Lake Resources NL : Notification regarding unquoted securities - LKE

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

	Announcement Summary
only	Entity name
LAKE RESOURCES N.L.
		Date of this announcement
		Friday January 21, 2022
		The +securities the subject of this notification are:
		Other
use	Total number of +securities to be issued/transferred
ASX +security
		code	Security description
		New class - code	Unlisted Options
		to be confirmed
personalFor	Refer to next page for full details of the announcement

Total number of +securities to be

issued/transferred Issue date

1,000,000 20/01/2022

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

LAKE RESOURCES N.L.

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	49079471980
1.3	ASX issuer code
LKE

1. The announcement is New announcement
2. Date of this announcement

21/1/2022

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are: Other

For personal use only

Please specify

Options issued to employee

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	New +securities
ASX +security code			+Security description
	New class - code to be confirmed			Unlisted Options
	+Security type			ISIN code
	Options
use	Date the +securities the subject of this notification were issued
20/1/2022
	Will all the +securities issued in this class rank equally in all respects from their issue date?
personal	Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	Yes
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
	https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02471475-2A1348547?access_token=8
	3ff96335c2d45a094df02a206a39ff4(Schedule 6)
Options Details
	+Security currency	Exercise price		Expiry date
	AUD - Australian Dollar	AUD 1.48000000	19/1/2025
	Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
For	company option
Other
Description

Fully Paid Ordinary Shares

Any other information the entity wishes to provide about the +securities the subject of this notification

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

Issued upon agreement being reached

	Issue details
only	Number of +securities
		1,000,000
		Were the +securities issued for a cash consideration?
use	No
Please describe the consideration being provided for the +securities
		Issued to employee
		Purpose of the issue
		Other
personalFor	Additional Details
Issued to employee as incentive

Notification of Issue, Conversion or Payment up of Unquoted

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