Form 603
Corporations Act 2001
Section 671B | ||||||||||
Notice of initial substantial holder | ||||||||||
To Company Name/Scheme | Kogan.com Ltd | |||||||||
ACN/ARSN | ACN 152 570 351 | |||||||||
only | ||||||||||
1. Details of substantial holder (1) | ||||||||||
Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) | |||||||||
ACN/ARSN (if applicable) | 008 496 713 | |||||||||
The holder became a substantial holder on | 06-Dec-2021 | |||||||||
2. Details of voting power | ||||||||||
useThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an | ||||||||||
associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: | ||||||||||
Class of securities (4) | Number of securities | Persons' votes (5) | Voting power (6) | |||||||
Common Stock | 5,387,262 | 5,387,262 | 5.04% | |||||||
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | |||||
See Annexure "A" | |||||||
4. Details of present registered holders | |||||||
The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | |||||||
personal | |||||||
Holder of relevant interest | Registered holder of | Person entitled to be | Class and number of | ||||
securities | registered as holder (8) | securities | |||||
See Annexure "B" | |||||||
5. Consideration | ||||||
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial | ||||||
For | ||||||
holder became a substantial holder is as follows: | ||||||
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of | |||
securities | ||||||
Cash | Non-cash | |||||
See Annexure "C" | ||||||
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6. | Associates | ||
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: | |||
Name and ACN/ARSN (if applicable) | Nature of association | ||
See Annexure "D" | |||
7. | Addresses | ||
only |
The addresses of persons named in this form are as follows:
useSignature personalFor
Name
See Annexure "E"
print name | Winston Loke |
sign here
capacity | Authorised Signatory |
date | 10-Dec-2021 |
Annexure "A"
only | ||||
3. Details of relevant interests | ||||
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder | ||||
became a substantial holder are as follows: | ||||
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | ||
Credit Suisse AG | Holder of securities subject to an | 1,709 Common Stock | ||
obligation to return under securities | ||||
use | lending agreement | |||
Credit Suisse AG, Dublin Branch | Holder of securities subject to an | 2,455,571 Common Stock | ||
obligation to return under securities | ||||
lending agreement | ||||
Credit Suisse AG, Singapore Branch | Holder of securities subject to an | 793,056 Common Stock | ||
obligation to return under securities | ||||
lending agreement | ||||
Credit Suisse Asset Management | Voting rights and right to dispose | 6,931 Common Stock | ||
(Schweiz) AG | ||||
Credit Suisse Equities (Australia) | Holder of securities subject to an | 1,261,730 Common Stock | ||
Limited (ACN 068 232 708) | obligation to return under securities | |||
lending agreement | ||||
Credit Suisse Funds AG | Voting rights and right to dispose | 72,990 Common Stock | ||
Credit Suisse International | Holder of securities subject to an | 92,000 Common Stock | ||
obligation to return under securities | ||||
lending agreement | ||||
Credit Suisse Securities (USA) LLC | Holder of securities subject to an | 703,275 Common Stock | ||
obligation to return under securities | ||||
lending agreement |
personalFor | |||||||
This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder" | |||||||
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | |||||||
Signature | |||||||
print name | Winston Loke | capacity | Authorised Signatory | ||||
sign here | date | 10-Dec-2021 | |||||
3
Annexure "B"
only | ||||
4. Details of present registered holders | ||||
The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | ||||
Holder of relevant interest | Registered holder of | Person entitled to be | Class and number of | |
securities | registered as holder (8) | securities | ||
Credit Suisse AG | HSBC Custody Nominees | Credit Suisse AG | 1,709 Common Stock | |
(Australia) Limited (ACN 003 | ||||
use | 094 568) | |||
Credit Suisse AG, Dublin | CS Third Nominees Pty | Credit Suisse AG, Dublin | 2,455,571 Common Stock | |
Branch | Limited (ACN 007 053 849) | Branch | ||
Credit Suisse AG, Singapore | CS Third Nominees Pty | Credit Suisse AG, Singapore | 793,056 Common Stock | |
Branch | Limited (ACN 007 053 849) | Branch | ||
Credit Suisse Asset | HSBC Custody Nominees | Credit Suisse Asset | 6,931 Common Stock | |
Management (Schweiz) AG | (Australia) Limited (ACN 003 | Management (Schweiz) AG | ||
094 568) | ||||
Credit Suisse Equities | CS Fourth Nominees Pty | Credit Suisse Equities | 1,261,730 Common Stock | |
(Australia) Limited (ACN 068 | Limited (ACN 069 126 432) | (Australia) Limited | ||
personalFor | 232 708) | |||
Credit Suisse Funds AG | HSBC Custody Nominees | Credit Suisse Funds AG | 72,990 Common Stock | |
(Australia) Limited (ACN 003 | ||||
094 568) | ||||
Credit Suisse International | CS Third Nominees Pty | Credit Suisse International | 92,000 Common Stock | |
Limited (ACN 007 053 849 | ||||
Credit Suisse Securities | CS Third Nominees Pty | Credit Suisse Securities | 703,275 Common Stock | |
(USA) LLC | Limited (ACN 007 053 849) | (USA) LLC |
This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"
Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | ||
print name | Winston Loke | capacity | Authorised Signatory |
sign here | date | 10-Dec-2021 | |
4
only | Annexure "C" | |||||
5. Consideration | ||||||
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial | ||||||
holder became a substantial holder is as follows: | ||||||
use | Holder of relevant interest | Date of | Consideration (9) | Class and number of | ||
acquisition | securities | |||||
Cash | Non-cash | |||||
Credit Suisse AG | 15-Oct-21 | Transfer in | 89 Common Stock | |||
Credit Suisse AG | 15-Oct-21 | Transfer in | 1,709 Common Stock | |||
Credit Suisse AG | 30-Nov-21 | Transfer Out | -89 Common Stock | |||
personal | ||||||
Credit Suisse AG, Dublin | 9-Aug-21 | Refer to Annexure F | Stock borrowed under OSLA | 19,162 Common Stock | ||
Branch | of Notice | |||||
26-Aug-21 | Stock returned under OSLA | -50,000 Common Stock | ||||
Credit Suisse AG, Dublin | 9-Aug-21 | Refer to Annexure F | Stock returned under OSLA | -65,133 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 10-Aug-21 | Refer to Annexure F | Stock returned under OSLA | -8,600 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 10-Aug-21 | Refer to Annexure F | Stock returned under OSLA | -14,240 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 12-Aug-21 | Refer to Annexure F | Stock returned under OSLA | -350,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 17-Aug-21 | Refer to Annexure F | Stock borrowed under OSLA | 100,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 25-Aug-21 | Refer to Annexure F | Stock borrowed under OSLA | 250,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 25-Aug-21 | Refer to Annexure F | Stock borrowed under OSLA | 50,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 26-Aug-21 | Refer to Annexure F | Stock returned under OSLA | -250,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | Refer to Annexure F | |||||
For | Branch | of Notice | ||||
Credit Suisse AG, Dublin | 26-Aug-21 | Refer to Annexure F | Stock borrowed under OSLA | 250,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 26-Aug-21 | Refer to Annexure F | Stock borrowed under OSLA | 50,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 26-Aug-21 | Refer to Annexure F | Stock returned under OSLA | -5,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 26-Aug-21 | Refer to Annexure F | Stock returned under OSLA | -3,760 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 26-Aug-21 | Refer to Annexure F | Stock borrowed under OSLA | 22,000 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 27-Aug-21 | Refer to Annexure F | Stock borrowed under OSLA | 21,459 Common Stock | ||
Branch | of Notice | |||||
Credit Suisse AG, Dublin | 3-Sep-21 | Refer to Annexure F | Stock returned under OSLA | -22,000 Common Stock | ||
Branch | of Notice | |||||
5
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Kogan.com Ltd. published this content on 10 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 December 2021 02:11:00 UTC.