Microsoft Word - Kinetic Mines-Monthly Return of September 2015-Eng


Monthly Return of Equity Issuer on Movements in Securities For the month ended (dd/mm/yyyy) : 30/9/2015

For Main Board and GEM listed issuers


To : Hong Kong Exchanges and Clearing Limited


Name of Issuer Kinetic Mines and Energy Limited

Date Submitted 2/10/2015


  1. Movements in Authorised Share Capital


  2. Ordinary Shares


  3. Stock code : 1277 Description : Ordinary Shares



    No. of ordinary shares

    Par value (State currency)

    Authorised share capital

    (State currency)


    Balance at close of preceding month 500,000,000,000 US$0.001 US$500,000,000


    Increase/(decrease) Nil Nil


    Balance at close of the month 500,000,000,000 US$0.001 US$500,000,000



  4. Stock code : N/A Description : N/A


  5. No. of ordinary shares

    Par value

    (State currency)

    Authorised share capital

    (State currency)


    Balance at close of preceding month Increase/(decrease)


    Balance at close of the month

    (State currency)

  6. Preference Shares


    Stock code :

    N/A

    Description :

    N/A


    No. of preference Par value

    shares

    Authorised share capital

    (State currency)


    Balance at close of preceding month



    Increase/(decrease)


    Balance at close of the month


  7. Other Classes of Shares


    Stock code :

    N/A

    Description :

    N/A



    No. of other classes Par value Authorised share capital

    of shares (State currency) (State currency)


    Balance at close of preceding month



    Increase/(decrease)


    Balance at close of the month


    Total authorised share capital at the end of the month (State currency) : US$500,000,000

  8. Movements in Issued Share Capital



    Balance at close of preceding month


    Increase/ (decrease) during the month


    Balance at close of the month

    No. of ordinary shares (1) (2)

    No of preference shares

    No. of other classes of shares


    8,430,000,000


    Nil


    8,430,000,000





    N/A



    N/A



    N/A


  9. Details of Movements in Issued Share Capital


  10. Share Options (under Share Option Schemes of the Issuer)

    Particulars of share No. of new shares of No. of new shares

    option scheme issuer issued during the of issuer which may

    including EGM month pursuant thereto be issued pursuant

    approval date Movement during the month thereto as at close (dd/mm/yyyy) and of the month

    class of shares

    issuable Granted Exercised Cancelled Lapsed

    1. Share Option Scheme



    ( 06/03/2012)


    Ordinary shares 0 0 0 0 0

    (Note 1)


    2. N/A




    ( / / )

    shares

    shares

    (Note 1)


    3. N/A




    ( / / )

    shares

    (Note 1)

    Total A. (Ordinary shares) Nil

    (Preference shares) N/A

    (Other class) N/A

    Total funds raised during the month from exercise of options

    (State currency) Nil


    0

    Warrants to Issue Shares of the Issuer which are to be Listed

    No. of new No. of new shares of shares of issuer

    issuer issued which may be during the issued pursuant

    month thereto as at Nominal value at Exercised Nominal value at pursuant close of the

    Description of warrants Currency of close of preceding during the close of the thereto month (Date of expiry - dd/mm/yyyy) nominal value month month month

    1. N/A



    ( / / )

    Stock code (if listed) Class of shares issuable (Note 1)

    Subscription price EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / ) 2. N/A



    ( / / )

    Stock code (if listed) Class of shares issuable (Note 1)

    Subscription price EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / ) 3. N/A



    ( / / )

    Stock code (if listed) Class of shares issuable (Note 1)

    Subscription price EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / ) 4. N/A



    ( / / )

    Stock code (if listed) Class of shares issuable (Note 1)

    Subscription price EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )


    Total B. (Ordinary shares) Nil

    (Preference shares) N/A

    (Other class) N/A

    Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

    No. of new No. of new shares of shares of issuer

    issuer issued which may be during the issued pursuant

    month thereto as at

    Currency of Converted pursuant close of the amount Amount at close of during the Amount at close thereto month

    Class and description outstanding preceding month month of the month

    1. N/A




    Stock code (if listed) Class of shares issuable (Note 1)

    Subscription price EGM approval date

    (if applicable)

    (dd/mm/yyyy)) ( / / ) 2. N/A




    Stock code (if listed) Class of shares issuable (Note 1)

    Subscription price EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / ) 3. N/A




    Stock code (if listed) Class of shares issuable (Note 1)

    Subscription price EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / ) 4. N/A




    Stock code (if listed) Class of shares issuable (Note 1)

    Subscription price EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )

    Total C. (Ordinary shares) Nil

    (Preference shares) N/A

    (Other class) N/A

    Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


    Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:

    No. of new shares of issuer issued during the month pursuant thereto

    No. of new shares of issuer which may be issued pursuant thereto as at close of the month

    1.

    N/A

    (

    /

    /

    )


    2.

    shares (Note 1)


    N/A

    (

    /

    /

    )


    3.

    shares (Note 1)

    N/A

    (

    /

    /

    )

    shares (Note 1)

    Nil

    Total D.

    (Ordinary shares)

    (Preference shares)

    N/A

    (Other class)

    N/A

    Other Movements in Issued Share Capital

    No. of new No. of new shares of shares of issuer issued issuer which

    during the may be issued month pursuant

    pursuant thereto as at

    thereto close of the month

    Type of Issue


    Class of shares issuable

    (Note 1)

    1. Rights issue At price : State Issue and allotment date : ( / /)

    currency(dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A


    N/A


    Class of shares issuable

    (Note 1)

    2. Open offer At price : State Issue and allotment date : ( / /)

    currency(dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A


    N/A


    Class of shares issuable

    (Note 1)

    3. Placing At price : State Issue and allotment date : ( / /)

    currency(dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A


    N/A


    Class of shares issuable

    (Note 1)


    4. Bonus issue Issue and allotment date : ( / / ) (dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A


    N/A


    No. of new No. of new shares of shares of issuer issued issuer which

    during the may be issued month pursuant

    pursuant thereto as at

    thereto close of the month

    Type of Issue


    Class of shares issuable

    (Note 1)

    5. Scrip dividend At price : State Issue and allotment date : ( / /)

    currency(dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A


    N/A


    Class of shares repurchased (Note 1)


    6. Repurchase of shares Cancellation date : ( / / ) (dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A


    N/A


    Class of shares redeemed

    (Note 1)


    7. Redemption of shares Redemption date : ( / / ) (dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A


    N/A


    Class of shares issuable

    (Note 1)

    8. Consideration issue At price : State Issue and allotment date : ( / /)

    currency(dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A


    N/A


    Class of shares issuable

    (Note 1)


    9. Capital reorganisation Issue and allotment date : ( / / ) (dd/mm/yyyy)

    EGM approval date: ( / / ) (dd/mm/yyyy)

    N/A N/A



    Type of Issue

    No. of new shares of issuer issued during the month pursuant thereto

    No. of new shares of issuer which may be issued pursuant thereto as at close of the month


    10.


    Other


    At price :


    State currency



    Class of shares issuable

    (Note 1)


    Issue and allotment date : (dd/mm/yyyy)

    ( / / )

    EGM approval date: (dd/mm/yyyy)


    N/A


    N/A

    Total E. (Ordinary shares)

    (Preference shares)

    (Other class)

    Nil N/A N/A



    Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)

    (2)

    Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):


    Nil

    N/A

    N/A

    N/A

    (These figures should be the same as the relevant figures under II above ('Movements in Issued Share Capital').)

    Remarks (if any):











    Submitted by: Mr. Zhang Li


    Title: Chairman and Executive Director

    (Director, Secretary or other duly authorised officer)



    Notes :


    1. State the class of shares (e.g. ordinary, preference or other).


    2. If there is insufficient space, please append the prescribed continuation sheet.

distributed by