ICICI Bank : Main features of regulatory capital instruments at September 30, 2020

1	Issuer	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited
2	Unique identifier (e.g. CUSIP, ISIN or Bloomberg	INE090A01013	INE090A08TW2	INE090A08TZ5	INE090A08UA6
identifier for private placement)	INE090A08UB4	INE090A08UC2
3	Governing law(s) of the instrument	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws
	Regulatory treatment
4	Transitional Basel III rules	Common Equity Tier 1	Additional Tier I	Additional Tier I	Additional Tier I	Additional Tier I	Additional Tier I
5	Post-transitional Basel III rules	Common Equity Tier 1	Additional Tier I	Additional Tier I	Additional Tier I	Additional Tier I	Additional Tier I
6	Eligible at solo/ group/ group & solo	Solo and group	Solo and group	Solo and group	Solo and group	Solo and group	Solo and group
7	Instrument type	Common shares	Perpetual Debt Instruments	Perpetual Debt Instruments	Perpetual Debt Instruments	Perpetual Debt Instruments	Perpetual Debt Instruments
8	Amount recognised in regulatory capital (₹ as	13,794,565,048	34,250,000,000	10,800,000,000	4,750,000,000	40,000,000,000	11,400,000,000
September 30 2020)
9	Par value of instrument	NA	34,250,000,000	10,800,000,000	4,750,000,000	40,000,000,000	11,400,000,000
10	Accounting classification	Equity share capital	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings
11	Original date of issuance	Various*	17-Mar-2017	20-Sep-2017	04-Oct-2017	20-Mar-2018	28-Dec-2018
12	Perpetual or dated	Perpetual	Perpetual	Perpetual	Perpetual	Perpetual	Perpetual
13	Original maturity date	NA	Perpetual	Perpetual	Perpetual	Perpetual	Perpetual
14	Issuer call subject to prior supervisory approval	No	Yes	Yes	Yes	Yes	Yes
15	Optional call date, contingent call dates and redemption	NA	Call option date: 17-Mar-2022 & Redemption: At par	Call option date: 20-Sep-2022 & Redemption: At par	Call option date: 04-Oct-2022 & Redemption: At par	Call option date: 20-Jun-2023 & Redemption: At par	Call option date: 28-Dec-2023 & Redemption: At par
amount

16	Subsequent call dates, if applicable	NA	Every Interest Payment Date after 17-Mar-2022	Every Interest Payment Date after 20-Sep-2022	Every Interest Payment Date after 04-Oct-2022	Every Interest Payment Date after 20-June-2023	Every Interest Payment Date after 28-Dec-2023

	Coupons / dividends
17	Fixed or floating dividend/coupon	NA	Fixed	Fixed	Fixed	Fixed	Fixed
18	Coupon rate and any related index	NA	Before call: 9.20%	Before call: 8.55%	Before call: 8.55%	Before call: 9.15%	Before call: 9.90%
If call not exercised: 9.20%	If call not exercised: 8.55%	If call not exercised: 8.55%	If call not exercised: 9.15%	If call not exercised: 9.90%

19	Existence of a dividend stopper	NA	Yes	Yes	Yes	Yes	Yes
20	Fully discretionary, partially discretionary or mandatory	NA	Fully discretionary	Fully discretionary	Fully discretionary	Fully discretionary	Fully discretionary

21	Existence of step up or other incentive to redeem	No	No	No	No	No	No
22	Noncumulative or cumulative	Non Cumulative	Non-cumulative	Non-cumulative	Non-cumulative	Non-cumulative	Non-cumulative
23	Convertible or non-convertible	NA	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible
24	If convertible, conversion trigger (s)	NA	NA	NA	NA	NA	NA
25	If convertible, fully or partially	NA	NA	NA	NA	NA	NA
26	If convertible, conversion rate	NA	NA	NA	NA	NA	NA
27	If convertible, mandatory or optional conversion	NA	NA	NA	NA	NA	NA
28	If convertible, specify instrument type convertible into	NA	NA	NA	NA	NA	NA
29	If convertible, specify issuer of instrument it converts	NA	NA	NA	NA	NA	NA
into
30	Write-down feature	No	Yes	Yes	Yes	Yes	Yes
			There are two types of write down triggers:
			1. Trigger Event means that the Bank‟s CET 1 Ratio is:	There are two types of write down triggers:	There are two types of write down triggers:	There are two types of write down triggers:	There are two types of write down triggers:
			(i) if calculated at any time prior to March 31, 2019, at or below	1. Trigger Event means that the Bank‟s CET 1 Ratio is:	1. Trigger Event means that the Bank‟s CET 1 Ratio is:	1. Trigger Event means that the Bank‟s CET 1 Ratio is:	1. Trigger Event means that the Bank‟s CET 1 Ratio is:
			5.5%; or	(i) if calculated at any time prior to March 31, 2019, at or below 5.5%; or	(i) if calculated at any time prior to March 31, 2019, at or below 5.5%; or	(i) if calculated at any time prior to March 31, 2019, at or below 5.5%; or	(i) if calculated at any time prior to March 31, 2019, at or below 5.5%; or
			(ii) if calculated at any time from and including March 31, 2019, at	(ii) if calculated at any time from and including March 31, 2019, at or below	(ii) if calculated at any time from and including March 31, 2019, at or below	(ii) if calculated at any time from and including March 31, 2019, at or below	(ii) if calculated at any time from and including March 31, 2019, at or below
31	If write-down,write-down trigger(s)	NA	or below 6.125%,(the "CET1 Trigger Event Threshold")	6.125%,(the "CET1 Trigger Event Threshold")	6.125%,(the "CET1 Trigger Event Threshold")	6.125%,(the "CET1 Trigger Event Threshold")	6.125%,(the "CET1 Trigger Event Threshold")
2. PONV Trigger, in respect of the Bank means the earlier of:	2. PONV Trigger, in respect of the Bank means the earlier of:	2. PONV Trigger, in respect of the Bank means the earlier of:	2. PONV Trigger, in respect of the Bank means the earlier of:	2. PONV Trigger, in respect of the Bank means the earlier of:
			(i) a decision that a principal write-down, without which the Bank	(i) a decision that a principal write-down, without which the Bank would become	(i) a decision that a principal write-down, without which the Bank would become	(i) a decision that a principal write-down, without which the Bank would become	(i) a decision that a principal write-down, without which the Bank would become
			would become non-viable, is necessary, as determined by the	non-viable, is necessary, as determined by the RBI; and	non-viable, is necessary, as determined by the RBI; and	non-viable, is necessary, as determined by the RBI; and	non-viable, is necessary, as determined by the RBI; and
			RBI; and	(ii) the decision to make a public sector injection of capital, or equivalent support,	(ii) the decision to make a public sector injection of capital, or equivalent support,	(ii) the decision to make a public sector injection of capital, or equivalent support,	(ii) the decision to make a public sector injection of capital, or equivalent support,
			(ii) the decision to make a public sector injection of capital, or	without which the Bank would have become non-viable, as determined by the RBI.	without which the Bank would have become non-viable, as determined by the RBI.	without which the Bank would have become non-viable, as determined by the RBI.	without which the Bank would have become non-viable, as determined by the RBI.
			equivalent support, without which the Bank would have become
32	If write-down, full or partial	NA	Full or partial	Full or partial	Full or partial	Full or partial	Full or partial
33	If write-down, permanent or temporary	NA	In case of pre specified trigger-Permanent or Temporary	In case of pre specified trigger-Permanent or Temporary	In case of pre specified trigger-Permanent or Temporary	In case of pre specified trigger-Permanent or Temporary	In case of pre specified trigger-Permanent or Temporary
In case of PONV Trigger - only Permanent.	In case of PONV Trigger - only Permanent.	In case of PONV Trigger - only Permanent.	In case of PONV Trigger - only Permanent.	In case of PONV Trigger - only Permanent.
	If temporary write-down, description of write-up		The instrument may be written-up (increase) back to its original	The instrument may be written-up (increase) back to its original value in future	The instrument may be written-up (increase) back to its original value in future	The instrument may be written-up (increase) back to its original value in future	The instrument may be written-up (increase) back to its original value in future
34	NA	value in future depending upon the conditions prescribed in the	depending upon the conditions prescribed in the terms and conditions of the	depending upon the conditions prescribed in the terms and conditions of the	depending upon the conditions prescribed in the terms and conditions of the	depending upon the conditions prescribed in the terms and conditions of the
mechanism
			terms and conditions of the instrument.	instrument.	instrument.	instrument.	instrument.
			Superior to the claims of investors in equity shares and perpetual	Superior to the claims of investors in equity shares and perpetual non-cumulative	Superior to the claims of investors in equity shares and perpetual non-cumulative	Superior to the claims of investors in equity shares and perpetual non-cumulative	Superior to the claims of investors in equity shares and perpetual non-cumulative
	Position in subordination hierarchy in liquidation		non-cumulative preference shares and subordinated to the claims
	Perpetual Debt	preference shares and subordinated to the claims of all depositors and general	preference shares and subordinated to the claims of all depositors and general	preference shares and subordinated to the claims of all depositors and general	preference shares and subordinated to the claims of all depositors and general
35	(specify instrument type immediately senior to	of all depositors and general creditors & subordinated debt (other
Instruments	creditors & subordinated debt (other than subordinated debt qualifying as	creditors & subordinated debt (other than subordinated debt qualifying as	creditors & subordinated debt (other than subordinated debt qualifying as	creditors & subordinated debt (other than subordinated debt qualifying as
	instrument)	than subordinated debt qualifying as Additional Tier1 Capital) of
		Additional Tier1 Capital) of the Bank.	Additional Tier1 Capital) of the Bank.	Additional Tier1 Capital) of the Bank.	Additional Tier1 Capital) of the Bank.
			the Bank.

36	Non-compliant transitioned features	No	No	No	No	No	No
37	If yes, specify non-compliant features	NA	NA	NA	NA	NA	NA

Offer for sale: 05-Aug-1997
Public Issue: 02-Apr-2004,01-Dec-2005,19-Jun-2007
QIP: 10-Aug-2020

		INE090A08SP8	INE005A11309	INE005A11382	INE005A11341
1	Issuer	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited

2	Unique identifier (e.g. CUSIP, ISIN or Bloomberg	1997 BONDS II	1998 AUGUST	1998 DECEMBER	1998 OCTOBER
identifier for private placement)	MMB VI	(S4) MMB III	MMB III	(S5) MMB III
3	Governing law(s) of the instrument	Indian Laws	Indian Laws	Indian Laws	Indian Laws
	Regulatory treatment

4	Transitional Basel III rules	Tier II	Tier II	Tier II	Tier II
5	Post-transitional Basel III rules	Ineligible	Ineligible	Ineligible	Ineligible
6	Eligible at solo/ group/ group & solo	Solo and group	Solo and group	Solo and group	Solo and group
7	Instrument type	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt
Instruments	Instruments	Instruments	Instruments

8	Amount recognised in regulatory capital (₹ as	39,678,000	49,116,800	15,188,800	21,280,000
September 30 2020)

9	Par value of instrument	39,678,000	122,792,000	37,972,000	53,200,000
10	Accounting classification	Borrowings	Borrowings	Borrowings	Borrowings
11	Original date of issuance	22-Jan-1998	05-Oct-1998	11-Jan-1999	01-Dec-1998

12	Perpetual or dated	Dated	Dated	Dated	Dated
13	Original maturity date	21-Jul-2026	05-Dec-2022	11-Jun-2023	01-May-2023

14	Issuer call subject to prior supervisory approval	Yes	Yes	Yes	Yes
15	Optional call date, contingent call dates and	NA	NA	NA	NA
redemption amount

16	Subsequent call dates, if applicable	NA	NA	NA	NA
	Coupons / dividends

17	Fixed or floating dividend/coupon	Fixed	Fixed	Fixed	Fixed
18	Coupon rate and any related index	Zero Coupon	Zero Coupon	Zero Coupon	Zero Coupon

19	Existence of a dividend stopper	No	No	No	No
20	Fully discretionary, partially discretionary or mandatory	NA	NA	NA	NA

21	Existence of step up or other incentive to redeem	NA	NA	NA	NA
22	Noncumulative or cumulative	Cumulative	Cumulative	Cumulative	Cumulative
23	Convertible or non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible
24	If convertible, conversion trigger (s)	NA	NA	NA	NA
25	If convertible, fully or partially	NA	NA	NA	NA
26	If convertible, conversion rate	NA	NA	NA	NA
27	If convertible, mandatory or optional conversion	NA	NA	NA	NA
28	If convertible, specify instrument type convertible into	NA	NA	NA	NA
29	If convertible, specify issuer of instrument it converts	NA	NA	NA	NA
into

30	Write-down feature	No	No	No	No
31	If write-down,write-down trigger(s)	NA	NA	NA	NA

32	If write-down, full or partial	NA	NA	NA	NA
33	If write-down, permanent or temporary	NA	NA	NA	NA
34	If temporary write-down, description of write-up	NA	NA	NA	NA
mechanism

	Position in subordination hierarchy in liquidation	All other depositors	All other depositors	All other depositors	All other depositors

35	(specify instrument type immediately senior to	and creditors of the	and creditors of the	and creditors of the	and creditors of the
	instrument)	Bank	Bank	Bank	Bank

36	Non-compliant transitioned features	Yes	Yes	Yes	Yes
37	If yes, specify non-compliant features	Loss absorption	Loss absorption	Loss absorption	Loss absorption
feature	feature	feature	feature

		INE005A11531	INE005A11697	NMDCSEB1	NMDJY101
1	Issuer	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited

2	Unique identifier (e.g. CUSIP, ISIN or Bloomberg	1999 MAY MMB III	1999 November	INE005A086X8	NMDJY101
identifier for private placement)	MMB II
3	Governing law(s) of the instrument	Indian Laws	Indian Laws	Indian Laws	Indian Laws
	Regulatory treatment

4	Transitional Basel III rules	Tier II	Tier II	Tier II	Tier II
5	Post-transitional Basel III rules	Ineligible	Ineligible	Ineligible	Ineligible
6	Eligible at solo/ group/ group & solo	Solo and group	Solo and group	Solo and group	Solo and group
7	Instrument type	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt
Instruments	Instruments	Instruments	Instruments

8	Amount recognised in regulatory capital (₹ as	8,142,000	2,697,900	108,000,000	0
September 30 2020)

9	Par value of instrument	20,355,000.00	13,489,500.00	540,000,000	130,000,000
10	Accounting classification	Borrowings	Borrowings	Borrowings	Borrowings
					22-Jun-2001
11	Original date of issuance	16-Jun-1999	24-Dec-1999	16-Oct-2001	to
					27-Jun-2001

12	Perpetual or dated	Dated	Dated	Dated	Dated
					22-Jun-2021
13	Original maturity date	16-Apr-2023	24-Sep-2022	16-Oct-2021	to
					27-Jun-2021
14	Issuer call subject to prior supervisory approval	Yes	Yes	Yes	Yes
15	Optional call date, contingent call dates and	NA	NA	NA	NA
redemption amount

16	Subsequent call dates, if applicable	NA	NA	NA	NA
	Coupons / dividends

17	Fixed or floating dividend/coupon	Fixed	Fixed	Fixed	Fixed
				Till 16-Oct-2009:
18	Coupon rate and any related index	Zero Coupon	Zero Coupon	0%	11.55%
				Thereafter: 23.33%
19	Existence of a dividend stopper	No	No	No	No
20	Fully discretionary, partially discretionary or mandatory	NA	NA	NA	NA

21	Existence of step up or other incentive to redeem	NA	NA	NA	NA
22	Noncumulative or cumulative	Cumulative	Cumulative	Non-cumulative	Non-cumulative
23	Convertible or non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible
24	If convertible, conversion trigger (s)	NA	NA	NA	NA
25	If convertible, fully or partially	NA	NA	NA	NA
26	If convertible, conversion rate	NA	NA	NA	NA
27	If convertible, mandatory or optional conversion	NA	NA	NA	NA
28	If convertible, specify instrument type convertible into	NA	NA	NA	NA
29	If convertible, specify issuer of instrument it converts	NA	NA	NA	NA
into

30	Write-down feature	No	No	No	No
31	If write-down,write-down trigger(s)	NA	NA	NA	NA

32	If write-down, full or partial	NA	NA	NA	NA
33	If write-down, permanent or temporary	NA	NA	NA	NA
34	If temporary write-down, description of write-up	NA	NA	NA	NA
mechanism

	Position in subordination hierarchy in liquidation	All other depositors	All other depositors	All other depositors	All other depositors

35	(specify instrument type immediately senior to	and creditors of the	and creditors of the	and creditors of the	and creditors of the
	instrument)	Bank	Bank	Bank	Bank

36	Non-compliant transitioned features	Yes	Yes	Yes	Yes
37	If yes, specify non-compliant features	Loss absorption	Loss absorption	Loss absorption	Loss absorption
feature	feature	feature	feature

		DDC05RRB	DJU06RRB	DSP10LT2
1	Issuer	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited

2	Unique identifier (e.g. CUSIP, ISIN or Bloomberg	INE090A08HI6	INE090A08IF0	INE090A08QO5
identifier for private placement)

3	Governing law(s) of the instrument	Indian Laws	Indian Laws	Indian Laws
	Regulatory treatment

4	Transitional Basel III rules	Tier II	Tier II	Tier II
5	Post-transitional Basel III rules	Ineligible	Ineligible	Ineligible
6	Eligible at solo/ group/ group & solo	Solo and group	Solo and group	Solo and group
7	Instrument type	Tier II Debt	Tier II Debt	Tier II Debt
Instruments	Instruments	Instruments

8	Amount recognised in regulatory capital (₹ as	0	0	14,790,000,000
September 30 2020)

9	Par value of instrument	890,000,000	370,000,000	14,790,000,000
10	Accounting classification	Borrowings	Borrowings	Borrowings
11	Original date of issuance	30-Dec-2005	14-Feb-2006	29-Sep-2010

12	Perpetual or dated	Dated	Dated	Dated
13	Original maturity date	30-Dec-2020	14-Feb-2021	29-Sep-2025


14	Issuer call subject to prior supervisory approval	Yes	Yes	Yes
15	Optional call date, contingent call dates and	NA	NA	NA
redemption amount

16	Subsequent call dates, if applicable	NA	NA	NA
	Coupons / dividends

17	Fixed or floating dividend/coupon	Fixed	Fixed	Fixed
18	Coupon rate and any related index	7.80%	8.25%	8.90%

19	Existence of a dividend stopper	No	No	No
20	Fully discretionary, partially discretionary or mandatory	NA	NA	NA

21	Existence of step up or other incentive to redeem	NA	NA	NA
22	Noncumulative or cumulative	Non-cumulative	Non-cumulative	Non-cumulative
23	Convertible or non-convertible	Non-convertible	Non-convertible	Non-convertible
24	If convertible, conversion trigger (s)	NA	NA	NA
25	If convertible, fully or partially	NA	NA	NA
26	If convertible, conversion rate	NA	NA	NA
27	If convertible, mandatory or optional conversion	NA	NA	NA
28	If convertible, specify instrument type convertible into	NA	NA	NA
29	If convertible, specify issuer of instrument it converts	NA	NA	NA
into

30	Write-down feature	No	No	No
31	If write-down,write-down trigger(s)	NA	NA	NA

32	If write-down, full or partial	NA	NA	NA
33	If write-down, permanent or temporary	NA	NA	NA
34	If temporary write-down, description of write-up	NA	NA	NA
mechanism

	Position in subordination hierarchy in liquidation	All other depositors	All other depositors	All other depositors

35	(specify instrument type immediately senior to	and creditors of the	and creditors of the	and creditors of the
	instrument)	Bank	Bank	Bank

36	Non-compliant transitioned features	Yes	Yes	Yes
37	If yes, specify non-compliant features	Loss absorption	Loss absorption	Loss absorption
feature	feature	feature

		DJA11LT2	DDE12LT2	DDB3/98	N1DQ4PC0	NDDJA101	NDDMA101	NMDQ102	NMDQ302R	NMDQ402
1	Issuer	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited	ICICI Bank Limited

2	Unique identifier (e.g. CUSIP, ISIN or Bloomberg	INE090A08QW8	INE090A08SN3	DDB3/98	N1DQ4PC0	NDDJA101	NDDMA101	NMDQ102	NMDQ302R	NMDQ402
identifier for private placement)

3	Governing law(s) of the instrument	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws
	Regulatory treatment

4	Transitional Basel III rules	Tier II	Tier II	Tier II	Tier II	Tier II	Tier II	Tier II	Tier II	Tier II
5	Post-transitional Basel III rules	Ineligible	Ineligible	Ineligible	Ineligible	Ineligible	Ineligible	Ineligible	Ineligible	Ineligible
6	Eligible at solo/ group/ group & solo	Solo and group	Solo and group	Solo and group	Solo and group	Solo and group	Solo and group	Solo and group	Solo and group	Solo and group
7	Instrument type	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt
Instruments	Instruments	Instruments	Instruments	Instruments	Instruments	Instruments	Instruments	Instruments

8	Amount recognised in regulatory capital (₹ as	0	15,200,000,000	12,000,000	0	101,704,377	51,998,000	760,000	21,000,000	0
September 30 2020)

9	Par value of instrument	20,000,000,000	38,000,000,000	30,000,000	118,100,000	104,204,377	51,998,000	5,900,000	130,900,000	32,800,000
10	Accounting classification	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings
				21-Dec-1998	22-Mar-2001	22-Feb-2001	8-Mar-2001	4-Jun-2001 To	07-Dec-2001	27-Feb-2002
11	Original date of issuance	13-Jan-2011	31-Dec-2012	to	to	to	to	to	to
13-Jul-2001
				29-Jan-1999	10-Apr-2001	02-Feb-2002	31-Mar-2001	30-Jan-2002	09-Apr-2002


12	Perpetual or dated	Dated	Dated	Dated	Dated	Dated	Dated	Dated	Dated	Dated
				21-May-2023	22-Mar-2021	2-Feb-2021	8-Mar-2028	13-Jul-2021 To	16-Jan-2021	27-Feb-2021
13	Original maturity date	13-Jan-2021	31-Dec-2022	to	to	to	to	to	to
04-Jun-2023
				29-Jun-2023	10-Apr-2021	22-Feb-2031	31-Mar-2031	22-Jan-2022	09-Apr-2021

14	Issuer call subject to prior supervisory approval	Yes	Yes	Yes	Yes	Yes	Yes	Yes	Yes	Yes
15	Optional call date, contingent call dates and	NA	NA	NA	NA	NA	NA	NA	NA	NA
redemption amount

16	Subsequent call dates, if applicable	NA	NA	NA	NA	NA	NA	NA	NA	NA
	Coupons / dividends

17	Fixed or floating dividend/coupon	Fixed	Fixed	Fixed	Fixed	Fixed	Fixed	Fixed	Fixed	Fixed
18	Coupon rate and any related index	9.11%	9.15%	Zero Coupon	12.00%	Zero Coupon	Zero Coupon	11.2% To 11.55%	10.20% to 11.05%	9.65% to 10.60%

19	Existence of a dividend stopper	No	No	No	No	No	No	No	No	No
20	Fully discretionary, partially discretionary or mandatory	NA	NA	NA	NA	NA	NA	NA	NA	NA

21	Existence of step up or other incentive to redeem	NA	NA	NA	NA	NA	NA	NA	NA	NA
22	Noncumulative or cumulative	Non-cumulative	Non-cumulative	Cumulative	Non-cumulative	Cumulative	Cumulative	Non-cumulative	Non-cumulative	Non-cumulative
23	Convertible or non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible
24	If convertible, conversion trigger (s)	NA	NA	NA	NA	NA	NA	NA	NA	NA
25	If convertible, fully or partially	NA	NA	NA	NA	NA	NA	NA	NA	NA
26	If convertible, conversion rate	NA	NA	NA	NA	NA	NA	NA	NA	NA
27	If convertible, mandatory or optional conversion	NA	NA	NA	NA	NA	NA	NA	NA	NA
28	If convertible, specify instrument type convertible into	NA	NA	NA	NA	NA	NA	NA	NA	NA
29	If convertible, specify issuer of instrument it converts	NA	NA	NA	NA	NA	NA	NA	NA	NA
into

30	Write-down feature	No	No	No	No	No	No	No	No	No
31	If write-down,write-down trigger(s)	NA	NA	NA	NA	NA	NA	NA	NA	NA

32	If write-down, full or partial	NA	NA	NA	NA	NA	NA	NA	NA	NA
33	If write-down, permanent or temporary	NA	NA	NA	NA	NA	NA	NA	NA	NA
34	If temporary write-down, description of write-up	NA	NA	NA	NA	NA	NA	NA	NA	NA
mechanism

	Position in subordination hierarchy in liquidation	All other depositors	All other depositors	All other depositors	All other depositors	All other depositors	All other depositors	All other depositors	All other depositors	All other depositors

35	(specify instrument type immediately senior to	and creditors of the	and creditors of the	and creditors of the	and creditors of the	and creditors of the	and creditors of the	and creditors of the	and creditors of the	and creditors of the
	instrument)	Bank	Bank	Bank	Bank	Bank	Bank	Bank	Bank	Bank

36	Non-compliant transitioned features	Yes	Yes	Yes	Yes	Yes	Yes	Yes	Yes	Yes
37	If yes, specify non-compliant features	Loss absorption	Loss absorption	Loss absorption	Loss absorption	Loss absorption	Loss absorption	Loss absorption	Loss absorption	Loss absorption
feature	feature	feature	feature	feature	feature	feature	feature	feature

		RDBDDB99
1	Issuer	ICICI Bank Limited

2	Unique identifier (e.g. CUSIP, ISIN or Bloomberg	RDBDDB99
identifier for private placement)

3	Governing law(s) of the instrument	Indian Laws
	Regulatory treatment

4	Transitional Basel III rules	Tier II
5	Post-transitional Basel III rules	Ineligible
6	Eligible at solo/ group/ group & solo	Solo and group
7	Instrument type	Tier II Debt
Instruments

8	Amount recognised in regulatory capital (₹ as	72,366,670
September 30 2020)

9	Par value of instrument	73,432,450
10	Accounting classification	Borrowings
		05-Jul-1999
11	Original date of issuance	to
		19-May-2000

12	Perpetual or dated	Dated
		14-Jul-2024
13	Original maturity date	To	03-
		Apr-2027
14	Issuer call subject to prior supervisory approval	Yes
15	Optional call date, contingent call dates and	NA
redemption amount

16	Subsequent call dates, if applicable	NA
	Coupons / dividends

17	Fixed or floating dividend/coupon	Fixed
18	Coupon rate and any related index	Zero Coupon

19	Existence of a dividend stopper	No
20	Fully discretionary, partially discretionary or mandatory	NA

21	Existence of step up or other incentive to redeem	NA
22	Noncumulative or cumulative	Cumulative
23	Convertible or non-convertible	Non-convertible
24	If convertible, conversion trigger (s)	NA
25	If convertible, fully or partially	NA
26	If convertible, conversion rate	NA
27	If convertible, mandatory or optional conversion	NA
28	If convertible, specify instrument type convertible into	NA
29	If convertible, specify issuer of instrument it converts	NA
into

30	Write-down feature	No
31	If write-down,write-down trigger(s)	NA

32	If write-down, full or partial	NA
33	If write-down, permanent or temporary	NA
34	If temporary write-down, description of write-up	NA
mechanism

	Position in subordination hierarchy in liquidation	All other depositors

35	(specify instrument type immediately senior to	and creditors of the
	instrument)	Bank

36	Non-compliant transitioned features	Yes
37	If yes, specify non-compliant features	Loss absorption
feature

		RNMDDD00	RNMDDD01	INE849D08TK0	INE849D08TL8	INE849D08TQ7	INE849D08TR5	XS1881532912
				ICICI Securities	ICICI Securities	ICICI Securities	ICICI Securities
1	Issuer	ICICI Bank Limited	ICICI Bank Limited	Primary Dealership	Primary Dealership	Primary Dealership	Primary Dealership	ICICI Bank UK Plc
				Limited	Limited	Limited	Limited
2	Unique identifier (e.g. CUSIP, ISIN or Bloomberg	RNMDDD00	RNMDDD01	INE849D08TK0	INE849D08TL8	INE849D08TQ7	INE849D08TR5	XS1881532912
identifier for private placement)

3	Governing law(s) of the instrument	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws	Indian Laws	India/English Laws
	Regulatory treatment

4	Transitional Basel III rules	Tier II	Tier II	Tier II	Tier II	Tier II	Tier II	Tier II
5	Post-transitional Basel III rules	Ineligible	Ineligible	Ineligible	Ineligible	Ineligible	Ineligible
6	Eligible at solo/ group/ group & solo	Solo and group	Solo and group	Group	Group	Group	Group
7	Instrument type	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt	Tier II Debt
Instruments	Instruments	Instruments	Instruments	Instruments	Instruments	Instruments

8	Amount recognised in regulatory capital (₹ as	2,051,627	185,657	100,000,000	30,000,000	140,000,000	200,000,000	5,381,586,913
September 30 2020)

9	Par value of instrument	3,177,736	547,926	500,000,000	150,000,000	350,000,000	500,000,000	SGD 100000000
10	Accounting classification	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings	Borrowings
		22-Sep-2000	16-May-2001
11	Original date of issuance	to	to	21-Dec-2011	17-Feb-2012	30-Nov-2012	14-Dec-2012	26-Sep-2018
		04-Apr-2001	12-Jan-2002

12	Perpetual or dated	Dated	Dated	Dated	Dated	Dated	Dated	Dated
		09-Oct-2021	16-May-2022
13	Original maturity date	to	To	21-Dec-2021	17-May-2022	30-Apr-2023	14-Jun-2023	26-Sep-2028
		03-Nov-2027	12-Jan-2023
14	Issuer call subject to prior supervisory approval	Yes	Yes	No	No	No	No	Yes
15	Optional call date, contingent call dates and							Call option date: 26-
redemption amount	NA	NA	NA	NA	NA	NA	Sep-2023 &
								Redemption: At par
16	Subsequent call dates, if applicable	NA	NA	NA	NA	NA	NA	NA
	Coupons / dividends

17	Fixed or floating dividend/coupon	Fixed	Fixed	Fixed	Fixed	Fixed	Fixed	Fixed
								5.375% (reset at
18	Coupon rate and any related index	Zero Coupon	Zero Coupon	9.75%	9.65%	9.35%	9.35%	26-Sep-2024 at
								SOR+Margin)
19	Existence of a dividend stopper	No	No	No	No	No	No	No
20	Fully discretionary, partially discretionary or mandatory	NA	NA	NA	NA	NA	NA	NA

21	Existence of step up or other incentive to redeem	NA	NA	NA	NA	NA	NA	No
22	Noncumulative or cumulative	Cumulative	Cumulative	Non-cumulative	Non-cumulative	Non-cumulative	Non-cumulative	Non-cumulative
23	Convertible or non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible	Non-convertible
24	If convertible, conversion trigger (s)	NA	NA	NA	NA	NA	NA	NA
25	If convertible, fully or partially	NA	NA	NA	NA	NA	NA	NA
26	If convertible, conversion rate	NA	NA	NA	NA	NA	NA	NA
27	If convertible, mandatory or optional conversion	NA	NA	NA	NA	NA	NA	NA
28	If convertible, specify instrument type convertible into	NA	NA	NA	NA	NA	NA	NA
29	If convertible, specify issuer of instrument it converts	NA	NA	NA	NA	NA	NA	NA
into

30	Write-down feature	No	No	No	No	No	No	Yes
31	If write-down,write-down trigger(s)	NA	NA	NA	NA	NA	NA	to be determined
by the regulator

32	If write-down, full or partial	NA	NA	NA	NA	NA	NA	full
33	If write-down, permanent or temporary	NA	NA	NA	NA	NA	NA	permanent
34	If temporary write-down, description of write-up	NA	NA	NA	NA	NA	NA	NA
mechanism

	Position in subordination hierarchy in liquidation	All other depositors	All other depositors	All other depositors	All other depositors	All other depositors	All other depositors	Unsecured and

35	(specify instrument type immediately senior to	and creditors of the	and creditors of the	and creditors of the	and creditors of the	and creditors of the	and creditors of the	Unsubordinated
	instrument)	Bank	Bank	Bank	Bank	Bank	Bank	Debt

36	Non-compliant transitioned features	Yes	Yes	Yes	Yes	Yes	Yes	No
37	If yes, specify non-compliant features	Loss absorption	Loss absorption	Loss absorption	Loss absorption	Loss absorption	Loss absorption	NA
feature	feature	feature	feature	feature	feature

		DFE20T2
1	Issuer	ICICI Bank Limited
2	Unique identifier (e.g. CUSIP, ISIN or Bloomberg	INE090A08UD0
identifier for private placement)

3	Governing law(s) of the instrument	Indian Laws
	Regulatory treatment

4	Transitional Basel III rules	Tier II
5	Post-transitional Basel III rules	Ineligible
6	Eligible at solo/ group/ group & solo	Solo and group
7	Instrument type	Tier II Debt
Instruments

8	Amount recognised in regulatory capital (₹ as	9,450,000,000
September 30 2020)

9	Par value of instrument	9,450,000,000
10	Accounting classification	Borrowings
11	Original date of issuance	17-Feb-2020

12	Perpetual or dated	Dated
13	Original maturity date	17-Feb-2030

14	Issuer call subject to prior supervisory approval	Yes
		Call option date:
15	Optional call date, contingent call dates and	17-Feb-2025 &
redemption amount	Redemption: At
		par

		Every Interest
16	Subsequent call dates, if applicable	Payment Date
		after 17-Fer-2025

	Coupons / dividends

17	Fixed or floating dividend/coupon	Fixed
		Before call: 7.10%
18	Coupon rate and any related index	If call not
		exercised: 7.10%

19	Existence of a dividend stopper	Yes
20	Fully discretionary, partially discretionary or mandatory	Fully discretionary

21	Existence of step up or other incentive to redeem	NA
22	Noncumulative or cumulative	Non-cumulative
23	Convertible or non-convertible	Non-convertible
24	If convertible, conversion trigger (s)	NA
25	If convertible, fully or partially	NA
26	If convertible, conversion rate	NA
27	If convertible, mandatory or optional conversion	NA
28	If convertible, specify instrument type convertible into	NA
29	If convertible, specify issuer of instrument it converts	NA
into

30	Write-down feature	No
31	If write-down,write-down trigger(s)	NA
32	If write-down, full or partial	NA
33	If write-down, permanent or temporary	NA
34	If temporary write-down, description of write-up	NA
mechanism

	Position in subordination hierarchy in liquidation	All other depositors

35	(specify instrument type immediately senior to	and creditors of the
	instrument)	Bank

36	Non-compliant transitioned features	Yes
37	If yes, specify non-compliant features	Loss absorption
feature

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ICICI Bank Ltd. published this content on 30 October 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 02 November 2020 19:54:07 UTC

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ICICI BANK LIMITED

ICICI Bank : Main features of regulatory capital instruments at September 30, 2020

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