economic effect according to Art. 13(1)(b) of Directive
(Company number 360632)
Position of previous
08/07 07//09 20/22 20 20 C 08 al /l07 : 7.864, /2022 Put: 5.243C ash 600,000 567,928 0.078% 0.07%
Below Minimum Below Minimum Below Minimum
2004/109/EC (DTR5.3.1.1 (b))
H C ol E al qu di l ng or ity s P S Li ut w m ap O itp ed tion *
LSE share code: HMSO JSE share code: HMN
notification (if
Threshold Threshold Threshold
J.P C Physi .ash Mo cal -rset ga ly tn Equ led Sett led ities Exercise/
ISIN ap:p G licB000 able) 4065016
Type of financial 06 Expir /14 01//atio 09 20/23 20 n 20 C 06 al/l01 : 7.864, /2023 Put: P 5h .24 ys3 ica C ash l or cash 600,000 Nu 22 mb 2,963 er of 0.078% 0.03%
Conversion % of voting rights
S C ou E al qu tlh Af or ity P r S iut ca Pro w ap Op tion prie * tary
x xii
('Hammerson' or 'the Company')
instrument date settlement voting rights
xi
Period
Limited
P Chysi ashcal -set ly tled Sett led
13/21 01//09 20/23 20 20 C 13 al/l01 : 7.864, /2023 Put: 5.243C ash 600,000 675,938 0.078% 0.09%
8. Notified details of the resulting situation on the date on which the threshold was crossed or
Cash-settled
C E al qu l or ity P S ut w ap Op tion*
10. In cas viie of i proxy voting, please identify:
02/04/2020 02/04/2020 Cash 9,496 0.00%
reached
TR-1: Standard form for notification of major holdings
Equity Swap
P Chysi ashcal -set ly tled Sett led
20/28 02//09 20/23 20 20 C 20 al/l02 : 7.864, /2023 Put: 5.243C ash 600,000 1,428,029 0.078% 0.19%
Name of the proxy holder N/A
A C :C E al V qu ash lot or itiy -ng set P S ut w ri t lap ed O gh p t tis a on* t tached to shares
05/05/2020 05/05/2020 Cash 119,741 0.02%
Equity Swap
P Chysi ashcal -set ly tled Sett led
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
Class/type of
ix
13/05 09//10 20/24 20 20 C 13 al/l09 : 7.864, /2024 Put: 5.243C ash 600,00037 0.078% 0.00%
Number of voting rights % of voting rights
i
The number and % of voting rights held N/A
Cash-settled
for C E al m qu la or ti i ty f pos P S ut w si ap O bp l e ti)on*
shares
12/05/2020 12/05/2020 Cash 3,804,182 0.50%
Direct Indirect Direct Indirect
Equity Swap
Physically Settled SUBTOTAL
ISIN code (if possible)
12,879,470 1.68%
12/ (10 Art / 920 of 20 Dire ctivC e all: 7.864, (Art P 10ut of: D 5 ire .24 ctiv3 e (A 60 rt 90,000 of Dire ctive (Art 0.078% 10 of Direc tive
8.B.2
Cash-settled
Th Cal e dat l or e P ut un O til p w tihi on ch * the voting rights will be held N/A
1a. Identity of the issuer or the underlying issuer
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
02/06/2020 02/06/2020 Cash 63,906 0.01%
Equ ity Swap
Physically Settled (DTR5.2.1) (DTR5.2.1)
of existing shares to which voting rights are Hammerson Plc
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-set ii tled
Call or Put Option*
a ttached :
GB0004065016 17/06/2020 17/06/2020 6,126,359 Cash 747 0.00% 0.80%
9. Information in relation to the person subject to the notification obligation (please mark the
Equity Swap
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
xvi
1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate)
applicable box with an 'X')
11 C C al . ash A l or dd -set P itut ion t led O ap l tiin on forma * tion
29/06/2020 29/06/2020 Cash 2,796,406 0.36%
Equity Swap
Physically Settled
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
Chain of controlled undertakings:
Non-UK issuer
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
xiii
C C al ash l or -set Putt led Op tion*
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
02/07/2020 02/07/2020 Cash 498,657 0.07%
Equity Swap
Physically Settled
JPMorgan Chase & Co.
2. Reason for the notification (please mark the appropriate box or boxes with an 'X')
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Full chain of controlled undertakings through which the voting rights and/or the
SUBT Cash O- Tset ALt l8. ed A
Call or Put Option* 6,126,359 0.80%
JPMorgan Chase Bank, National Association (100%)
xiv
03/11/2020 03/11/2020 Cash 286 0.00%
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
X
Equity Swap
Physically Settled
J.P. Morgan International Finance Limited (100%)
An acquisition or disposal of voting rights X
(please add additional rows as necessary)
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Cash-settled
Call or Put Option*
J.P. Morgan Capital Holdings Limited (100%)
02/12/2020 02/12/2020 Cash 10,176 0.00%
% of voting rights
Equity Swap
Physically Settled
An acquisition or disposal of financial instruments
J.P. Morgan Securities plc (100%)
% of voting rights if it Total of both if it
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial
B C 1ash : Fina -set nc tled ial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Call or Put Option*
equals or is higher equals or is higher
05/01/2021 05/01/2021 Cash 17,312 0.00%
xv
Name instruments if it equals
An event changing the breakdown of voting rights
Equity Swap
Physically Settled
JPMorgan Chase & Co.
than the notifiable than the notifiable
Number of voting rights
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
or is higher than the
C C al ash l or -set Putt led Op tion*
JPMorgan Chase Bank, National Association (100%)
threshold threshold
Type of financial iii Expiration Exercise/ that may be acquired if
02/02/2021 02/02/2021 Cash 13,595 0.00%
Other (please specify) :
notifiable threshold
% of voting rights
Equity Swap
x xi
Physically Settled
instrument date Conversion Period the instrument is
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
C C al ash l or -set Putt led Op tion*
JP JPM Morgan organ C Cha hase & se & C Co. o.
exercised/converted.
iv
3. Details of person 10 su /02 bject /2021 to the no 10t/i02 fica /20 tion 21 obligatioC nash 1,969 0.00%
Equity Swap
JP PM hysi organ cally CS ha ett se Ban led k, National Association (100%)
JPMorgan Chase Bank,
Right to Recall 14/12 N//A 20 20 Call: 7.864, N/ A P ut : 5.243 60 5,000 0,000 0.078% 0.00%
Cash-settled
J. C P al . lM or orP ga utn O Inte ption rna * tional Finance Limited (100%)
Name
JPMorgan Chase & Co.
National Association02 /03/2021 02/03/2021 Cash 420,497 0.05%
Equity Swap
J.P P Physi hysi . Mo cal cal rga lly y n EU S Sett ett lled ed Cap ital Holdings Limited (100%)
J.P. Morgan 15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
City and country of registered office (if applicable)
Wilmington, Delaware, USA
J.C P.ash Mo -rset gatn EU led Holdings Limited (100%)
C Cal alll or or P Put ut O Op pttiion on* *
International Finance 08 /03/2021 08 /03/2021 Cash 315,269 0.04%
J.P E.qu Mito y rga Sw n Equ ap ities South Africa Proprietary Limited (100%)
P Physi hysical callly y S Sett ettlled ed
v
Li 4. m Fu ited ll na me of shareholder(s) (if different from 3.)
29 22//06 12//20 2020 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash -settled
C Cal alll or or P Put ut O Op pttiion on* *
J.P. Morgan Capital 10/03/2021 10/03/2021 Cash 300,000 0.04%
J.P. Morgan Securities plc
Equity Swap
P Physi hysical callly y S Sett ettlled ed
H Pol lac die of ngs Li co m mp ited let ion London, United Kingdom
29 04//01 06//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Name J.P. Morgan Equities South Africa Proprietary Ltd
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
J.P. Morgan Securiti18 es /03/2021 18/03/2021 Cash 34,213 0.00%
JPMorgan Chase Bank, National Association
Equity Swap 4.42% 4.80%
P Physi hysical callly y S Sett ettlled ed
Date of completion 20 March 2020
plc
11 06//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
City and country of regi 19st /03 ered /20of 21 fi ce (if ap 19 pl /03 ica/bl 20 e) 21 Cash 245,813 Lo ndon, Unit0.03% ed King dom
Equity Swap
P Physi hysical callly y S Sett ettlled ed
18 13//07 01//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
5. Date on which the threshold was crossed or
31/03/2021 31/03/2021 Cash 175,182 0.02%
FJP or M fur organ ther iC nform hase & ati C on o. contact:
18 March 2020
Equity Swap
P Physi hysical callly y S Sett ettlled ed
vi
reached :
20 25//01 07//20 2021 20 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
JP C M ash organ -set tC led ha se Bank,
C Cal alll or or P Put ut O Op pttiion on* *
06/04/2021 06 /04/2021 Cash 6,533 0.00%
Verity Cox
Natio Equna ity l S Aw ssoci ap ation
P Physi hysical callly y S Sett ettlled ed
6. Date on which issuer notified (DD/MM/YYYY): 20 March 2020
01 27//02 07//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
Senior Assistant Company Secretary
Cash-settled
C Cal alll or or P Put ut O Op pttiion on* *
08/04/2021 08/04/2021 Cash 58 0.00%
Tel: +44 (0)20 7887 1000
Equity Swap
P Physi hysical callly y S Sett ettlled ed
7. Total positions of person(s) subject to the notification obligation
03 08//08 02//20 2020 21 C Cal alll:: 7.864, 7.864, P Put ut:: 5 5..24 243 3 60 600,000 0,000 0.078% 0.078%
C C C al al ash ll or or -set P Put utt led O Op p ttiion on* *
JPMorgan Chase & Co.
19/04/2021 19/04/2021 Cash 233,324 0.03%
23 March 2020
Equity Swap % of voting rights
Physically Settled
% of voting rights Total number of
JPMorgan Chase Bank, SUBTOTAL 8. B 1 21,005,000 2.74%
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
through financial Total of both in %
C C al ash l or -set Putt led Op tion*
attached to shares voting rights of
National Association
30/04/2021 30/04/2021 Cash 566,339 0.07%
instruments (8.A + 8.B)
vii
HaE m qu m ite y rS son wap ha s its primary listing on the London Stock Exchange and a secondary inward
Physically Settled
(total of 8. A) issuer
J.P. Morgan
17/08/2020 Call: 7.864, (total P of ut 8:.B 5 .1 + 243 8. B 2) 600,000 0.078%
Cash -settled
lisC ting all or on P th ut e O J poh tion an * nesburg Stock Exchange.
International Finance
05/05/2021 05/05/2021 Cash 250,583 0.03%
Resulting situation
* Please note that either a call or a put option (but not both) can be exercised upon maturity,
Equity Swap
Physically Settled
0.80% 4.42% 5.22% 766,293,613
Limited
on the date on which 24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
depending on the share price of Hammerson Plc.
Call or Put Option*
Sponsor:
Attachments
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Disclaimer
Hammerson plc published this content on 23 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 March 2020 11:18:04 UTC
