For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are LMS CAPITAL PLC
attached:ii
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the ASSET VALUE INVESTORS LTD
notification obligation:iii
StateStreet Nominees - ASV0
Chase Nominees - ACV07
4. Full name of shareholder(s)
(if different from 3.):iv Chase Nominees - 11429
BNY Nominees- 392213
5. Date of the transaction and date on
which the threshold is crossed or 27/01/2015
reached: v
6. Date on which issuer notified: 28/01/2015
7. Threshold(s) that is/are crossed or 16%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
Number Number Number Number of voting % of voting rights x
if possible of of of shares rights
using Shares Voting
the ISIN Rights Direct Direct xi Indirect Direct Indirect
CODE xii
GB00B07V0H27
22,673,938 22,673,938 23,673,938 23,673,938 16.30%
Ordinary
shares
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date xiii Conversion Period xiv rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
N/A
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting rights % of voting rights
financial date xvii Conversion instrument refers to xix, xx
instrument period
xviii
Nominal Delta
N/A
Total (A+B+C)
Number of voting rights Percentage of voting rights
23,673,938 16.30%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Asset Value Investors acts as discretionary fund manager
for all shares mentioned in item 8.
Asset Value Investors Limited
14. Contact name:
Jake Crowhurst
15. Contact telephone number: 0207 659 4800