Item 8.01. Other Events.
On July 29, 2022, Mr. Thomas Peterffy, founder and Chairman Interactive Brokers
Group, Inc. (the "Company"), adopted a Rule 10b5-1 trading plan to sell
1,000,000 of the Company's Class A common stock received in partial redemption
of his interests in IBG Holdings LLC, as more fully described in the prospectus
supplement filed on Form 424b5 (File No. 333-240121) (the "Prospectus
Supplement") with the Securities and Exchange Commission ("SEC") on August 1,
2022, and other personally held shares. Mr. Peterffy entered into the plan as
part of his personal long-term investment strategy for tax, asset
diversification and liquidity.
Under the terms of the plan, Mr. Peterffy intends to sell up to 20,000 shares of
the Company's Class A common stock per day at prevailing market prices, subject
to the terms of the plan and SEC Rule 144. Mr. Peterffy will not have any
control over the timing of the stock sales under the plan. The transactions will
occur until the earlier of the date on which all shares are sold, January 28,
2023, or the plan is terminated in accordance with its terms and applicable
laws. All transactions under the plan will be disclosed in accordance with
applicable securities laws, rules and regulations through appropriate filings
with the SEC, as applicable.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
Exhibit
Number Description
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded
within the Inline XBRL Document).
(*) Filed herewith.
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