Item 7.01.Regulation FD Disclosure

On October 29, 2021, Hennessy Advisors, Inc. issued a press release announcing that it had declared a cash dividend of $0.1375 per share on its common stock. The cash dividend is payable on November 23, 2021, to shareholders of record at the close of business on November 11, 2021. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8­K and is incorporated by reference herein.

Item 9.01.Financial Statements and Exhibits

The exhibit listed in the exhibit index below is furnished under Item 7.01 of this Current Report on Form 8-K.

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