KOTAK MAHINDRA BANK LIMITED ANNEXURE IX
TRADING PLAN
( For the period from: 2 4 -10-2022 to: 23-10-2023)
To
The Compliance Officer,
Kotak Mahindra Asset Management Co. Ltd.
Dear Sir/Madam,
Sub:TradingPlanunderRegulation5oftheSEBI(ProhibitionofInsiderTrading)Regulations,2015
In terms of provisions of Regulation 5 of the SEBI (Prohibition of Insider Trading) Regulations, 2015 and Clause 2.13 of MOPP Governing Personal Securities Transactions By Employees, And Prohibition Of Insider Trading In Securities By Employees, adopted by the Company, I "Harsha Upadhyaya ", hereby give "My Trading Plan" to sell the equity shares of Kotak Mahindra Bank Limited, held as ESOP as part of my remuneration, as per details furnished hereunder:
Name of the Empl oyee*
Harsha Upadhyaya (FUNDMGMT EQTY KMAMC)
Name of the Immediate Relative
na
Relation with Immediate Relative
na
Designation
President, CIO Equity
Date of Submission
19-04-2022
Period of Trading
As per the plan mentioned in the table below
From twentieth trading day before 31 March to the second trading day after the disclosure of annual financial results by Kotak Mahindra Bank Limited.
From twentieth trading day before 30 June to the second trading day aher the disclosure of financial results for first quarter by Kotak Mahindra Bank Limited.
No trading period
From twentieth trading day before 30 September to the second trading day aher the disosure of financial results for the half year by Kotak Mahindra Bank Limited.
From twentieth trading day before 31 December to the second trading day aher the disosure of financial results for the third quarter by Kotak Mahindra Bank Limited.
Details af Trades to be executed the insider and I or his immediate relatis):
Quantity or Value of ProposedParticulars of personName
Relation with insider
Period or Dates of Proposed Trades
Trades | ||
Quantity | Value | |
Date o f Trade | Sell | Sell |
From
To
Harsha Upadhyaya Harsha Upadhyaya
Harsha Upadhyaya Harsha Upadhyaya
Harsha Upadhyaya
Harsha Upadhyaya Harsha Upadhyaya Harsha Upadhyaya Harsha Upadhyaya
Self Self Self Self Self Self Self Self Self
07-11-2022 11-11-2022
14-11-2022 18-11-2022
21-11-2022 25-11-2022
06-02-2023 10-02-2023
13-02-2023 17-02-2023
20-02-2023 24-02-2023
08-05-2023 12-05-2023
15-05-2023 19-05-2023
22-05-2023 26-05-2023
4000
4000
4000
2000
2000
3000
3000
2000
3000
NA NA NA NA NA NA NA NA NA
I hereby undertake that:
I/my immediate relative(s) will not trade in the securities as set out in the trading plan during the cool off period of six months. I/my immediate relatives will not trade during the no-trading periods specified herein above.
I/my immediate relatives will not trade in the securities of Kotak Mahindra Bank Ltd. for market abuse.
I hereby confirm that I am not in possession of any unpublished price sensitive information
Date | 19-04-2022 |
Place | Mumbai |
"This is a system generated copy hence signature of employee is not provided here and the | |
Sign | |
employee is fully responsible for all the information provided in trading plan and has | |
submitted reauest as oer his/her own discrete decision" |
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Disclaimer
Kotak Mahindra Bank Limited published this content on 20 April 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 April 2022 15:44:09 UTC.
