Item 2.02. Results of Operations and Financial Condition

On August 6, 2020, Hennessy Advisors, Inc. issued a press release announcing its financial results for the fiscal quarter ended June 30, 2020. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8­K and is incorporated by reference herein.

Item 7.01.Regulation FD Disclosure

On August 6, 2020, the Company issued a press release announcing that it had declared a cash dividend of $0.1375 per share on its common stock. The cash dividend is payable September 10, 2020, to shareholders of record at the close of business on August 19, 2020. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8­K and is incorporated by reference herein.

Item 9.01.Financial Statements and Exhibits

The exhibit listed in the exhibit index below is furnished under Items 2.02 and 7.01 of this Current Report on Form 8-K.

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