Lepidico : Application for quotation of securities - LPD

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

LEPIDICO LTD

Announcement Type

New announcement

Date of this announcement

Monday November 15, 2021

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
LPD	ORDINARY FULLY PAID	8,783,302	15/11/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

LEPIDICO LTD

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ABN	99008894442
1.3	ASX issuer code
LPD

1. The announcement is New announcement
2. Date of this announcement

15/11/2021

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

For personal use only

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

LPDAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

use

TO (Existing Class)

ASX +security code and description

LPD : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

8,333,333

The first date the options were exercised or other +convertible securities were converted

15/11/2021

The last date the options were exercised or other +convertible securities were converted

15/11/2021

personal

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

For

Name of KMP		Name of registered holder
Mark Rodda		Sodelu Pty Ltd
Tom Dukovcic		Tom Dukovcic
Cynthia Thomas		Cynthia Thomas

Number of options being exercised or other +convertible securities being converted

2,500,000

3,333,333

2,500,000

Application for quotation of +securities

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Application for quotation of +securities

Issue date 15/11/2021

		Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
		+securities in that class?
		Yes
onlyIssue details
use	Number of +securities to be quoted
		8,333,333
		Are the +securities being issued for a cash consideration?
		Yes
personal	In what currency is the cash consideration being paid? What is the issue price per +security?
AUD - Australian Dollar	AUD 0.02600000
		Any other information the entity wishes to provide about the +securities to be quoted
		Existing +securities converting into additional +securities in an existing class
		FROM (Existing Class)
		ASX +security code and description
For	LPDOC : OPTION EXPIRING 18-MAY-2022
TO (Existing Class)
		ASX +security code and description
		LPD : ORDINARY FULLY PAID
		Please state the number of options	The first date the options were	The last date the options were
		that were exercised or other	exercised or other +convertible	exercised or other +convertible
		+convertible securities that were	securities were converted	securities were converted
		converted	15/11/2021	15/11/2021
		177,045

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

Application for quotation of +securities

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