INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Monthly Return of Equity Issuer on Movements in Securities
For the month ended
(dd/mm/yyyy) :31/03/2021
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | Industrial and Commercial Bank of China Limited |
Date Submitted | 9 April 2021 |
I. Movements in Authorised Share Capital
(THE FOLLOWING SHOWS MOVEMENTS IN THE REGISTERED SHARE CAPITAL AND PREFERENCE SHARES (AS OPPOSED TO AUTHORISED SHARE CAPITAL) OF THE COMPANY AS THE COMPANY IS INCORPORATED IN THE PRC.)
1. Ordinary Shares
(1) Stock code : 1398 | Description : | H Shares | |||||||||||
No. of ordinary | Par value | Authorised share | |||||||||||
capital | |||||||||||||
shares | (RMB) | (RMB) | |||||||||||
Balance at close of preceding month | 86,794,044,550 | 1.00 | 86,794,044,550 | ||||||||||
Increase/(decrease) | NIL | NIL | |||||||||||
Balance at close of the month | 86,794,044,550 | 1.00 | 86,794,044,550 | ||||||||||
(2) Stock code : 601398 | Description : | A Shares | |||||||||||
No. of ordinary | Par value | Authorised share | |||||||||||
capital | |||||||||||||
shares | (RMB) | (RMB) | |||||||||||
Balance at close of preceding month | 269,612,212,539 | 1.00 | 269,612,212,539 | ||||||||||
Increase/(decrease) | NIL | NIL | |||||||||||
Balance at close of the month | 269,612,212,539 | 1.00 | 269,612,212,539 | ||||||||||
1
2. Preference Shares
EUR600,000,000 6.00%, Non- | |||
Cumulative, Non-Participating, | |||
(1) Stock | Perpetual Offshore Preference Shares | ||
code : | 4604 | Description : | (the "EUR Offshore Preference Shares") |
No. of | Authorised share | ||||||||||||||||
preference | Par value | capital | |||||||||||||||
Balance at close of preceding | shares | (RMB) | (EUR)(See Remark 1) | ||||||||||||||
month | 40,000,000 | 100 | 600,000,000 | ||||||||||||||
Increase/(decrease) | NIL | NIL | |||||||||||||||
Balance at close of the month | 40,000,000 | 100 | 600,000,000 | ||||||||||||||
(the "Domestic Preference Shares"): | |||||||||||||||||
RMB45,000,000,000 4.50%, Non- | |||||||||||||||||
Cumulative, Non-Participating, | |||||||||||||||||
Perpetual Domestic Preference Shares | |||||||||||||||||
(the "Domestic Preference Shares First | |||||||||||||||||
Tranche"); RMB70,000,000,000 4.20%, | |||||||||||||||||
Non-Cumulative,Non-Participating, | |||||||||||||||||
Perpetual Domestic Preference Shares | |||||||||||||||||
(2) Stock | 360011 | (the "Domestic Preference Shares | |||||||||||||||
code : | 360036 | Description : | Second Tranche") | ||||||||||||||
No. of | Authorised share | ||||||||||||||||
preference | Par value | capital | |||||||||||||||
Balance at close of preceding | shares | (RMB) | (RMB)(See Remark 2) | ||||||||||||||
month | 1,150,000,000 | 100 | 115,000,000,000 | ||||||||||||||
Increase/(decrease) | NIL | NIL | |||||||||||||||
Balance at close of the month | 1,150,000,000 | 100 | 115,000,000,000 | ||||||||||||||
USD2,900,000,000 3.58% Non- | |||||||||||||||||
Cumulative, Perpetual Offshore | |||||||||||||||||
Preference Shares (the "USD Offshore | |||||||||||||||||
(3) Stock code : 4620 | Description : | Preference Shares") | |||||||||||||||
No. of | Authorised share | ||||||||||||||||
preference | Par value | capital | |||||||||||||||
shares | (RMB) | (USD)(See Remark 3) | |||||||||||||||
Balance at close of preceding month | 145,000,000 | 100 | 2,900,000,000 | ||||||||||||||
Increase/(decrease) | NIL | NIL |
2
Balance at close of the month | 145,000,000 | 100 | 2,900,000,000 | ||||||||||||||||
3. Other Classes of Shares | |||||||||||||||||||
Stock code : N/A | Description : | N/A | |||||||||||||||||
No. of other | Par value | Authorised share | |||||||||||||||||
classes of | (State | capital | |||||||||||||||||
shares | currency) | (State currency) | |||||||||||||||||
Balance at close of preceding month | NIL | N/A | NIL | ||||||||||||||||
Increase/(decrease) | NIL | NIL | |||||||||||||||||
Balance at close of the month | NIL | N/A | NIL | ||||||||||||||||
Total authorised share capital at the end of the month (Total | 495,680,157,089 (See | |||||||||||||||||
registered share capital and preference shares) (RMB) : | Remark 4) | |||||||||||||||||
II. Movements in Issued Share Capital | ||||||||||||||||||
No. of ordinary shares | No. of preference shares | No. of | ||||||||||||||||
(1) | (2) | (3) | other | |||||||||||||||
EUR Offshore | Domestic | USD Offshore | classes | |||||||||||||||
(1) | (2) | Preference | Preference | Preference | of | |||||||||||||
Balance at close | H Shares | A Shares | Shares | Shares | Shares | shares | ||||||||||||
of preceding | ||||||||||||||||||
month | 86,794,044,550 | 269,612,212,539 | 40,000,000 | 1,150,000,000 | 145,000,000 | NIL | ||||||||||||
Increase/ | ||||||||||||||||||
(decrease) | ||||||||||||||||||
during the month | NIL | NIL | NIL | NIL | NIL | NIL | ||||||||||||
Balance at close | ||||||||||||||||||
of the month | 86,794,044,550 | 269,612,212,539 | 40,000,000 | 1,150,000,000 | 145,000,000 | NIL | ||||||||||||
III. Details of Movements in Issued Share Capital | ||||||||||||||||||
Share Options (under Share Option Schemes of the Issuer) NO SHARE OPTIONS ISSUED BY THE | ||||||||||||||||||
COMPANY | ||||||||||||||||||
Particulars of | No. of new shares of No. of new shares of | |||||||||||||||||
share option | issuer issued during | issuer which may be | ||||||||||||||||
scheme | the month pursuant | issued pursuant | ||||||||||||||||
including EGM | Movement during the month | thereto | thereto as at close of | |||||||||||||||
approval date | the month | |||||||||||||||||
(dd/mm/yyyy) and | ||||||||||||||||||
class of shares | ||||||||||||||||||
issuable | Granted | Exercised | Cancelled | Lapsed | ||||||||||||||
1. | ||||||||||||||||||
( / / | ) |
3
shares
(Note 1)
2.
( | / | / | ) |
shares
(Note 1)
3.
( | / | / | ) |
shares
(Note 1)
Total A. (Ordinary shares) NIL (Preference shares) NIL (Other class) NIL
Total funds raised during the month from exercise of options (State currency)
Warrants to Issue Shares of the Issuer which are to be Listed NO WARRANTS ISSUED BY THE COMPANY
No. of new | No. of new | ||||||||||||
shares of | shares of | ||||||||||||
issuer | issuer which | ||||||||||||
issued | may be | ||||||||||||
during the | issued | ||||||||||||
Nominal value | month | pursuant | |||||||||||
Currency | at close of | Exercised | Nominal value | pursuant | thereto as at | ||||||||
Description of warrants | of nominal | preceding | during the | at close of the | thereto | close of the | |||||||
(Date of expiry - dd/mm/yyyy) | value | month | month | month | month | ||||||||
1. | |||||||||||||
( | / | / | ) |
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
2.
( | / | / | ) |
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
3.
( | / | / | ) |
( | / | / | ) |
( | / | / | ) |
4
No. of new | No. of new | |||||||||||||||||||
shares of | shares of | |||||||||||||||||||
issuer | issuer which | |||||||||||||||||||
issued | may be | |||||||||||||||||||
during the | issued | |||||||||||||||||||
Nominal value | month | pursuant | ||||||||||||||||||
Currency | at close of | Exercised | Nominal value | pursuant | thereto as at | |||||||||||||||
Description of warrants | of nominal | preceding | during the | at close of the | thereto | close of the | ||||||||||||||
(Date of expiry - dd/mm/yyyy) | value | month | month | month | month | |||||||||||||||
Stock code (if listed) | ||||||||||||||||||||
Class of shares | ||||||||||||||||||||
issuable (Note 1) | ||||||||||||||||||||
Subscription price | ||||||||||||||||||||
EGM approval date | ||||||||||||||||||||
(if applicable) | ||||||||||||||||||||
4. | (dd/mm/yyyy) | ( | / | / | ) | |||||||||||||||
( | / / | ) | ||||||||||||||||||
Stock code (if listed) | ||||||||||||||||||||
Class of shares | ||||||||||||||||||||
issuable (Note 1) | ||||||||||||||||||||
Subscription price | ||||||||||||||||||||
EGM approval date | ||||||||||||||||||||
(if applicable) | ||||||||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||||||||
Total B. | (Ordinary shares) NIL | |||||||||||||||||||
(Preference shares) | NIL | |||||||||||||||||||
(Other class) | NIL | |||||||||||||||||||
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new | No. of new | |||||
shares of | shares of | |||||
issuer | issuer which | |||||
issued | may be issued | |||||
Amount at | during the | pursuant | ||||
Currency of | close of | Converted | Amount at | month | thereto as at | |
amount | preceding | during the | close of the | pursuant | close of the | |
Class and description | outstanding | month | month | month | thereto | month |
1. EUR Offshore Preference Shares, convertible compulsorily upon occurrence of a trigger
event pursuant to the | ||||||||||||||
terms and conditions with | 1,251,825,578 | |||||||||||||
respect to the EUR | H Shares | |||||||||||||
Offshore Preference | (See Remark | |||||||||||||
Shares | EUR | 600,000,000 | - | 600,000,000 | - | 5) | ||||||||
Stock code (if listed) | 4604 | |||||||||||||
Class of shares | ||||||||||||||
issuable (Note 1) | H Shares | |||||||||||||
The initial conversion | ||||||||||||||
price is EUR0.4793, | ||||||||||||||
Subscription price | subject to adjustment | |||||||||||||
EGM approval date | ||||||||||||||
(if applicable) | ||||||||||||||
(dd/mm/yyyy)) | (19/09/2014) |
5
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ICBC - Industrial and Commercial Bank of China Limited published this content on 09 April 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 09 April 2021 10:09:03 UTC.
