LMS CAPITAL PLC
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer LMS Capital plc
of existing shares to which voting rights are
attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person(s) subject to the Schroders plc
notification obligation: iii
4. Full name of shareholder(s) Schroder Investment Management Limited
(if different from 3.):iv
5. Date of the transaction and date on 21.12.15
which the threshold is crossed or
reached: v
6. Date on which issuer notified: 22.12.15
7. Threshold(s) that is/are crossed or Below 5%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
transaction
if possible
using Number Number Number Number of voting % of voting rights x
the ISIN CODE of of of shares rights
Shares Voting
Rights Direct Direct Indirect Direct Indirect
xi xii
Ordinary 13,952,137 12,027,231 5,097,101 N/A 5,097,101 N/A 4.921%
GB00B12MHD28
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting rights % of voting rights
instrument price date xvii Conversion instrument refers to xix, xx
period xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
5,097,101 4.921%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Schroder Investment Management Limited 5,097,101
4.921%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
This notification is being made based on the
13. Additional information: legal entity position falling below 5%.
Schroders Plc's position remains as per the
previous disclosure. The shares referred to in
section 9 are held in portfolios managed by
those firms on a discretionary basis for
clients under investment management agreements.
This disclosure is based on issue share capital
amount 103,584,592.
14. Contact name: Chloe Talbot
15. Contact telephone number: +44 207 658 6000
LMS CAPITAL : s) in Company
December 23, 2015 at 04:23 am EST
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