603 Page 1 of 3 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
For personal use only
ToCompany Name/Scheme | Karoon Energy Limited | ||
ACN/ARSN | 107 001 | 338 | |
1. Details of substantial holder (1) | |||
Name | Australian Retirement Trust Pty LTD ATF Australian Retirement Trust | ||
ACN/ARSN (if applicable) | 010 720 | 840 | |
The holder became a substantial holder on | 31/05/2022 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
Fully paid ordinary | 28,120,275 | 28,120,275 | 5.045% |
shares | |||
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | |||||
Australian Retirement Trust | Power to exercise voting rights | ||||||
pursuant to position held as | Fully paid ordinary | ||||||
Pty LTD ATF Australian | |||||||
trustee of a superannuation | shares 28,120,275 | ||||||
Retirement Trust | |||||||
fund. | |||||||
4. Details of present registered holders | |||||||
The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | |||||||
Holder of relevant | Registered holder of | Person entitled to be | Class and number of securities | ||||
interest | securities | registered as holder (8) | |||||
Australian | HSBC Custody | Fully paid ordinary | |||||
Retirement Trust Pty | |||||||
Nominees | |||||||
LTD ATF Australian | shares 28,120,275 | ||||||
(Australia)Limited | |||||||
Retirement Trust | |||||||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant | Date of acquisition | Consideration (9) | Class and number of securities |
interest | |||
Cash | Non-cash |
Refer to Annexure A
603 Page 2 of 3 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
only | Name and ACN/ARSN (if applicable) | Nature of association | |||
7. Addresses | |||||
The addresses of persons named in this form are as follows: | |||||
use | Name | Address | |||
Australian Retirement | |||||
Trust Pty LTD ATF | 30 Little Cribb Street, Milton QLD 4064 | ||||
Australian Retirement | |||||
Trust | |||||
Signature
personal(5) | The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an | ||||
print name | Tobias Claesson | Tracy Ashworth | capacity | Authorised Signatory | |
sign here | date | 02/06/2022 | |||
DIRECTIONS | |||||
(1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the | ||||
manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of | |||||
persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each | |||||
group, with the names and addresses of members is clearly set out in paragraph 7 of the form. | |||||
(2) | See the definition of "associate" in section 9 of the Corporations Act 2001. | ||||
(3) | See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | ||||
(4) | The voting shares of a company constitute one class unless divided into separate classes. | ||||
For | associate has a relevant interest in. | ||||
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | |||||
(6) | |||||
(7) | Include details of: | ||||
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of | |||||
any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any | |||||
contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or | |||||
arrangement; and |
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on
the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in
603 Page 3 of 3 15 July 2001
relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
For personal use only
Annexure A: Consideration | ||||||
Holder of Relevant Interest | Purchase/ | Trade Date | Consideration | Consideration | Number of | |
Sale | (Cash) | (Non-Cash) | Securities | |||
only | (All fully paid | |||||
ordinary) | ||||||
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | MERGER | 28/02/2022 | n/a | 35,162,302.92 | 17,236,423.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 04/03/2022 | 16,941.05 | n/a | 7,793.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 07/03/2022 | 1,246,857.39 | n/a | 539,686.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 07/03/2022 | 10,382.25 | n/a | 4,587.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 08/03/2022 | 37,578.77 | n/a | 16,088.000 | |
use | Australian Retirement Trust Pty Ltd | |||||
ATF Australian Retirement Trust | SELL | 08/03/2022 | 211,115.23 | n/a | 92,281.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 09/03/2022 | 5,107.70 | n/a | 2,222.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 10/03/2022 | 1,568,106.21 | n/a | 742,221.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 10/03/2022 | 19,249.53 | n/a | 9,123.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 10/03/2022 | 7,438.86 | n/a | 3,535.000 | |
personal | Australian Retirement Trust Pty Ltd | |||||
ATF Australian Retirement Trust | SELL | 10/03/2022 | 33,040.49 | n/a | 15,659.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 11/03/2022 | 43,929.21 | n/a | 20,059.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 14/03/2022 | 152,861.67 | n/a | 67,955.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 15/03/2022 | 21,739.53 | n/a | 10,000.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 16/03/2022 | 845,869.49 | n/a | 387,445.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 17/03/2022 | 742,640.65 | n/a | 351,559.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 21/03/2022 | 19,365.54 | n/a | 9,111.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 21/03/2022 | 14,129.01 | n/a | 6,525.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 22/03/2022 | 1,228,357.89 | n/a | 546,722.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 22/03/2022 | 17,809.76 | n/a | 8,000.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 25/03/2022 | 744,864.75 | n/a | 334,990.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 29/03/2022 | 919,242.20 | n/a | 423,012.000 | |
For | Australian Retirement Trust Pty Ltd | |||||
ATF Australian Retirement Trust | BUY | 31/03/2022 | 1,060,002.36 | n/a | 493,953.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 04/04/2022 | 6,017.66 | n/a | 2,714.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 04/04/2022 | 17,743.38 | n/a | 8,088.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 05/04/2022 | 3,005.39 | n/a | 1,357.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 06/04/2022 | 636,443.05 | n/a | 293,064.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 06/04/2022 | 5,018.23 | n/a | 2,314.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 12/04/2022 | 404,002.03 | n/a | 194,149.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 12/04/2022 | 57,551.60 | n/a | 27,500.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 12/04/2022 | 44,148.08 | n/a | 21,333.000 |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 13/04/2022 | 489,569.63 | n/a | 228,851.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 13/04/2022 | 58,853.16 | n/a | 27,500.000 | |
only | Australian Retirement Trust Pty Ltd | |||||
ATF Australian Retirement Trust | BUY | 14/04/2022 | 3,817.49 | n/a | 1,750.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 19/04/2022 | 5,019.67 | n/a | 2,232.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 19/04/2022 | 126,009.11 | n/a | 55,000.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 20/04/2022 | 3,018.96 | n/a | 1,357.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 20/04/2022 | 6,005.09 | n/a | 2,714.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 21/04/2022 | 660,703.20 | n/a | 290,867.000 | |
use | Australian Retirement Trust Pty Ltd | |||||
ATF Australian Retirement Trust | BUY | 26/04/2022 | 2,518.94 | n/a | 1,219.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 28/04/2022 | 524,280.30 | n/a | 254,505.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 29/04/2022 | 247,991.92 | n/a | 118,376.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 02/05/2022 | 104,464.62 | n/a | 50,466.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 02/05/2022 | 5,018.58 | n/a | 2,369.000 | |
personal | Australian Retirement Trust Pty Ltd | |||||
ATF Australian Retirement Trust | BUY | 04/05/2022 | 648,632.80 | n/a | 311,530.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 04/05/2022 | 37,580.16 | n/a | 18,000.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 05/05/2022 | 513,366.89 | n/a | 241,518.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 05/05/2022 | 6,958.74 | n/a | 3,250.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 06/05/2022 | 522,820.13 | n/a | 261,686.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 06/05/2022 | 80,206.80 | n/a | 40,000.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 10/05/2022 | 264,784.40 | n/a | 145,095.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 10/05/2022 | 286,822.96 | n/a | 158,826.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 10/05/2022 | 8,839.99 | n/a | 4,900.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 11/05/2022 | 30,569.67 | n/a | 17,000.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 12/05/2022 | 1,223,605.46 | n/a | 660,289.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 16/05/2022 | 373,237.50 | n/a | 201,750.000 | |
For | Australian Retirement Trust Pty Ltd | |||||
ATF Australian Retirement Trust | SELL | 16/05/2022 | 166,932.90 | n/a | 90,234.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 16/05/2022 | 166,932.90 | n/a | 90,234.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 16/05/2022 | 373,237.50 | n/a | 201,750.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | SELL | 16/05/2022 | 75,716.07 | n/a | 40,000.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 17/05/2022 | 941,718.84 | n/a | 483,344.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 18/05/2022 | 652,617.69 | n/a | 341,982.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 19/05/2022 | 351,737.68 | n/a | 186,883.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 19/05/2022 | 746,868.16 | n/a | 396,876.000 | |
Australian Retirement Trust Pty Ltd | ||||||
ATF Australian Retirement Trust | BUY | 19/05/2022 | 5,018.69 | n/a | 2,702.000 |
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Karoon Energy Limited published this content on 02 June 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 02 June 2022 06:21:04 UTC.