LMS CAPITAL PLC
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer LMS Capital PLC
of existing shares to which voting rights are
attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights x
Other (please
specify):
3. Full name of person(s) subject to the Withers Trust Corporation Limited, James McCarthy
notification obligation: iii and Nick Kelsey (in their capacity as the Trustees
of the Lord Rayne Will Trust)
4. Full name of shareholder(s) THE BANK OF NEW YORK (NOMINEES) LIMITED
(if different from 3.):iv
5. Date of the transaction and date on 1.9.16
which the threshold is crossed or
reached: v
6. Date on which issuer notified: 2.9.16
7. Threshold(s) that is/are crossed or Increase from below 11% to above 11% but below 12%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
transaction
if possible
using Number Number Number Number of voting % of voting rights x
the ISIN CODE of of of shares rights
Shares Voting
Rights Direct Direct xi Indirect Direct Indirect
xii
Ord shares 11,247,381 11,247,381 11,247,381 11.66
GB00B12MHD28
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting rights % of voting rights
instrument price date xvii Conversion instrument refers to xix, xx
period xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
11,247,381 11.66
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
Whilst there has been no acquisition or
13. Additional information: disposal of voting rights, as announced by the
issuer on 1 September 2016, the overall number
of shares in issue by total issued share
capital has decreased from 103,584,592 Ordinary
Shares to 96,441,735 Ordinary Shares, as a
result of the completion of the Tender Offer.
The effect of this reduction in the total
issued share capital is to increase the
proportion of voting rights held by the
trustees of the Lord Rayne Will Trust from
below to above the 11% threshold, which has
prompted this notification.
The voting rights are held by The Bank of New
York (Nominees) Limited, which is the
sub-custodian of Multrees Investor Services
Limited, which holds the shares under an
investment management agreement with Stonehage
Fleming Investment Management Limited, for the
trustees of the Lord Rayne Will Trust.
14. Contact name: Robert McLean
15. Contact telephone number: 020 7597 6000
LMS CAPITAL PLC : - Holding(s) in Company
September 05, 2016 at 09:06 am EDT
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