Item 8.01. Other Events.
On January 28, 2023, Mr. Thomas Peterffy, founder and Chairman Interactive
Brokers Group, Inc. (the "Company"), adopted a Rule 10b5-1 trading plan to
continue selling personally held shares of the Company's Class A common stock
received in prior redemptions. Mr. Peterffy entered into the plan as part of his
personal long-term investment strategy for tax, asset diversification and
liquidity.
Under the terms of the plan, Mr. Peterffy intends to sell up to 20,000 shares of
the Company's Class A common stock per day at prevailing market prices, subject
to the terms of the plan and SEC Rule 144. Mr. Peterffy will not have any
control over the timing of the stock sales under the plan. The transactions will
occur until the earlier of the date on which all shares are sold, July 29, 2023,
or the plan is terminated in accordance with its terms and applicable laws. All
transactions under the plan will be disclosed in accordance with applicable
securities laws, rules and regulations through appropriate filings with the SEC,
as applicable.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
Exhibit
Number Description
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded
within the Inline XBRL Document).
(*) Filed herewith.
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