For personal use only
604 page 1/2 15 July 2001
Form604
Corporations Act 2001
Section 671B | ||
Notice of change of interests of substantial holder | ||
ToCompany Name/Scheme - | Immutep Limited | |
ACN/ ARSN | 009 237 889 | |
1. Detailsofsubstantialholder(1) | ||
Name | The Bank of New York Mellon Corporation (BNYMC) and each Group Entity listed in Annexure A (Group Entity), | |
(together BNYMC Group) | ||
ACN/ARSN (if applicable) | ||
There was a change in the interests of the | ||
Substantial holder on | 02 December 2021 |
The previous notice was given to the company on 16 November 2021
The previous notice was dated | 15 November 2021 |
2. Previous and present voting power
The total number of votes attached toall thevoting shares in thecompany or voting interests inthe schemethat thesubstantial holder or an associate (2) hada relevant interest (3) in whenlast required, and whennow required, togive asubstantial holding noticetothecompany or scheme, are as follows:
Classof securities(4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Ordinary shares | 263,793,069 | 30.89% | 255,139,199* | 29.87%* |
- See Note 1 in Annexure C
3. Changes in relevant interests
Particulars of each changein, or changeinthenature of, arelevant interest of the substantial holder or an associateinvotingsecurities of the company or scheme, since the substantial holder was last requiredtogiveasubstantial holding noticeto thecompany or scheme are as follows:
Date of | Person whose | Nature of | Consideration | Class and | Person's votes | |
change | relevant interest | change (6) | giveninrelation | number of | affected | |
changed | to change (7) | securities | ||||
affected | ||||||
See Annexure B | ||||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder invoting securities after thechangeare as follows:
Holder of | Registered | Person | Nature of | Class and | Person's votes |
relevant | holder of | entitled to | relevant | number of | |
interest | securities | be | interest (6) | securities | |
registered | |||||
See Annexure C | |||||
For personal use only
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceasedto be associates of, or have changedthe nature of their association (9) with, the substantial holder inrelation to voting interestsinthecompany or schemeareasfollows:
Name and ACN/ARSN (if applicable) | Nature of association |
BNYMC and each Group Entity | Each Group Entity is an associate of BNYMC pursuant to section 12(2)(a) of the |
Corporations Act 2001 (Cth) as each entity is directly or indirectly owned and | |
controlled by BNYMC. | |
6. Addresses
The addresses of personsnamedinthis formare as follows:
Name | Address | ||
The Bank of New York Mellon | 240 Greenwich Street, New York, NY 10286 USA | ||
Corporation | |||
Each Group Entity | 240 Greenwich Street, New York, NY 10286 USA | ||
Signature
print name | AndrewWeiser | capacity Attorney-In-Fact | |
sign here | Date 03 December 2021 | ||
For personal use only
Annexure A
This is Annexure A of 1 page referred to in Form 604 Notice of Change of Interests of Substantial Holder given by The Bank of New York Mellon Corporation and its related bodies corporate
The Bank of New York Mellon Corporation is the ultimate parent company of a corporate group comprised of a large number of operating and holding companies. Details of the entities directly owned and controlled by The Bank of New York Mellon Corporation are listed below.
- The Bank of New York Mellon
- Pershing Group LLC
- Pershing LLC
print name Andrew Weiser | capacity | Attorney-In-Fact | ||
sign here | date | __ 03 December 2021 | ________ |
Annexure B
For personal use only
This is Annexure B of 1 page referred to in Form 604 Notice of Change of Interests of Substantial Holder given by The
Bank of New York Mellon Corporation and its related bodies corporate
Changes in relevant interests
Person whose relevant interest | Consideration given in | Class and number of | Person's votes | ||
Date of change | Nature of Change | securities affected | |||
changed | relation to change | affected | |||
(Ordinary Shares) | |||||
16-Nov-21 | The Bank of New York Mellon | Transfer out of Securities | N/A | (3,123,900) | (3,123,900) |
17-Nov-21 | The Bank of New York Mellon | Transfer out of Securities | N/A | (1,600,000) | (1,600,000) |
22-Nov-21 | The Bank of New York Mellon | Transfer out of Securities | N/A | (541,180) | (541,180) |
23-Nov-21 | The Bank of New York Mellon | Transfer out of Securities | N/A | (237,000) | (237,000) |
24-Nov-21 | The Bank of New York Mellon | Transfer out of Securities | N/A | (226,890) | (226,890) |
01-Dec-21 | The Bank of New York Mellon | Transfer out of Securities | N/A | (2,430,000) | (2,430,000) |
02-Dec-21 | The Bank of New York Mellon | Transfer out of Securities | N/A | (494,900) | (494,900) |
Print Name - Andrew Weiser | Capacity - Attorney - In - Fact | ||||
Sign Here | Date - 03 December 2021 |
Annexure C
For personal use only
This is Annexure C of 2 pages referred to in Form 604 Notice of Change of Interests of Substantial Holder given by The Bank of New York Mellon Corporation and its related bodies corporate
Present relevant interests
Holder of relevant interest | Nature of relevant interest | Class and number of |
securities | ||
The Bank of New York | Remote Interest Held Under Deposit Agreement | 255,139,109 |
Mellon (BNYM) | ordinary shares | |
Relevant interest under section 608(1)(c) of the | ||
Corporations Act 2001 (Cth) arising from BNYM having | ||
the limited power to dispose of,or control the exercise of | ||
a power to dispose of, securities deposited with or held | ||
by BNYM (or its custodian or agent) in its capacity as | ||
depositary administering an ADR program for Immutep | ||
Limited (Company) under the Deposit Agreement dated | ||
April 16, 2012 between the Company, holders of | ||
American depositary receipts (ADRs) and BNYM | ||
(Deposit Agreement). [*See Note 1 below]. | ||
BNYMC Group (other than | Relevant interest under section 608(3)(a) and/or section | 255,139,109 |
BNYM) | 608(3)(b) of the Corporations Act 2001 (Cth) being a | ordinary shares |
relevant interest held through a body corporate (namely | ||
BNYM) in which the voting power of each other entity in | ||
the BNYMC Group is above 20%, or that each other | ||
entity in the BNYMC Group controls. | ||
[*See Note 1 and Note 2 below] | ||
Pershing LLC | Relevant interest under sections 608(1) of the | 90 ordinary shares |
Corporations Act 2001 (Cth) arising from Pershing LLC | ||
being the registered owner of the securities. |
BNYMC Group (other than | Relevant interest under section 608(3)(a) and/or section | 90 ordinary shares |
Pershing LLC) | 608(3)(b) of the Corporations Act 2001 (Cth) being a | |
relevant interest held through a body corporate (namely | ||
Pershing LLC) in which the voting power of each other | ||
entity in the BNYMC Group is above 20%, or that each | ||
other entity in the BNYMC Group controls. | ||
[*See Note 2 below] | ||
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Immutep Ltd. published this content on 05 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 December 2021 21:31:04 UTC.