SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | ||||
Washington, D.C. 20549 | OMB APPROVAL | |||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | ||||
OMB Number: | 3235-0287 | |||
Estimated average burden | ||||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 | hours per response: | 0.5 | ||
or Section 30(h) of the Investment Company Act of 1940 |
1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||||||||||||||||||||||||||||||||||
LEVITT EVAN | HD Supply Holdings, Inc.[ HDS ] | (Check all applicable) | |||||||||||||||||||||||||||||||||||
Director | 10% Owner | ||||||||||||||||||||||||||||||||||||
X | Officer (give title | Other (specify | |||||||||||||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) | below) | below) | |||||||||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | |||||||||||||||||||||||||||||||||||
02/29/2020 | SVP, CFO & CAO | ||||||||||||||||||||||||||||||||||||
3400 CUMBERLAND BOULEVARD | |||||||||||||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||||||||||||||||||||||||||||||
(Street) | Line) | ||||||||||||||||||||||||||||||||||||
ATLANTA | GA | 30339 | X Form filed by One Reporting Person | ||||||||||||||||||||||||||||||||||
Form filed by More than One Reporting | |||||||||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | Person | ||||||||||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature | ||||||||||||||||||||||||||||||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 and | Securities | Form: Direct | of Indirect | |||||||||||||||||||||||||||||||
(Month/Day/Year) | if any | Code (Instr. | 5) | Beneficially | (D) or Indirect | Beneficial | |||||||||||||||||||||||||||||||
(Month/Day/Year) | 8) | Owned Following | (I) (Instr. 4) | Ownership | |||||||||||||||||||||||||||||||||
Reported | (Instr. 4) | ||||||||||||||||||||||||||||||||||||
Code | V | Amount | (A) or | Price | Transaction(s) | ||||||||||||||||||||||||||||||||
(D) | (Instr. 3 and 4) | ||||||||||||||||||||||||||||||||||||
Common Stock | 02/29/2020 | M(1) | 2,071 | A | $38.02 | 38,032 | D | ||||||||||||||||||||||||||||||
Common Stock | 02/29/2020 | F(2) | 619 | D | $38.02 | 37,413 | D | ||||||||||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||||||||
(e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number | 6. Date Exercisable and | 7. Title and | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||||||||||||||||||||
Derivative | Conversion | Date | Execution Date, | Transaction | of | Expiration Date | Amount of | Derivative | derivative | Ownership | of Indirect | ||||||||||||||||||||||||||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | Derivative | (Month/Day/Year) | Securities | Security | Securities | Form: | Beneficial | ||||||||||||||||||||||||||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Securities | Underlying | (Instr. 5) | Beneficially | Direct (D) | Ownership | ||||||||||||||||||||||||||||
Derivative | Acquired | Derivative Security | Owned | or Indirect | (Instr. 4) | ||||||||||||||||||||||||||||||||
Security | (A) or | (Instr. 3 and 4) | Following | (I) (Instr. 4) | |||||||||||||||||||||||||||||||||
Disposed | Reported | ||||||||||||||||||||||||||||||||||||
of (D) | Transaction(s) | ||||||||||||||||||||||||||||||||||||
(Instr. 3, 4 | (Instr. 4) | ||||||||||||||||||||||||||||||||||||
and 5) | |||||||||||||||||||||||||||||||||||||
Amount | |||||||||||||||||||||||||||||||||||||
or | |||||||||||||||||||||||||||||||||||||
Number | |||||||||||||||||||||||||||||||||||||
Date | Expiration | of | |||||||||||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Title | Shares | ||||||||||||||||||||||||||||||
Restricted | $38.02 | 02/29/2020 | M(1) | 2,071 | (1) | (1) | Common | 2,071 | $0 | 2,071 | D | ||||||||||||||||||||||||||
Stock | Stock |
Explanation of Responses:
- Conversion on vesting and lapse of restrictions on restricted shares granted on February 28, 2017 under the 2013 Omnibus Incentive Plan. The award vests in four equal installments from the grant date.
- Shares withheld by Issuer pursuant to a non-discretionary share withholding procedure to satisfy tax withholding requirements on vesting of restricted shares.
Rita L. Fadell, Attorney-in- | 03/03/2020 | |
Fact for Evan J. Levitt | ||
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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HD Supply Holdings Inc. published this content on 03 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 March 2020 23:08:05 UTC