Item 5.07. Submission of Matters to a Vote of Security Holders

On November 20, 2020, a special meeting of stockholders (the "Special Meeting") of HC2 Holdings, Inc. (the "Company") was held to vote on the proposals described in the definitive proxy statement, filed with the U.S. Securities and Exchange Commission (the "SEC") on October 19, 2020 (the "Proxy Statement"). The final voting results for each of the matters submitted to a vote of stockholders at the Special Meeting are as follows:





  Proposal 1: Approval of an Amendment to the Company's Second Amended and
              Restated Certificate of Incorporation, as Amended, to Increase the
              Number of Authorized Shares of Common Stock to 160,000,000

The holders of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), shares of the Company's Series A Convertible Participating Preferred Stock, par value $0.001 per share (the "Series A Preferred Stock") and Series A-2 Convertible Participating Preferred Stock, par value $0.001 per share (the "Series A-2 Preferred Stock" and, together with the Series A Preferred Stock, the "Voting Preferred Stock"), voting as a single class and with the Voting Preferred Stock voting on an as-converted basis, voted to approve an amendment to the Company's Second Amended and Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of Common Stock to 160,000,000 shares. The results of the vote were as follows:





   For        Against    Abstain
29,743,140   1,503,554   65,185




  Proposal 2: Approval of the Conversion of 35,000 Shares of Series B Preferred
              Stock into Common Stock in Connection with the Rights Offering

The holders of the Common Stock and the Voting Preferred Stock, voting as a single class and with the Voting Preferred Stock voting on an as-converted basis, voted to approve the conversion of up to 35,000 shares of the Company's Series B Non-Voting Convertible Participating Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock") into Common Stock in connection with the Rights Offering (as defined in the Proxy Statement and the prospectus supplement, filed with the SEC on October 7, 2020), to the extent that the issuance of Common Stock upon conversion of such shares of the Series B Preferred Stock requires approval under the rules and regulations of the New York Stock Exchange. The results of the vote were as follows:





   For        Against    Abstain
29,865,165   1,416,192   30,522

Item 9.01. Financial Statements and Exhibits






 (d) Exhibits.




Exhibit No.                             Description
    104       Cover Page Interactive Data File (embedded within the Inline XBRL
              document).

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