Item 1.01. Entry into a Material Definitive Agreement
Underwriting Agreement
On
The Offering was made pursuant to the Company's effective shelf registration
statement on Form N-2 (Registration No. 333-231089) previously filed with the
The foregoing description of the Underwriting Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Underwriting Agreement, which is filed as Exhibit 1.1 to this Current Report on Form 8-K and incorporated by reference herein.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
The information set forth under Item 1.01 is hereby incorporated by reference into this Item 2.03.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits. Exhibit Number Description 1.1 Underwriting Agreement, dated as ofSeptember 13, 2021 , by and amongHercules Capital, Inc. andGoldman Sachs & Co. LLC andSMBC Nikko Securities America, Inc. , as representatives of the several underwriters named in Schedule A thereto
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