Item 2.02. Results of Operations and Financial Condition

On May 14, 2020, Hennessy Advisors, Inc. issued a press release announcing its financial results for the fiscal quarter ended March 31, 2020. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8­K and is incorporated by reference herein.

Item 7.01. Regulation FD Disclosure

On May 14, 2020, the Company issued a press release announcing that it had declared a cash dividend of $0.1375 per share on its common stock. The cash dividend is payable June 9, 2020, to shareholders of record at the close of business on May 26, 2020. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8­K and is incorporated by reference herein.

Item 9.01. Financial Statements and Exhibits

The exhibit listed in the exhibit index below is furnished under Items 2.02 and 7.01 of this Current Report on Form 8-K.

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